401k Plan data: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN plan

WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 401k Plan overview

Plan Name	WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN
Plan identification number	001

WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WESTERN NEW YORK UROLOGY ASSOCIATES , LLC has sponsored the creation of one or more 401k plans.

Company Name: WESTERN NEW YORK UROLOGY ASSOCIATES , LLC

Employer identification number (EIN): 161511795

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 GARY HILL LOUIS R. BAUMANN 2015-10-14
001 2013-01-01 LOUIS R. BAUMANN LOUIS R. BAUMANN 2014-10-15
001 2012-01-01 LOUIS R. BAUMANN LOUIS R. BAUMANN 2013-10-14
001 2011-01-01 JOSEPH IANNIELLO LOUIS R. BAUMANN 2012-10-10
001 2010-01-01 JOSEPH IANNIELLO LOUIS R. BAUMANN 2011-09-30

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	GARY HILL	LOUIS R. BAUMANN	2015-10-14
001	2013-01-01	LOUIS R. BAUMANN	LOUIS R. BAUMANN	2014-10-15
001	2012-01-01	LOUIS R. BAUMANN	LOUIS R. BAUMANN	2013-10-14
001	2011-01-01	JOSEPH IANNIELLO	LOUIS R. BAUMANN	2012-10-10
001	2010-01-01	JOSEPH IANNIELLO	LOUIS R. BAUMANN	2011-09-30

Plan Statistics for WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN

401k plan membership statisitcs for WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN

Measure Date Value
2014: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 113
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 29
Total of all active and inactive participants 2014-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 142
Number of participants with account balances 2014-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 111
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 20
Total of all active and inactive participants 2013-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 131
Number of participants with account balances 2013-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 108
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 127
Number of participants with account balances 2012-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 111
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 16
Total of all active and inactive participants 2011-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 127
Number of participants with account balances 2011-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 97
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 19
Total of all active and inactive participants 2010-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 116
Number of participants with account balances 2010-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5

Measure	Date	Value
2014: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	113
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	29
Total of all active and inactive participants	2014-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	142
Number of participants with account balances	2014-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	111
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	20
Total of all active and inactive participants	2013-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	131
Number of participants with account balances	2013-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	108
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	127
Number of participants with account balances	2012-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	111
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	16
Total of all active and inactive participants	2011-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	127
Number of participants with account balances	2011-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	97
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	19
Total of all active and inactive participants	2010-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	116
Number of participants with account balances	2010-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5

