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SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 401k Plan overview

Plan NameSOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN
Plan identification number 333

SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE BUILDERS EXCHANGE OF THE SOUTHERN TIER, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE BUILDERS EXCHANGE OF THE SOUTHERN TIER, INC.
Employer identification number (EIN):160810649
NAIC Classification:236200

Additional information about THE BUILDERS EXCHANGE OF THE SOUTHERN TIER, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1956-12-17
Company Identification Number: 98950

More information about THE BUILDERS EXCHANGE OF THE SOUTHERN TIER, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332022-01-01
3332021-01-01
3332020-01-01
3332019-01-01
3332018-01-01
3332017-01-01DONAL K. FORD
3332016-01-01DONAL K. FORD
3332015-01-01DONAL K. FORD
3332015-01-01DONAL K. FORD
3332014-01-01BRAD WALTERS
3332014-01-01BRAD WALTERS
3332013-01-01BRAD WALTERS BRAD WALTERS2015-04-27
3332012-01-01BRAD WALTERS
3332011-01-01BRAD WALTERS
3332010-01-01BRAD WALTERS
3332009-01-01BRAD WALTERS

Plan Statistics for SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN

401k plan membership statisitcs for SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN

Measure Date Value
2022: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01189
Total number of active participants reported on line 7a of the Form 55002022-01-01133
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0158
Total of all active and inactive participants2022-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01197
Number of participants with account balances2022-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01196
Total number of active participants reported on line 7a of the Form 55002021-01-01151
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0158
Total of all active and inactive participants2021-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01209
Number of participants with account balances2021-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01179
Total number of active participants reported on line 7a of the Form 55002020-01-01153
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0146
Total of all active and inactive participants2020-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01200
Number of participants with account balances2020-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01165
Total number of active participants reported on line 7a of the Form 55002019-01-01145
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0125
Total of all active and inactive participants2019-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01174
Number of participants with account balances2019-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01163
Total number of active participants reported on line 7a of the Form 55002018-01-01143
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0130
Total of all active and inactive participants2018-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01173
Number of participants with account balances2018-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01162
Total number of active participants reported on line 7a of the Form 55002017-01-01148
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0121
Total of all active and inactive participants2017-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01169
Number of participants with account balances2017-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01235
Total number of active participants reported on line 7a of the Form 55002016-01-01215
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01240
Number of participants with account balances2016-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01237
Total number of active participants reported on line 7a of the Form 55002015-01-01218
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01255
Number of participants with account balances2015-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0136
2014: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01259
Total number of active participants reported on line 7a of the Form 55002014-01-01158
Number of other retired or separated participants entitled to future benefits2014-01-0195
Total of all active and inactive participants2014-01-01253
Total participants2014-01-01253
Number of participants with account balances2014-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01301
Total number of active participants reported on line 7a of the Form 55002013-01-01181
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0194
Total of all active and inactive participants2013-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01275
Number of participants with account balances2013-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01288
Total number of active participants reported on line 7a of the Form 55002012-01-01202
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0199
Total of all active and inactive participants2012-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01301
Number of participants with account balances2012-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01270
Total number of active participants reported on line 7a of the Form 55002011-01-01203
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0185
Total of all active and inactive participants2011-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01288
Number of participants with account balances2011-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01292
Total number of active participants reported on line 7a of the Form 55002010-01-01187
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0183
Total of all active and inactive participants2010-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01270
Number of participants with account balances2010-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01300
Total number of active participants reported on line 7a of the Form 55002009-01-01213
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0179
Total of all active and inactive participants2009-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01292
Number of participants with account balances2009-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN

Measure Date Value
2022 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$8,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,722,656
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$482,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$408,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$778,450
Value of total assets at end of year2022-12-31$10,305,061
Value of total assets at beginning of year2022-12-31$12,502,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$74,064
Total interest from all sources2022-12-31$888
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$18,623
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$386,516
Participant contributions at end of year2022-12-31$23,983
Participant contributions at beginning of year2022-12-31$16,591
