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ROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

ROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT J. ELLIS FINANCIAL ADVISORS, LLC has sponsored the creation of one or more 401k plans.

Company Name:ROBERT J. ELLIS FINANCIAL ADVISORS, LLC
Employer identification number (EIN):161438621
NAIC Classification:523900

Additional information about ROBERT J. ELLIS FINANCIAL ADVISORS, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2011-11-21
Company Identification Number: 4167883
Legal Registered Office Address: 3415 ORCHARD PARK ROAD
Erie
ORCHARD PARK
United States of America (USA)
14127

More information about ROBERT J. ELLIS FINANCIAL ADVISORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01CHRISTOPHER L VAN SON2024-10-15
0012022-01-01CHRISTOPHER L VAN SON2023-06-05 CHRISTOPHER L VAN SON2023-06-05
0012018-01-01CHRISTOPHER L. VAN SON2019-07-03 CHRISTOPHER L. VAN SON2019-07-03
0012017-01-01ROBERT J. ELLIS2018-07-25 ROBERT J. ELLIS2018-07-25
0012016-01-01ROBERT J. ELLIS2017-06-07 ROBERT J. ELLIS2017-06-07
0012015-01-01ROBERT J ELLIS2016-06-30 ROBERT J. ELLIS2016-06-30
0012014-01-01ROBERT J ELLIS2015-07-30 ROBERT J. ELLIS2015-07-30
0012013-01-01ROBERT J ELLIS2014-07-17 ROBERT J. ELLIS2014-07-17
0012012-01-01ROBERT J ELLIS2013-07-18 ROBERT J. ELLIS2013-07-18
0012011-01-01ROBERT J. ELLIS2012-07-18 ROBERT J. ELLIS2012-07-18
0012010-01-01ROBERT J ELLIS2011-07-26

Financial Data on ROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : ROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-09-240
Total liabilities as of the beginning of the plan year2025-09-240
Total expenses incurred by plan in this plan year2025-09-241102314
Net assets as of the end of the plan year2025-09-241123
Total assets as of the beginning of the plan year2025-09-241040572
Value of plan covered by a fidelity bond2025-09-24110000
Participant contributions to plan in this plan year2025-09-2414122
Other expenses paid from plan in this plan year2025-09-240
Other contributions to plan in this plan year2025-09-240
Other income to plan in this plan year2025-09-2434212
Plan net income in this plan year2025-09-24-1039449
Net assets as of the end of the plan year2025-09-241123
Net assets as of the beginning of the plan year2025-09-241040572
Employer contributions to plan in this plan year2025-09-2414531
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-242313
2024 : ROBERT J. ELLIS FINANCIAL ADVISORS, LLC 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total liabilities as of the beginning of the plan year2024-10-150
Total expenses incurred by plan in this plan year2024-10-15253741
Net assets as of the end of the plan year2024-10-151040572
Total assets as of the beginning of the plan year2024-10-151022065
Value of plan covered by a fidelity bond2024-10-15110000
Participant contributions to plan in this plan year2024-10-1572440
Other expenses paid from plan in this plan year2024-10-152992
Other income to plan in this plan year2024-10-15111937
Plan net income in this plan year2024-10-1518507
Net assets as of the end of the plan year2024-10-151040572
Net assets as of the beginning of the plan year2024-10-151022065
Employer contributions to plan in this plan year2024-10-1587871

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