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403(B) THRIFT PLAN OF HERITAGE CENTERS 401k Plan overview

Plan Name403(B) THRIFT PLAN OF HERITAGE CENTERS
Plan identification number 002

403(B) THRIFT PLAN OF HERITAGE CENTERS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Target benefit plan
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NYSARC, INC. ERIE COUNTY CHAPTER DBA THE ARC ERIE COUNTY NEW YORK has sponsored the creation of one or more 401k plans.

Company Name:NYSARC, INC. ERIE COUNTY CHAPTER DBA THE ARC ERIE COUNTY NEW YORK
Employer identification number (EIN):160769044
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about NYSARC, INC. ERIE COUNTY CHAPTER DBA THE ARC ERIE COUNTY NEW YORK

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1949-01-31
Company Identification Number: 72827
Legal Registered Office Address: 29 BRITISH AMERICAN BOULEVARD
2ND FLOOR
LATHAM
United States of America (USA)
12110

More information about NYSARC, INC. ERIE COUNTY CHAPTER DBA THE ARC ERIE COUNTY NEW YORK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF HERITAGE CENTERS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LISSA CARROLL
0022016-01-01LISSA CARROLL LISSA CARROLL2017-10-12
0022015-01-01LISSA CARROLL LISSA CARROLL2016-10-05
0022014-01-01BARBARA KACZMAREK
0022013-01-01BARBARA KACZMAREK
0022012-01-01BARBARA J. KACZMAREK
0022011-01-01BARBARA J. KACZMAREK
0022009-01-01MARY JO MALINOWSKI

Plan Statistics for 403(B) THRIFT PLAN OF HERITAGE CENTERS

401k plan membership statisitcs for 403(B) THRIFT PLAN OF HERITAGE CENTERS

Measure Date Value
2021: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2021 401k membership
Total participants, beginning-of-year2021-01-011,689
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,354
2020: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2020 401k membership
Total participants, beginning-of-year2020-01-011,469
Total number of active participants reported on line 7a of the Form 55002020-01-011,417
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01270
Total of all active and inactive participants2020-01-011,687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,689
Number of participants with account balances2020-01-011,622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01133
2019: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2019 401k membership
Total participants, beginning-of-year2019-01-011,283
Total number of active participants reported on line 7a of the Form 55002019-01-011,227
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01240
Total of all active and inactive participants2019-01-011,467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,469
Number of participants with account balances2019-01-011,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01130
2018: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2018 401k membership
Total participants, beginning-of-year2018-01-011,032
Total number of active participants reported on line 7a of the Form 55002018-01-011,030
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01251
Total of all active and inactive participants2018-01-011,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-011,283
Number of participants with account balances2018-01-011,244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01183
2017: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2017 401k membership
Total participants, beginning-of-year2017-01-01779
Total number of active participants reported on line 7a of the Form 55002017-01-01887
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01143
Total of all active and inactive participants2017-01-011,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,032
Number of participants with account balances2017-01-01997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0175
2016: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2016 401k membership
Total participants, beginning-of-year2016-01-01555
Total number of active participants reported on line 7a of the Form 55002016-01-01648
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01129
Total of all active and inactive participants2016-01-01777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01779
Number of participants with account balances2016-01-01762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0174
2015: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2015 401k membership
Total participants, beginning-of-year2015-01-01634
Total number of active participants reported on line 7a of the Form 55002015-01-01460
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0195
Total of all active and inactive participants2015-01-01555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01555
Number of participants with account balances2015-01-01555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01109
2014: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2014 401k membership
Total participants, beginning-of-year2014-01-01605
Total number of active participants reported on line 7a of the Form 55002014-01-01549
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0184
Total of all active and inactive participants2014-01-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01634
Number of participants with account balances2014-01-01633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2013 401k membership
Total participants, beginning-of-year2013-01-01577
Total number of active participants reported on line 7a of the Form 55002013-01-01540
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01605
Number of participants with account balances2013-01-01604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0128
2012: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2012 401k membership
Total participants, beginning-of-year2012-01-01531
Total number of active participants reported on line 7a of the Form 55002012-01-01515
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0160
Total of all active and inactive participants2012-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01577
Number of participants with account balances2012-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0154
2011: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2011 401k membership
Total participants, beginning-of-year2011-01-01459
Total number of active participants reported on line 7a of the Form 55002011-01-01474
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-01528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01531
Number of participants with account balances2011-01-01530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0127
2009: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2009 401k membership
Total participants, beginning-of-year2009-01-01411
Total number of active participants reported on line 7a of the Form 55002009-01-01367
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01417
Number of participants with account balances2009-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0121