Participant contributions at end of year2022-12-31$16,137
Participant contributions at beginning of year2022-12-31$31,322
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$166,209
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$4,973
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$6,867
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$3,154
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$8,100
Other income not declared elsewhere2022-12-31$39
Administrative expenses (other) incurred2022-12-31$10,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,205,052
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,296,961
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$12,502,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$41,504
Value of interest in pooled separate accounts at end of year2022-12-31$9,488,432
Value of interest in pooled separate accounts at beginning of year2022-12-31$11,932,534
Interest on participant loans2022-12-31$888
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$31,376
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$22,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$22,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$708,694
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$446,218
Net investment gain/loss from pooled separate accounts2022-12-31$-2,502,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$225,725
Employer contributions (assets) at end of year2022-12-31$29,572
Employer contributions (assets) at beginning of year2022-12-31$49,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$403,359
Contract administrator fees2022-12-31$3,000
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TRONCONI SEGARRA & ASSOCIATES, LLP
Accountancy firm EIN2022-12-31043728817
2021 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,822
Total income from all sources (including contributions)2021-12-31$1,923,699
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$625,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$555,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$606,392
Value of total assets at end of year2021-12-31$12,502,013
Value of total assets at beginning of year2021-12-31$11,206,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$70,043
Total interest from all sources2021-12-31$1,113
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$368,413
Participant contributions at end of year2021-12-31$16,591
Participant contributions at beginning of year2021-12-31$22,732
Participant contributions at end of year2021-12-31$31,322
Participant contributions at beginning of year2021-12-31$29,108
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$36,596
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,154
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,764
Other income not declared elsewhere2021-12-31$19,001
Administrative expenses (other) incurred2021-12-31$11,661
Liabilities. Value of operating payables at beginning of year2021-12-31$2,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,298,160
Value of net assets at end of year (total assets less liabilities)2021-12-31$12,502,013
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,203,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$11,932,534
Value of interest in pooled separate accounts at beginning of year2021-12-31$10,633,972
Interest on participant loans2021-12-31$1,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$22,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$13,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$13,814
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$446,218
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$456,257
Net investment gain/loss from pooled separate accounts2021-12-31$1,297,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$237,979
Employer contributions (assets) at end of year2021-12-31$49,575
Employer contributions (assets) at beginning of year2021-12-31$49,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$518,900
Contract administrator fees2021-12-31$58,382
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TRONCONI SEGARRA & ASSOCIATES, LLP
Accountancy firm EIN2021-12-31043728817
2020 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,822
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,915
Total income from all sources (including contributions)2020-12-31$2,158,104
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$722,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$647,139
Expenses. Certain deemed distributions of participant loans2020-12-31$4,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$579,665
Value of total assets at end of year2020-12-31$11,206,675
Value of total assets at beginning of year2020-12-31$9,770,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$71,098
Total interest from all sources2020-12-31$1,352
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$9,622
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$343,442
Participant contributions at end of year2020-12-31$22,732
Participant contributions at beginning of year2020-12-31$26,721
Participant contributions at end of year2020-12-31$29,108
Participant contributions at beginning of year2020-12-31$21,483
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$1,031
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$4,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,915
Other income not declared elsewhere2020-12-31$1,217
Administrative expenses (other) incurred2020-12-31$9,276
Liabilities. Value of operating payables at end of year2020-12-31$2,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,435,860
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,203,853
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,767,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$10,633,972
Value of interest in pooled separate accounts at beginning of year2020-12-31$9,207,974
Interest on participant loans2020-12-31$1,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$13,814
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$15,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$15,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$456,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$434,028
Net investment gain/loss from pooled separate accounts2020-12-31$1,575,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$236,223
Employer contributions (assets) at end of year2020-12-31$49,028
Employer contributions (assets) at beginning of year2020-12-31$60,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$646,108
Contract administrator fees2020-12-31$52,200
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2020-12-31043728817
2019 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,915
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,915
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,688
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,688
Total income from all sources (including contributions)2019-12-31$2,229,045
Total income from all sources (including contributions)2019-12-31$2,229,045
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$502,272
