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STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan NameSTONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN
Plan identification number 001

STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STONE HARBOR, INC. has sponsored the creation of one or more 401k plans.

Company Name:STONE HARBOR, INC.
Employer identification number (EIN):200379005
NAIC Classification:315990
NAIC Description:Apparel Accessories and Other Apparel Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01MICHAEL BALABAN2021-01-25
0012019-01-01MICHAEL BALABAN2020-07-17
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MARVIN JACOBS
0012013-01-01MARVIN JACOBS
0012012-01-01MICHAEL BALABAN
0012011-01-01MARVIN S. JACOBS
0012010-01-01MARVIN S. JACOBS
0012009-01-01DOLORES HERNANDEZ

Financial Data on STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2025 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-08-020
Net assets as of the end of the plan year2025-08-0245867
Value of plan covered by a fidelity bond2025-08-021000
Participant contributions to plan in this plan year2025-08-0237495
Other income to plan in this plan year2025-08-02293
Plan net income in this plan year2025-08-0245867
Net assets as of the end of the plan year2025-08-0245867
Net assets as of the beginning of the plan year2025-08-020
Employer contributions to plan in this plan year2025-08-028079
2020 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-09-30$0
Total plan liabilities at beginning of year2020-09-30$0
Total income from all sources2020-09-30$0
Expenses. Total of all expenses incurred2020-09-30$333,821
Benefits paid (including direct rollovers)2020-09-30$333,608
Total plan assets at end of year2020-09-30$0
Total plan assets at beginning of year2020-09-30$333,821
Value of fidelity bond covering the plan2020-09-30$500,000
Total contributions received or receivable from participants2020-09-30$0
Expenses. Other expenses not covered elsewhere2020-09-30$0
Contributions received from other sources (not participants or employers)2020-09-30$0
Other income received2020-09-30$0
Noncash contributions received2020-09-30$0
Net income (gross income less expenses)2020-09-30$-333,821
Net plan assets at end of year (total assets less liabilities)2020-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2020-09-30$333,821
Total contributions received or receivable from employer(s)2020-09-30$0
Value of certain deemed distributions of participant loans2020-09-30$0
Value of corrective distributions2020-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-09-30$213
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-09-30$0
2019 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$0
Expenses. Total of all expenses incurred2019-12-31$64,886
Benefits paid (including direct rollovers)2019-12-31$64,607
Total plan assets at end of year2019-12-31$333,821
Total plan assets at beginning of year2019-12-31$398,707
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$0
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$0
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$-64,886
Net plan assets at end of year (total assets less liabilities)2019-12-31$333,821
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$398,707
Total contributions received or receivable from employer(s)2019-12-31$0
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$279
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-37,303
Expenses. Total of all expenses incurred2018-12-31$414,519
Benefits paid (including direct rollovers)2018-12-31$413,796
Total plan assets at end of year2018-12-31$398,707
Total plan assets at beginning of year2018-12-31$850,529
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$723
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-37,303
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-451,822
Net plan assets at end of year (total assets less liabilities)2018-12-31$398,707
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$850,529
Total contributions received or receivable from employer(s)2018-12-31$0
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$-15,062
Expenses. Total of all expenses incurred2017-12-31$650,709
Benefits paid (including direct rollovers)2017-12-31$646,316
Total plan assets at end of year2017-12-31$850,529
Total plan assets at beginning of year2017-12-31$1,516,300
Value of fidelity bond covering the plan2017-12-31$500,000
Expenses. Other expenses not covered elsewhere2017-12-31$4,393
Other income received2017-12-31$-15,062
Net income (gross income less expenses)2017-12-31$-665,771
Net plan assets at end of year (total assets less liabilities)2017-12-31$850,529
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,516,300
Assets. Value of assets in partnership/joint-venture interests2017-12-31$46,539
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$54,859
Expenses. Total of all expenses incurred2016-12-31$5,827
Benefits paid (including direct rollovers)2016-12-31$3,963
Total plan assets at end of year2016-12-31$1,516,300
Total plan assets at beginning of year2016-12-31$1,467,268
Value of fidelity bond covering the plan2016-12-31$500,000
Expenses. Other expenses not covered elsewhere2016-12-31$1,864
Other income received2016-12-31$54,859
Net income (gross income less expenses)2016-12-31$49,032