Financial Data on 403(B) THRIFT PLAN OF HERITAGE CENTERS

Measure Date Value
2021 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-10-04$0
Total transfer of assets from this plan2021-10-04$17,899,622
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-04$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-04$0
Total income from all sources (including contributions)2021-10-04$3,044,033
Total loss/gain on sale of assets2021-10-04$0
Total of all expenses incurred2021-10-04$5,817,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-04$5,810,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-04$1,126,124
Value of total assets at end of year2021-10-04$0
Value of total assets at beginning of year2021-10-04$20,673,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-10-04$7,375
Total interest from all sources2021-10-04$20,492
Total dividends received (eg from common stock, registered investment company shares)2021-10-04$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-04Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-10-04$0
Was this plan covered by a fidelity bond2021-10-04Yes
Value of fidelity bond cover2021-10-04$500,000
If this is an individual account plan, was there a blackout period2021-10-04No
Were there any nonexempt tranactions with any party-in-interest2021-10-04No
Contributions received from participants2021-10-04$781,112
Participant contributions at end of year2021-10-04$0
Participant contributions at beginning of year2021-10-04$234,835
Income. Received or receivable in cash from other sources (including rollovers)2021-10-04$103,287
Administrative expenses (other) incurred2021-10-04$7,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-04No
Value of net income/loss2021-10-04$-2,773,805
Value of net assets at end of year (total assets less liabilities)2021-10-04$0
Value of net assets at beginning of year (total assets less liabilities)2021-10-04$20,673,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-04No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-04No
Were any leases to which the plan was party in default or uncollectible2021-10-04No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-10-04$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-10-04$17,683,722
Value of interest in pooled separate accounts at end of year2021-10-04$0
Interest earned on other investments2021-10-04$20,492
Value of interest in master investment trust accounts at end of year2021-10-04$0
Value of interest in common/collective trusts at end of year2021-10-04$0
Assets. Value of investments in 103.12 investment entities at end of year2021-10-04$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-10-04$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-10-04$2,754,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-10-04$0
Net investment gain/loss from pooled separate accounts2021-10-04$1,897,417
Net investment gain or loss from common/collective trusts2021-10-04$0
Net gain/loss from 103.12 investment entities2021-10-04$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-04No
Was there a failure to transmit to the plan any participant contributions2021-10-04No
Has the plan failed to provide any benefit when due under the plan2021-10-04No
Contributions received in cash from employer2021-10-04$241,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-04$5,810,463
Contract administrator fees2021-10-04$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-10-04No
Did the plan have assets held for investment2021-10-04Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-04No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-04Yes
Opinion of an independent qualified public accountant for this plan2021-10-04Disclaimer
Accountancy firm name2021-10-04BONADIO AND COMPANY, LLP
Accountancy firm EIN2021-10-04161131146
2020 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,576,913
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,101,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,096,021
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,721,522
Value of total assets at end of year2020-12-31$20,673,427
Value of total assets at beginning of year2020-12-31$17,197,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,066
Total interest from all sources2020-12-31$26,338
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$886,138
Participant contributions at end of year2020-12-31$234,835
Participant contributions at beginning of year2020-12-31$183,044
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$546,550
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$5,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,475,826
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,673,427
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,197,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,683,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,466,953
Interest on participant loans2020-12-31$0
Interest earned on other investments2020-12-31$26,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,754,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,547,604
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$2,829,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$288,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,096,021
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
2019 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,162,203
Total income from all sources (including contributions)2019-12-31$4,162,203
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,448,426
Total of all expenses incurred2019-12-31$1,448,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,444,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,444,821
Expenses. Certain deemed distributions of participant loans2019-12-31$3,605
Expenses. Certain deemed distributions of participant loans2019-12-31$3,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,219,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,219,652
Value of total assets at end of year2019-12-31$17,193,996
Value of total assets at end of year2019-12-31$17,193,996
Value of total assets at beginning of year2019-12-31$14,480,219
Value of total assets at beginning of year2019-12-31$14,480,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$44,912
Total interest from all sources2019-12-31$44,912
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$845,330
Contributions received from participants2019-12-31$845,330
Participant contributions at end of year2019-12-31$179,439
Participant contributions at end of year2019-12-31$179,439
Participant contributions at beginning of year2019-12-31$155,860
Participant contributions at beginning of year2019-12-31$155,860
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$110,214
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$110,214
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,713,777
Value of net income/loss2019-12-31$2,713,777
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,193,996
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,193,996
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,480,219
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,480,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,466,953
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,466,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,070,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,070,521
Interest on participant loans2019-12-31$0
Interest on participant loans2019-12-31$0
Interest earned on other investments2019-12-31$44,912
Interest earned on other investments2019-12-31$44,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,547,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,547,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,253,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,253,838
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$2,897,639
Net investment gain/loss from pooled separate accounts2019-12-31$2,897,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$264,108
Contributions received in cash from employer2019-12-31$264,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,444,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,444,821
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
Accountancy firm EIN2019-12-31161131146
2018 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$459,518