Total of all expenses incurred2019-12-31$502,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$431,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$431,309
Expenses. Certain deemed distributions of participant loans2019-12-31$9,313
Expenses. Certain deemed distributions of participant loans2019-12-31$9,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$569,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$569,568
Value of total assets at end of year2019-12-31$9,770,908
Value of total assets at end of year2019-12-31$9,770,908
Value of total assets at beginning of year2019-12-31$8,045,908
Value of total assets at beginning of year2019-12-31$8,045,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$61,650
Total interest from all sources2019-12-31$840
Total interest from all sources2019-12-31$840
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$11,351
Administrative expenses professional fees incurred2019-12-31$11,351
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$324,866
Contributions received from participants2019-12-31$324,866
Participant contributions at end of year2019-12-31$26,721
Participant contributions at end of year2019-12-31$26,721
Participant contributions at beginning of year2019-12-31$26,264
Participant contributions at beginning of year2019-12-31$26,264
Participant contributions at end of year2019-12-31$21,483
Participant contributions at end of year2019-12-31$21,483
Participant contributions at beginning of year2019-12-31$30,442
Participant contributions at beginning of year2019-12-31$30,442
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$56
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$56
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$4,635
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$4,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$4,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$4,688
Other income not declared elsewhere2019-12-31$1,273
Other income not declared elsewhere2019-12-31$1,273
Administrative expenses (other) incurred2019-12-31$8,790
Administrative expenses (other) incurred2019-12-31$8,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,726,773
Value of net income/loss2019-12-31$1,726,773
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,767,993
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,767,993
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,041,220
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,041,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$9,207,974
Value of interest in pooled separate accounts at end of year2019-12-31$9,207,974
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,520,012
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,520,012
Interest on participant loans2019-12-31$840
Interest on participant loans2019-12-31$840
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$15,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$15,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$434,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$434,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$420,504
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$420,504
Net investment gain/loss from pooled separate accounts2019-12-31$1,657,364
Net investment gain/loss from pooled separate accounts2019-12-31$1,657,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$244,702
Contributions received in cash from employer2019-12-31$244,702
Employer contributions (assets) at end of year2019-12-31$60,867
Employer contributions (assets) at end of year2019-12-31$60,867
Employer contributions (assets) at beginning of year2019-12-31$48,686
Employer contributions (assets) at beginning of year2019-12-31$48,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$431,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$431,253
Contract administrator fees2019-12-31$41,509
Contract administrator fees2019-12-31$41,509
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm name2019-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2019-12-31043728817
Accountancy firm EIN2019-12-31043728817
2018 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,688
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,760
Total income from all sources (including contributions)2018-12-31$137,750
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$382,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$305,997
Expenses. Certain deemed distributions of participant loans2018-12-31$17,041
Value of total corrective distributions2018-12-31$908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$529,369
Value of total assets at end of year2018-12-31$8,045,908
Value of total assets at beginning of year2018-12-31$8,289,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,164
Total interest from all sources2018-12-31$2,964
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$306,498
Participant contributions at end of year2018-12-31$26,264
Participant contributions at beginning of year2018-12-31$66,841
Participant contributions at end of year2018-12-31$30,442
Participant contributions at beginning of year2018-12-31$21,554
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$8,018
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$4,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$3,760
Other income not declared elsewhere2018-12-31$18,758
Administrative expenses (other) incurred2018-12-31$17,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-244,360
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,041,220
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,285,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$7,520,012
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,598,502
Interest on participant loans2018-12-31$2,964
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$420,504
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$527,337
Net investment gain/loss from pooled separate accounts2018-12-31$-413,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$222,871
Employer contributions (assets) at end of year2018-12-31$48,686
Employer contributions (assets) at beginning of year2018-12-31$75,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$297,979
Contract administrator fees2018-12-31$40,800
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2018-12-31043728817
2017 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$1,434,053
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,760
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$298
Total income from all sources (including contributions)2017-12-31$1,741,684
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$438,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$363,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$475,413
Value of total assets at end of year2017-12-31$8,289,340
Value of total assets at beginning of year2017-12-31$8,416,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$75,400
Total interest from all sources2017-12-31$2,031
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$29,335
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$256,164