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,516,300
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,467,268
Assets. Value of assets in partnership/joint-venture interests2016-12-31$251,914
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-37,841
Expenses. Total of all expenses incurred2015-12-31$8,258
Benefits paid (including direct rollovers)2015-12-31$7,812
Total plan assets at end of year2015-12-31$1,467,268
Total plan assets at beginning of year2015-12-31$1,513,367
Value of fidelity bond covering the plan2015-12-31$500,000
Expenses. Other expenses not covered elsewhere2015-12-31$446
Other income received2015-12-31$-37,841
Net income (gross income less expenses)2015-12-31$-46,099
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,467,268
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,513,367
Assets. Value of assets in partnership/joint-venture interests2015-12-31$216,057
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total income from all sources2014-12-31$-69,533
Expenses. Total of all expenses incurred2014-12-31$1,029
Benefits paid (including direct rollovers)2014-12-31$749
Total plan assets at end of year2014-12-31$1,513,367
Total plan assets at beginning of year2014-12-31$1,583,929
Value of fidelity bond covering the plan2014-12-31$700,000
Expenses. Other expenses not covered elsewhere2014-12-31$280
Other income received2014-12-31$-129,533
Net income (gross income less expenses)2014-12-31$-70,562
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,513,367
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,583,929
Assets. Value of assets in partnership/joint-venture interests2014-12-31$175,000
Total contributions received or receivable from employer(s)2014-12-31$60,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$249,896
Expenses. Total of all expenses incurred2013-12-31$214
Total plan assets at end of year2013-12-31$1,583,929
Total plan assets at beginning of year2013-12-31$1,334,247
Value of fidelity bond covering the plan2013-12-31$500,000
Assets. Value of loans (other than to participants)2013-12-31$38,415
Expenses. Other expenses not covered elsewhere2013-12-31$214
Other income received2013-12-31$135,555
Net income (gross income less expenses)2013-12-31$249,682
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,583,929
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,334,247
Assets. Value of assets in partnership/joint-venture interests2013-12-31$168,321
Total contributions received or receivable from employer(s)2013-12-31$114,341
2012 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$156,601
Expenses. Total of all expenses incurred2012-12-31$9,068
Benefits paid (including direct rollovers)2012-12-31$8,848
Total plan assets at end of year2012-12-31$1,334,247
Total plan assets at beginning of year2012-12-31$1,186,714
Value of fidelity bond covering the plan2012-12-31$500,000
Assets. Value of loans (other than to participants)2012-12-31$38,415
Expenses. Other expenses not covered elsewhere2012-12-31$220
Other income received2012-12-31$46,249
Net income (gross income less expenses)2012-12-31$147,533
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,334,247
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,186,714
Assets. Value of assets in partnership/joint-venture interests2012-12-31$143,321
Total contributions received or receivable from employer(s)2012-12-31$110,352
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$102,032
Expenses. Total of all expenses incurred2011-12-31$270
Total plan assets at end of year2011-12-31$1,186,714
Total plan assets at beginning of year2011-12-31$1,084,952
Value of fidelity bond covering the plan2011-12-31$700,000
Assets. Value of loans (other than to participants)2011-12-31$38,415
Expenses. Other expenses not covered elsewhere2011-12-31$270
Other income received2011-12-31$-7,855
Net income (gross income less expenses)2011-12-31$101,762
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,186,714
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,084,952
Assets. Value of assets in partnership/joint-venture interests2011-12-31$143,321
Total contributions received or receivable from employer(s)2011-12-31$109,887
2010 : STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$2,550
Total income from all sources2010-12-31$181,709
Expenses. Total of all expenses incurred2010-12-31$14,621
Benefits paid (including direct rollovers)2010-12-31$14,598
Total plan assets at end of year2010-12-31$1,084,952
Total plan assets at beginning of year2010-12-31$920,414
Value of fidelity bond covering the plan2010-12-31$700,000
Assets. Value of loans (other than to participants)2010-12-31$215,736
Expenses. Other expenses not covered elsewhere2010-12-31$23
Other income received2010-12-31$72,965
Net income (gross income less expenses)2010-12-31$167,088
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,084,952
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$917,864
Assets. Value of assets in partnership/joint-venture interests2010-12-31$47,513
Total contributions received or receivable from employer(s)2010-12-31$108,744
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN

2020: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STONE HARBOR, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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