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,511,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,510,604
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,287,580
Value of total assets at end of year2018-12-31$14,480,219
Value of total assets at beginning of year2018-12-31$16,531,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$564
Total interest from all sources2018-12-31$27,372
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$924,845
Participant contributions at end of year2018-12-31$155,860
Participant contributions at beginning of year2018-12-31$263,638
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$43,059
Other income not declared elsewhere2018-12-31$1,622
Administrative expenses (other) incurred2018-12-31$564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,051,650
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,480,219
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,531,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,070,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,583,631
Interest on participant loans2018-12-31$0
Interest earned on other investments2018-12-31$27,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,253,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,684,600
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$-857,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$319,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,510,604
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BONADIO & CO., LLP
Accountancy firm EIN2018-12-31161131146
2017 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,137,925
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$889,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$875,152
Expenses. Certain deemed distributions of participant loans2017-12-31$12,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,121,130
Value of total assets at end of year2017-12-31$16,515,740
Value of total assets at beginning of year2017-12-31$14,267,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,222
Total interest from all sources2017-12-31$31,545
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$792,166
Participant contributions at end of year2017-12-31$247,509
Participant contributions at beginning of year2017-12-31$254,469
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$79,089
Other income not declared elsewhere2017-12-31$4,338
Administrative expenses (other) incurred2017-12-31$1,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,248,578
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,515,740
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,267,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,583,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,244,514
Interest on participant loans2017-12-31$0
Interest earned on other investments2017-12-31$31,545
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,684,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,768,179
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from pooled separate accounts2017-12-31$1,980,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$249,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$875,152
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BONADIO & CO., LLP
Accountancy firm EIN2017-12-31161131146
2016 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,074,637
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,116,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,104,310
Expenses. Certain deemed distributions of participant loans2016-12-31$7,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,099,476
Value of total assets at end of year2016-12-31$14,267,161
Value of total assets at beginning of year2016-12-31$13,308,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,681
Total interest from all sources2016-12-31$30,101
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$816,245
Participant contributions at end of year2016-12-31$254,469
Participant contributions at beginning of year2016-12-31$221,782
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$19,300
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$4,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$958,162
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,267,161
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,308,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,244,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,242,615
Interest on participant loans2016-12-31$0
Interest earned on other investments2016-12-31$30,101
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,768,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,844,602
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$945,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$263,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,104,310
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BONADIO & CO., LLP
Accountancy firm EIN2016-12-31161131146
2015 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,226,838
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,069,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,065,896
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,239,973
Value of total assets at end of year2015-12-31$13,308,999
Value of total assets at beginning of year2015-12-31$13,151,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,904
Total interest from all sources2015-12-31$29,849
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$838,087
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$126,728
Other income not declared elsewhere2015-12-31$1,245
Administrative expenses (other) incurred2015-12-31$3,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$157,038
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,308,999
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,151,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,242,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,276,711
Interest on participant loans2015-12-31$0
Interest earned on other investments2015-12-31$29,849
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,066,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,875,250
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$-44,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$275,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,065,896
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BONADIO & CO., LLP
Accountancy firm EIN2015-12-31161131146
2014 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,908,478
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$680,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$679,052
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,177,152
Value of total assets at end of year2014-12-31$13,151,961
Value of total assets at beginning of year2014-12-31$11,923,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,000
Total interest from all sources2014-12-31$30,280
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$818,624
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$73,740
Other income not declared elsewhere2014-12-31$521
Administrative expenses (other) incurred2014-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,228,426
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,151,961
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,923,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,276,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,165,150
Interest on participant loans2014-12-31$0
Interest earned on other investments2014-12-31$30,280
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,875,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,758,385
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$700,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$284,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$679,052
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BONADIO & CO., LLP
Accountancy firm EIN2014-12-31161131146
2013 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,899,040
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$555,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$548,479
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,097,836
Value of total assets at end of year2013-12-31$11,923,535