Participant contributions at end of year2017-12-31$66,841
Participant contributions at beginning of year2017-12-31$93,977
Participant contributions at end of year2017-12-31$21,554
Participant contributions at beginning of year2017-12-31$14,063
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$55
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$21,638
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$298
Other income not declared elsewhere2017-12-31$7,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,303,127
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,285,580
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,416,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$7,598,502
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,840,347
Interest on participant loans2017-12-31$2,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$527,337
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$402,226
Net investment gain/loss from pooled separate accounts2017-12-31$1,256,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$219,249
Employer contributions (assets) at end of year2017-12-31$75,106
Employer contributions (assets) at beginning of year2017-12-31$44,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$363,102
Contract administrator fees2017-12-31$46,065
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HAINES & COMPANY
Accountancy firm EIN2017-12-31473317888
2016 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$3,620
Total transfer of assets from this plan2016-12-31$1,283,280
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$298
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,964
Total income from all sources (including contributions)2016-12-31$1,318,454
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$834,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$755,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$645,404
Value of total assets at end of year2016-12-31$8,416,805
Value of total assets at beginning of year2016-12-31$9,232,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$78,982
Total interest from all sources2016-12-31$6,699
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$30,133
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$303,696
Participant contributions at end of year2016-12-31$93,977
Participant contributions at beginning of year2016-12-31$176,802
Participant contributions at end of year2016-12-31$14,063
Participant contributions at beginning of year2016-12-31$39,704
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,222
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$21,638
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$155
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$298
Other income not declared elsewhere2016-12-31$8,797
Liabilities. Value of operating payables at beginning of year2016-12-31$19,964
Total non interest bearing cash at beginning of year2016-12-31$73,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$483,616
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,416,507
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,212,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,849
Value of interest in pooled separate accounts at end of year2016-12-31$7,840,218
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,418,249
Interest on participant loans2016-12-31$6,699
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$402,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$407,733
Net investment gain/loss from pooled separate accounts2016-12-31$657,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$341,708
Employer contributions (assets) at end of year2016-12-31$44,553
Employer contributions (assets) at beginning of year2016-12-31$116,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$753,634
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HAINES & COMPANY
Accountancy firm EIN2016-12-31473317888
2015 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$17,227
Total income from all sources (including contributions)2015-12-31$994,961
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$602,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$578,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$867,507
Value of total assets at end of year2015-12-31$9,214,925
Value of total assets at beginning of year2015-12-31$8,839,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,153
Total interest from all sources2015-12-31$2,965
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$61,821
Administrative expenses professional fees incurred2015-12-31$2,450
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$332,885
Participant contributions at end of year2015-12-31$176,811
Participant contributions at beginning of year2015-12-31$106,362
Participant contributions at end of year2015-12-31$38,523
Participant contributions at beginning of year2015-12-31$40,145
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$10,497
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$20,807
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,971
Other income not declared elsewhere2015-12-31$74,802
Administrative expenses (other) incurred2015-12-31$13,177
Liabilities. Value of operating payables at end of year2015-12-31$19,964
Liabilities. Value of operating payables at beginning of year2015-12-31$17,227
Total non interest bearing cash at end of year2015-12-31$61,857
Total non interest bearing cash at beginning of year2015-12-31$24,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$392,705
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,214,925
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,822,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$19,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,840,624
Value of interest in pooled separate accounts at end of year2015-12-31$8,418,249
Interest on participant loans2015-12-31$2,965
Value of interest in common/collective trusts at beginning of year2015-12-31$1,817,689
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$398,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$245,775
Net investment gain/loss from pooled separate accounts2015-12-31$49,687
Net investment gain or loss from common/collective trusts2015-12-31$30,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$524,125
Employer contributions (assets) at end of year2015-12-31$117,071
Employer contributions (assets) at beginning of year2015-12-31$10,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$557,296
Contract administrator fees2015-12-31$21,703
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HAINES & COMPANY
Accountancy firm EIN2015-12-31473317888
2014 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$17,227
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,809
Total income from all sources (including contributions)2014-12-31$1,207,477
Total of all expenses incurred2014-12-31$432,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$358,267
Value of total corrective distributions2014-12-31$9,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$702,071
Value of total assets at end of year2014-12-31$8,839,448
