401k Plan data: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. plan

RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 401k Plan overview

Plan Name	RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC.
Plan identification number	001

RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JFB FIRTH RIXSON, INC. C/O ALCOA INC. has sponsored the creation of one or more 401k plans.

Company Name: JFB FIRTH RIXSON, INC. C/O ALCOA INC.

Employer identification number (EIN): 161405513

NAIC Classification: 332110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 SCOTT ZAHORCHAK
001 2015-01-01 JOHN KENNA
001 2014-01-01 JOHN KENNA
001 2013-01-01 ANDREW MASKERY
001 2012-01-01 ANDREW MASKERY ANDREW MASKERY 2013-10-10
001 2011-01-01 ANDREW MASKERY ANDREW MASKERY 2012-10-12
001 2010-01-01 ANDREW MASKERY ANDREW MASKERY 2011-10-13
001 2009-01-01 ANDREW MASKERY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	SCOTT ZAHORCHAK
001	2015-01-01	JOHN KENNA
001	2014-01-01	JOHN KENNA
001	2013-01-01	ANDREW MASKERY
001	2012-01-01	ANDREW MASKERY	ANDREW MASKERY	2013-10-10
001	2011-01-01	ANDREW MASKERY	ANDREW MASKERY	2012-10-12
001	2010-01-01	ANDREW MASKERY	ANDREW MASKERY	2011-10-13
001	2009-01-01	ANDREW MASKERY

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC.

Measure Date Value
2016: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2016 401k membership
Total participants, beginning-of-year 2016-01-01 235
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 33
Number of retired or separated participants receiving benefits 2015-01-01 82
Number of other retired or separated participants entitled to future benefits 2015-01-01 100
Total of all active and inactive participants 2015-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 20
Total participants 2015-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 35
Number of retired or separated participants receiving benefits 2014-01-01 78
Number of other retired or separated participants entitled to future benefits 2014-01-01 110
Total of all active and inactive participants 2014-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 19
Total participants 2014-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 36
Number of retired or separated participants receiving benefits 2013-01-01 75
Number of other retired or separated participants entitled to future benefits 2013-01-01 114
Total of all active and inactive participants 2013-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 17
Total participants 2013-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 42
Number of retired or separated participants receiving benefits 2012-01-01 74
Number of other retired or separated participants entitled to future benefits 2012-01-01 116
Total of all active and inactive participants 2012-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 16
Total participants 2012-01-01 248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 47
Number of retired or separated participants receiving benefits 2011-01-01 70
Number of other retired or separated participants entitled to future benefits 2011-01-01 118
Total of all active and inactive participants 2011-01-01 235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 17
Total participants 2011-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2010 401k membership
Total participants, beginning-of-year 2010-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 58
Number of retired or separated participants receiving benefits 2010-01-01 66
Number of other retired or separated participants entitled to future benefits 2010-01-01 120
Total of all active and inactive participants 2010-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 15
Total participants 2010-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 265
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 60
Number of retired or separated participants receiving benefits 2009-01-01 65
Number of other retired or separated participants entitled to future benefits 2009-01-01 123
Total of all active and inactive participants 2009-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 14
Total participants 2009-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2016 401k membership
Total participants, beginning-of-year	2016-01-01	235
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	33
Number of retired or separated participants receiving benefits	2015-01-01	82
Number of other retired or separated participants entitled to future benefits	2015-01-01	100
Total of all active and inactive participants	2015-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	20
Total participants	2015-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	35
Number of retired or separated participants receiving benefits	2014-01-01	78
Number of other retired or separated participants entitled to future benefits	2014-01-01	110
Total of all active and inactive participants	2014-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	19
Total participants	2014-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	36
Number of retired or separated participants receiving benefits	2013-01-01	75
Number of other retired or separated participants entitled to future benefits	2013-01-01	114
Total of all active and inactive participants	2013-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	17
Total participants	2013-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	42
Number of retired or separated participants receiving benefits	2012-01-01	74
Number of other retired or separated participants entitled to future benefits	2012-01-01	116
Total of all active and inactive participants	2012-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	16
Total participants	2012-01-01	248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	47
Number of retired or separated participants receiving benefits	2011-01-01	70
Number of other retired or separated participants entitled to future benefits	2011-01-01	118
Total of all active and inactive participants	2011-01-01	235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	17
Total participants	2011-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2010 401k membership
Total participants, beginning-of-year	2010-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	58
Number of retired or separated participants receiving benefits	2010-01-01	66
Number of other retired or separated participants entitled to future benefits	2010-01-01	120
Total of all active and inactive participants	2010-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	15
Total participants	2010-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	265
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	60
Number of retired or separated participants receiving benefits	2009-01-01	65
Number of other retired or separated participants entitled to future benefits	2009-01-01	123
Total of all active and inactive participants	2009-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	14
Total participants	2009-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC.