Financial Data on WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN

Measure	Date	Value
2014 : WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$58,104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$12,999
Total income from all sources (including contributions)	2014-12-31	$2,283,365
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,133,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,092,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,773,828
Value of total assets at end of year	2014-12-31	$13,570,273
Value of total assets at beginning of year	2014-12-31	$12,374,966
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$40,525
Total interest from all sources	2014-12-31	$2,693
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$417,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$417,057
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$724,465
Participant contributions at end of year	2014-12-31	$96,639
Participant contributions at beginning of year	2014-12-31	$58,711
Participant contributions at end of year	2014-12-31	$732
Participant contributions at beginning of year	2014-12-31	$668
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,360
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,360
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$5,473
Administrative expenses (other) incurred	2014-12-31	$2,375
Liabilities. Value of operating payables at end of year	2014-12-31	$11,981
Liabilities. Value of operating payables at beginning of year	2014-12-31	$12,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,150,202
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,512,169
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,361,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$12,041
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,690,897
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,577,851
Interest on participant loans	2014-12-31	$2,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$89,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,048,003
Employer contributions (assets) at end of year	2014-12-31	$780,645
Employer contributions (assets) at beginning of year	2014-12-31	$732,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,092,638
Contract administrator fees	2014-12-31	$26,109
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$46,123
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2014-12-31	160929175
2013 : WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$12,999
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$49,070
Total income from all sources (including contributions)	2013-12-31	$3,535,131
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$548,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$530,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,680,278
Value of total assets at end of year	2013-12-31	$12,374,966
Value of total assets at beginning of year	2013-12-31	$9,424,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,193
Total interest from all sources	2013-12-31	$1,908
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$800,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2013-12-31	$5,473
Contributions received from participants	2013-12-31	$685,391
Participant contributions at end of year	2013-12-31	$58,711
Participant contributions at beginning of year	2013-12-31	$53,530
Participant contributions at end of year	2013-12-31	$668
Participant contributions at beginning of year	2013-12-31	$3,533
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$15,137
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$5,473
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$1,530
Liabilities. Value of operating payables at end of year	2013-12-31	$12,999
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,987,029
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,361,967
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,374,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$14,853
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,577,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,653,757
Interest on participant loans	2013-12-31	$1,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,852,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$979,750
Employer contributions (assets) at end of year	2013-12-31	$732,263
Employer contributions (assets) at beginning of year	2013-12-31	$713,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$530,909
Contract administrator fees	2013-12-31	$810
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$49,070
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2013-12-31	160929175
2012 : WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$49,070
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,597,274
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$169,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$169,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,644,227
Value of total assets at end of year	2012-12-31	$9,424,008
Value of total assets at beginning of year	2012-12-31	$6,946,857
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$120
Total interest from all sources	2012-12-31	$1,945
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$191,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$191,967
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$800,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$644,247
Participant contributions at end of year	2012-12-31	$53,530
Participant contributions at beginning of year	2012-12-31	$75,447
Participant contributions at end of year	2012-12-31	$3,533
Participant contributions at beginning of year	2012-12-31	$5,499
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$54,753
Administrative expenses (other) incurred	2012-12-31	$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,428,081
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,374,938
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,946,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,653,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,183,612
Interest on participant loans	2012-12-31	$1,945
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$759,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$945,227
Employer contributions (assets) at end of year	2012-12-31	$713,188
Employer contributions (assets) at beginning of year	2012-12-31	$682,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$169,073
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$49,070
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2012-12-31	160929175
2011 : WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,232
Total income from all sources (including contributions)	2011-12-31	$1,230,537
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$410,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$402,444
Value of total corrective distributions	2011-12-31	$7,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,469,003
Value of total assets at end of year	2011-12-31	$6,946,857
Value of total assets at beginning of year	2011-12-31	$6,131,374
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$480
Total interest from all sources	2011-12-31	$2,128
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$149,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$149,307
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$800,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$574,098
Participant contributions at end of year	2011-12-31	$75,447
Participant contributions at beginning of year	2011-12-31	$55,351
Participant contributions at end of year	2011-12-31	$5,499
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,740
Other income not declared elsewhere	2011-12-31	$199
Administrative expenses (other) incurred	2011-12-31	$480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$819,715
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,946,857
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,127,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,183,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,356,551
Interest on participant loans	2011-12-31	$2,128
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$177,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-390,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$892,165
Employer contributions (assets) at end of year	2011-12-31	$682,299
Employer contributions (assets) at beginning of year	2011-12-31	$542,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$402,444
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$4,232
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2011-12-31	160929175
2010 : WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,232
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,386,605
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,155,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,145,699
Value of total corrective distributions	2010-12-31	$8,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,717,363
Value of total assets at end of year	2010-12-31	$6,131,374
Value of total assets at beginning of year	2010-12-31	$6,895,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$600
Total interest from all sources	2010-12-31	$2,286
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$129,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$129,741
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$800,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$492,593
Participant contributions at end of year	2010-12-31	$55,351
Participant contributions at beginning of year	2010-12-31	$51,184
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,972
Administrative expenses (other) incurred	2010-12-31	$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-768,515
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,127,142
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,895,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,356,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,622,009
Interest on participant loans	2010-12-31	$2,136
Income. Interest from US Government securities	2010-12-31	$150
Asset value of US Government securities at end of year	2010-12-31	$177,144
Asset value of US Government securities at beginning of year	2010-12-31	$222,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$537,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,219,798
Employer contributions (assets) at end of year	2010-12-31	$542,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,145,699
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$4,232
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2010-12-31	160929175

Form 5500 Responses for WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN

2014: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WESTERN NEW YORK UROLOGY ASSOCIATES LLC, 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WESTERN NEW YORK UROLOGY ASSOCIATES , LLC
Employer identification number (EIN):	161511795
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)