Value of total assets at beginning of year2014-12-31$8,055,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$65,004
Total interest from all sources2014-12-31$1,545
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$479,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$479,126
Administrative expenses professional fees incurred2014-12-31$16,330
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$312,998
Participant contributions at end of year2014-12-31$106,362
Participant contributions at beginning of year2014-12-31$66,751
Participant contributions at end of year2014-12-31$40,145
Participant contributions at beginning of year2014-12-31$44,615
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Administrative expenses (other) incurred2014-12-31$1,143
Liabilities. Value of operating payables at end of year2014-12-31$17,227
Liabilities. Value of operating payables at beginning of year2014-12-31$7,809
Total non interest bearing cash at end of year2014-12-31$24,081
Total non interest bearing cash at beginning of year2014-12-31$17,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$774,804
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,822,221
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,047,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$40,386
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,840,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,303,262
Interest on participant loans2014-12-31$1,545
Value of interest in common/collective trusts at end of year2014-12-31$1,817,690
Value of interest in common/collective trusts at beginning of year2014-12-31$1,609,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-86,349
Net investment gain or loss from common/collective trusts2014-12-31$111,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$389,073
Employer contributions (assets) at end of year2014-12-31$10,546
Employer contributions (assets) at beginning of year2014-12-31$13,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$358,267
Contract administrator fees2014-12-31$7,145
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HAINE & COMPANY
Accountancy firm EIN2014-12-31251635425
2013 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$678,522
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$7,809
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$13,529
Total income from all sources (including contributions)2013-12-31$1,977,616
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$674,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$576,725
Expenses. Certain deemed distributions of participant loans2013-12-31$34,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$701,177
Value of total assets at end of year2013-12-31$8,055,190
Value of total assets at beginning of year2013-12-31$7,444,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$63,002
Total interest from all sources2013-12-31$1,596
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$355,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$355,977
Administrative expenses professional fees incurred2013-12-31$15,075
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$291,782
Participant contributions at end of year2013-12-31$66,751
Participant contributions at beginning of year2013-12-31$80,826
Participant contributions at end of year2013-12-31$44,833
Participant contributions at beginning of year2013-12-31$33,127
Other income not declared elsewhere2013-12-31$294,909
Administrative expenses (other) incurred2013-12-31$3,675
Liabilities. Value of operating payables at end of year2013-12-31$7,809
Liabilities. Value of operating payables at beginning of year2013-12-31$13,529
Total non interest bearing cash at end of year2013-12-31$17,301
Total non interest bearing cash at beginning of year2013-12-31$46,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,302,982
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,055,190
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,430,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$17,485
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,303,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,810,527
Interest on participant loans2013-12-31$1,596
Value of interest in common/collective trusts at end of year2013-12-31$1,609,589
Value of interest in common/collective trusts at beginning of year2013-12-31$444,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$856,517
Net investment gain or loss from common/collective trusts2013-12-31$123,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$409,395
Employer contributions (assets) at end of year2013-12-31$13,454
Employer contributions (assets) at beginning of year2013-12-31$28,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$576,725
Contract administrator fees2013-12-31$26,767
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HAINES & COMPANY
Accountancy firm EIN2013-12-31251635425
2012 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,529
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$10,460
Total income from all sources (including contributions)2012-12-31$1,506,224
Total of all expenses incurred2012-12-31$507,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$438,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$738,063
Value of total assets at end of year2012-12-31$7,444,259
Value of total assets at beginning of year2012-12-31$6,442,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$69,537
Total interest from all sources2012-12-31$1,927
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$182,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$182,932
Administrative expenses professional fees incurred2012-12-31$38,644
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$373,895
Participant contributions at end of year2012-12-31$80,826
Participant contributions at beginning of year2012-12-31$68,328
Participant contributions at end of year2012-12-31$33,127
Participant contributions at beginning of year2012-12-31$39,065
Liabilities. Value of operating payables at end of year2012-12-31$13,529
Liabilities. Value of operating payables at beginning of year2012-12-31$10,460
Total non interest bearing cash at end of year2012-12-31$46,546
Total non interest bearing cash at beginning of year2012-12-31$2,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$998,499
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,430,730
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,432,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$30,893
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,810,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,856,761
Interest on participant loans2012-12-31$1,927
Value of interest in common/collective trusts at end of year2012-12-31$444,448
Value of interest in common/collective trusts at beginning of year2012-12-31$465,195
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$23
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$583,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$364,168
Employer contributions (assets) at end of year2012-12-31$28,785