Measure	Date	Value
2016 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-11-14	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-14	$0
Total income from all sources (including contributions)	2016-11-14	$1,694,316
Total loss/gain on sale of assets	2016-11-14	$0
Total of all expenses incurred	2016-11-14	$7,965,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-11-14	$7,871,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-11-14	$1,375,000
Value of total assets at end of year	2016-11-14	$0
Value of total assets at beginning of year	2016-11-14	$6,271,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-11-14	$94,602
Total interest from all sources	2016-11-14	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-11-14	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-11-14	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-11-14	$0
Administrative expenses professional fees incurred	2016-11-14	$80,146
Was this plan covered by a fidelity bond	2016-11-14	Yes
Value of fidelity bond cover	2016-11-14	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-11-14	$0
Were there any nonexempt tranactions with any party-in-interest	2016-11-14	No
Administrative expenses (other) incurred	2016-11-14	$8,078
Total non interest bearing cash at end of year	2016-11-14	$0
Total non interest bearing cash at beginning of year	2016-11-14	$162,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-14	No
Value of net income/loss	2016-11-14	$-6,271,614
Value of net assets at end of year (total assets less liabilities)	2016-11-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-11-14	$6,271,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-11-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-11-14	No
Were any leases to which the plan was party in default or uncollectible	2016-11-14	No
Investment advisory and management fees	2016-11-14	$5,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-11-14	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-11-14	$5,908,848
Expenses. Payments to insurance carriers foe the provision of benefits	2016-11-14	$5,214,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-11-14	$319,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-11-14	No
Was there a failure to transmit to the plan any participant contributions	2016-11-14	No
Has the plan failed to provide any benefit when due under the plan	2016-11-14	No
Contributions received in cash from employer	2016-11-14	$1,375,000
Employer contributions (assets) at end of year	2016-11-14	$0
Employer contributions (assets) at beginning of year	2016-11-14	$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-11-14	$2,656,395
Contract administrator fees	2016-11-14	$1,378
Did the plan have assets held for investment	2016-11-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-11-14	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-11-14	No
Opinion of an independent qualified public accountant for this plan	2016-11-14	Unqualified
Accountancy firm name	2016-11-14	BONADIO & COMPANY, LLP
Accountancy firm EIN	2016-11-14	161131146
2015 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$61,486
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$281,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$277,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$403,500
Value of total assets at end of year	2015-12-31	$6,271,614
Value of total assets at beginning of year	2015-12-31	$6,491,407
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,617
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$3,617
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Total non interest bearing cash at end of year	2015-12-31	$162,766
Total non interest bearing cash at beginning of year	2015-12-31	$150,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-219,793
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$6,271,614
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,491,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,908,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,244,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-342,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$403,500
Employer contributions (assets) at end of year	2015-12-31	$200,000
Employer contributions (assets) at beginning of year	2015-12-31	$96,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$277,662
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	BONADIO & COMPANY, LLP
Accountancy firm EIN	2015-12-31	161131146
2014 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$368,701
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$252,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$249,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$99,900
Value of total assets at end of year	2014-12-31	$6,491,407
Value of total assets at beginning of year	2014-12-31	$6,375,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,518
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$3,518
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Total non interest bearing cash at end of year	2014-12-31	$150,259
Total non interest bearing cash at beginning of year	2014-12-31	$190,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$116,068
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,491,407
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,375,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,244,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,988,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$268,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$99,900
Employer contributions (assets) at end of year	2014-12-31	$96,500
Employer contributions (assets) at beginning of year	2014-12-31	$196,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$249,115
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BONADIO & COMPANY, LLP
Accountancy firm EIN	2014-12-31	161131146
2013 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$764,599
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$259,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$256,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$231,325
Value of total assets at end of year	2013-12-31	$6,375,339
Value of total assets at beginning of year	2013-12-31	$5,870,677
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,420
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$3,420
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Total non interest bearing cash at end of year	2013-12-31	$190,303
Total non interest bearing cash at beginning of year	2013-12-31	$115,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$504,662
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,375,339
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,870,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,988,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,455,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$533,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$231,325
Employer contributions (assets) at end of year	2013-12-31	$196,600
Employer contributions (assets) at beginning of year	2013-12-31	$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$256,517
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BONADIO & COMPANY, LLP
Accountancy firm EIN	2013-12-31	161131146
2012 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,082,919
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$245,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$241,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$400,000
Value of total assets at end of year	2012-12-31	$5,870,677
Value of total assets at beginning of year	2012-12-31	$5,032,934
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,375
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$3,375
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Total non interest bearing cash at end of year	2012-12-31	$115,514
Total non interest bearing cash at beginning of year	2012-12-31	$794,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$837,743
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,870,677
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,032,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,455,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,973,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$682,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$400,000
Employer contributions (assets) at end of year	2012-12-31	$300,000
Employer contributions (assets) at beginning of year	2012-12-31	$265,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$241,801
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BONADIO & COMPANY, LLP
Accountancy firm EIN	2012-12-31	161131146
2011 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$582,202
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$257,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$254,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$532,810
Value of total assets at end of year	2011-12-31	$5,032,934
Value of total assets at beginning of year	2011-12-31	$4,708,294
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,883
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$2,883
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Total non interest bearing cash at end of year	2011-12-31	$794,480
Total non interest bearing cash at beginning of year	2011-12-31	$588,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$324,640
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,032,934
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,708,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,973,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,923,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$49,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$532,810
Employer contributions (assets) at end of year	2011-12-31	$265,275
Employer contributions (assets) at beginning of year	2011-12-31	$195,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$254,679
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BONADIO & COMPANY, LLP
Accountancy firm EIN	2011-12-31	161131146
2010 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$760,718
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$235,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$232,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$330,550
Value of total assets at end of year	2010-12-31	$4,708,294
Value of total assets at beginning of year	2010-12-31	$4,183,083
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,029
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$3,029
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Total non interest bearing cash at end of year	2010-12-31	$588,683
Total non interest bearing cash at beginning of year	2010-12-31	$524,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$525,211
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,708,294
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,183,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,923,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,493,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$430,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$330,550
Employer contributions (assets) at end of year	2010-12-31	$195,825
Employer contributions (assets) at beginning of year	2010-12-31	$165,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$232,478
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	BONADIO & COMPANY, LLP
Accountancy firm EIN	2010-12-31	161131146
2009 : RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC.

2016: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT PLAN FOR EMPLOYEES OF JFB FIRTH RIXSON, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	JFB FIRTH RIXSON, INC. C/O ALCOA INC.
Employer identification number (EIN):	161405513
NAIC Classification:	332110