Value of total assets at beginning of year2013-12-31$9,580,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,281
Total interest from all sources2013-12-31$29,570
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$770,042
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$50,943
Other income not declared elsewhere2013-12-31$2,661
Administrative expenses (other) incurred2013-12-31$7,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,343,280
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,923,535
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,580,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,165,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,990,421
Interest on participant loans2013-12-31$0
Interest earned on other investments2013-12-31$29,570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,758,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,589,834
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$1,768,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$276,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$548,479
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BONADIO & CO., LLP
Accountancy firm EIN2013-12-31161131146
2012 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,111,600
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$562,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$542,564
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,249,561
Value of total assets at end of year2012-12-31$9,580,255
Value of total assets at beginning of year2012-12-31$8,031,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,805
Total interest from all sources2012-12-31$38,364
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$777,591
Participant contributions at end of year2012-12-31$174,051
Participant contributions at beginning of year2012-12-31$162,795
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$203,485
Other income not declared elsewhere2012-12-31$41,725
Administrative expenses (other) incurred2012-12-31$19,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,549,231
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,580,255
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,031,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,990,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,816,496
Interest on participant loans2012-12-31$0
Interest earned on other investments2012-12-31$38,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,415,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,051,733
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$781,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$268,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$542,564
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BONADIO & CO., LLP
Accountancy firm EIN2012-12-31016113114
2011 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,035,812
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$362,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$353,319
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,094,954
Value of total assets at end of year2011-12-31$8,031,024
Value of total assets at beginning of year2011-12-31$7,357,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,705
Total interest from all sources2011-12-31$40,065
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$700,791
Participant contributions at end of year2011-12-31$162,794
Participant contributions at beginning of year2011-12-31$148,639
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$163,772
Other income not declared elsewhere2011-12-31$4,212
Administrative expenses (other) incurred2011-12-31$8,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$673,788
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,031,024
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,357,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,816,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,513,206
Interest on participant loans2011-12-31$0
Interest earned on other investments2011-12-31$40,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,051,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,695,391
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-103,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$230,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$353,319
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BONADIO & CO., LLP
Accountancy firm EIN2011-12-31161131146
2010 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,749,140
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$278,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$264,288
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$968,461
Value of total assets at end of year2010-12-31$7,357,236
Value of total assets at beginning of year2010-12-31$5,886,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,768
Total interest from all sources2010-12-31$47,331
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$698,226
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$47,163
Other income not declared elsewhere2010-12-31$6,432
Administrative expenses (other) incurred2010-12-31$13,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,471,084
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,357,236
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,886,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,513,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,242,574
Interest on participant loans2010-12-31$0
Interest earned on other investments2010-12-31$47,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,844,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,643,578
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$726,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$223,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$264,288
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BONADIO & CO., LLP
Accountancy firm EIN2010-12-31161131146
2009 : 403(B) THRIFT PLAN OF HERITAGE CENTERS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 403(B) THRIFT PLAN OF HERITAGE CENTERS

2021: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: 403(B) THRIFT PLAN OF HERITAGE CENTERS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-10-04
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,111
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1111
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered1689
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,111
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1111
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered1469
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,058
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6058
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered1283
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,855
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3855
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered1032
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,616
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5616
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered555
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,549
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2549
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered634
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,116
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2116
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered605
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,885
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1885
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameROCHESTER REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered577
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,531
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees659
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameMELISA BEAUCHESNE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered531
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,113
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number005994H
Policy instance 1
Insurance contract or identification number005994H
Number of Individuals Covered459
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,137
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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