Employer contributions (assets) at beginning of year2012-12-31$10,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$438,188
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HAINES & COMPANY
Accountancy firm EIN2012-12-31251635425
2011 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$10,460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$687,256
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$401,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$323,870
Expenses. Certain deemed distributions of participant loans2011-12-31$11,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$693,599
Value of total assets at end of year2011-12-31$6,442,691
Value of total assets at beginning of year2011-12-31$6,146,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$66,331
Total interest from all sources2011-12-31$476
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$136,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$136,500
Administrative expenses professional fees incurred2011-12-31$34,520
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$334,824
Participant contributions at end of year2011-12-31$68,328
Participant contributions at beginning of year2011-12-31$64,134
Participant contributions at end of year2011-12-31$39,065
Participant contributions at beginning of year2011-12-31$35,853
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$23,826
Liabilities. Value of operating payables at end of year2011-12-31$10,460
Total non interest bearing cash at end of year2011-12-31$2,988
Total non interest bearing cash at beginning of year2011-12-31$11,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$285,925
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,432,231
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,146,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$31,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,856,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,540,075
Interest on participant loans2011-12-31$476
Value of interest in common/collective trusts at end of year2011-12-31$465,195
Value of interest in common/collective trusts at beginning of year2011-12-31$457,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$23
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$23
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-143,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$334,949
Employer contributions (assets) at end of year2011-12-31$10,331
Employer contributions (assets) at beginning of year2011-12-31$37,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$323,870
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$31,120
Aggregate carrying amount (costs) on sale of assets2011-12-31$31,120
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HAINES & COMPANY
Accountancy firm EIN2011-12-31251635425
2010 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,194,489
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$452,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$370,580
Expenses. Certain deemed distributions of participant loans2010-12-31$38,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$683,144
Value of total assets at end of year2010-12-31$6,146,306
Value of total assets at beginning of year2010-12-31$5,404,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$43,469
Total interest from all sources2010-12-31$1,696
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$143,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$143,607
Administrative expenses professional fees incurred2010-12-31$17,583
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$383,275
Participant contributions at end of year2010-12-31$64,134
Participant contributions at beginning of year2010-12-31$80,838
Participant contributions at end of year2010-12-31$35,853
Participant contributions at beginning of year2010-12-31$44,473
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$26,181
Total non interest bearing cash at end of year2010-12-31$11,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$741,698
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,146,306
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,404,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$25,886
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,540,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,773,805
Interest on participant loans2010-12-31$1,696
Value of interest in common/collective trusts at end of year2010-12-31$457,096
Value of interest in common/collective trusts at beginning of year2010-12-31$438,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$366,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$273,688
Employer contributions (assets) at end of year2010-12-31$37,724
Employer contributions (assets) at beginning of year2010-12-31$66,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$370,580
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$43,488
Aggregate carrying amount (costs) on sale of assets2010-12-31$43,488
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HAINES & COMPANY
Accountancy firm EIN2010-12-31251635425
2009 : SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN

2022: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SOUTHERN TIER BUILDERS ASSOCIATION 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $24,870
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,409
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $27,270
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,089
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $24,642
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,249
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $24,217
Total amount of fees paid to insurance companyUSD $5
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,952
Insurance broker organization code?3
Amount paid for insurance broker fees4
Additional information about fees paid to insurance brokerREVENUE SHARING
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $22,773
Total amount of fees paid to insurance companyUSD $25
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,832
Insurance broker organization code?3
Amount paid for insurance broker fees25
Additional information about fees paid to insurance brokerREVENUE SHARING
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Number of Individuals Covered117
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $21,262
Total amount of fees paid to insurance companyUSD $25
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $14,883
Insurance broker organization code?3
Amount paid for insurance broker fees25
Additional information about fees paid to insurance brokerREVENUE SHARING
Insurance broker namePINNACLE FINANCIAL SERVICES, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932397
Policy instance 1
Insurance contract or identification number932397
Number of Individuals Covered255
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,210
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,210
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameAMERICAN PORTFOLIOS FINANCIAL SCVS

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