?>
Logo

EMPIRE STATE BANK 401(K) PLAN 401k Plan overview

Plan NameEMPIRE STATE BANK 401(K) PLAN
Plan identification number 001

EMPIRE STATE BANK 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

EMPIRE STATE BANK has sponsored the creation of one or more 401k plans.

Company Name:EMPIRE STATE BANK
Employer identification number (EIN):200494115
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPIRE STATE BANK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01LUDWIG BACH
0012017-01-01LUDWIG BACH
0012016-01-01LUDWIG BACH
0012015-01-01LUDWIG BACH
0012014-01-01LUDWIG BACH

Plan Statistics for EMPIRE STATE BANK 401(K) PLAN

401k plan membership statisitcs for EMPIRE STATE BANK 401(K) PLAN

Measure Date Value
2022: EMPIRE STATE BANK 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0179
Total number of active participants reported on line 7a of the Form 55002022-01-0153
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0132
Total of all active and inactive participants2022-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0185
Number of participants with account balances2022-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: EMPIRE STATE BANK 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0172
Total number of active participants reported on line 7a of the Form 55002021-01-0157
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0120
Total of all active and inactive participants2021-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0177
Number of participants with account balances2021-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: EMPIRE STATE BANK 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0169
Total number of active participants reported on line 7a of the Form 55002020-01-0151
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0118
Total of all active and inactive participants2020-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0169
Number of participants with account balances2020-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: EMPIRE STATE BANK 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0163
Total number of active participants reported on line 7a of the Form 55002019-01-0151
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0116
Total of all active and inactive participants2019-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0167
Number of participants with account balances2019-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: EMPIRE STATE BANK 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0150
Total number of active participants reported on line 7a of the Form 55002018-01-0152
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0110
Total of all active and inactive participants2018-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0162
Number of participants with account balances2018-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: EMPIRE STATE BANK 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0154
Total number of active participants reported on line 7a of the Form 55002017-01-0141
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-017
Total of all active and inactive participants2017-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0148
Number of participants with account balances2017-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: EMPIRE STATE BANK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0151
Total number of active participants reported on line 7a of the Form 55002016-01-0146
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0153
Number of participants with account balances2016-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPIRE STATE BANK 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0146
Total number of active participants reported on line 7a of the Form 55002015-01-0140
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0149
Number of participants with account balances2015-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EMPIRE STATE BANK 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0147
Total number of active participants reported on line 7a of the Form 55002014-01-0141
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0146
Number of participants with account balances2014-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on EMPIRE STATE BANK 401(K) PLAN

Measure Date Value
2022 : EMPIRE STATE BANK 401(K) PLAN 2022 401k financial data
Total plan liabilities at end of year2022-12-31$35,416
Total plan liabilities at beginning of year2022-12-31$11,383
Total income from all sources2022-12-31$-171,353
Expenses. Total of all expenses incurred2022-12-31$593,317
Benefits paid (including direct rollovers)2022-12-31$593,067
Total plan assets at end of year2022-12-31$2,572,433
Total plan assets at beginning of year2022-12-31$3,313,070
Value of fidelity bond covering the plan2022-12-31$340,000
Total contributions received or receivable from participants2022-12-31$303,423
Other income received2022-12-31$-556,405
Net income (gross income less expenses)2022-12-31$-764,670
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,537,017
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,301,687
Total contributions received or receivable from employer(s)2022-12-31$81,629
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$250
2021 : EMPIRE STATE BANK 401(K) PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$11,383
Total plan liabilities at beginning of year2021-12-31$3,407
Total income from all sources2021-12-31$787,547
Expenses. Total of all expenses incurred2021-12-31$203,019
Benefits paid (including direct rollovers)2021-12-31$202,794
Total plan assets at end of year2021-12-31$3,313,070
Total plan assets at beginning of year2021-12-31$2,720,566
Value of fidelity bond covering the plan2021-12-31$340,000
Total contributions received or receivable from participants2021-12-31$301,339
Contributions received from other sources (not participants or employers)2021-12-31$11,122
Other income received2021-12-31$386,639
Net income (gross income less expenses)2021-12-31$584,528
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,301,687
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,717,159
Total contributions received or receivable from employer(s)2021-12-31$88,447
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$225
2020 : EMPIRE STATE BANK 401(K) PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$3,407
Total plan liabilities at beginning of year2020-12-31$9,900
Total income from all sources2020-12-31$862,287
Expenses. Total of all expenses incurred2020-12-31$101,706
Benefits paid (including direct rollovers)2020-12-31$101,556
Total plan assets at end of year2020-12-31$2,720,566
Total plan assets at beginning of year2020-12-31$1,966,478
Value of fidelity bond covering the plan2020-12-31$280,000
Total contributions received or receivable from participants2020-12-31$256,852
Contributions received from other sources (not participants or employers)2020-12-31$27,567
Other income received2020-12-31$498,551
Net income (gross income less expenses)2020-12-31$760,581
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,717,159
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,956,578
Total contributions received or receivable from employer(s)2020-12-31$79,317
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$150
2019 : EMPIRE STATE BANK 401(K) PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$9,900
Total plan liabilities at beginning of year2019-12-31$15,971
Total income from all sources2019-12-31$668,482
Expenses. Total of all expenses incurred2019-12-31$114,688
Benefits paid (including direct rollovers)2019-12-31$114,488
Total plan assets at end of year2019-12-31$1,966,478
Total plan assets at beginning of year2019-12-31$1,418,755
Value of fidelity bond covering the plan2019-12-31$200,000
Total contributions received or receivable from participants2019-12-31$244,606
Other income received2019-12-31$345,195
Net income (gross income less expenses)2019-12-31$553,794
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,956,578
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,402,784
Total contributions received or receivable from employer(s)2019-12-31$78,681
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$200
2018 : EMPIRE STATE BANK 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$137,412
Total plan liabilities at end of year2018-12-31$15,971
Total plan liabilities at beginning of year2018-12-31$7,514
Total income from all sources2018-12-31$211,084
Expenses. Total of all expenses incurred2018-12-31$3,220
Benefits paid (including direct rollovers)2018-12-31$3,195
Total plan assets at end of year2018-12-31$1,418,755
Total plan assets at beginning of year2018-12-31$1,065,022
Value of fidelity bond covering the plan2018-12-31$150,000
Total contributions received or receivable from participants2018-12-31$218,073
Other income received2018-12-31$-88,793
Net income (gross income less expenses)2018-12-31$207,864
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,402,784
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,057,508
Total contributions received or receivable from employer(s)2018-12-31$81,804
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$25
2017 : EMPIRE STATE BANK 401(K) PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$7,514
Total income from all sources2017-12-31$298,397
Expenses. Total of all expenses incurred2017-12-31$136,497
Benefits paid (including direct rollovers)2017-12-31$136,372
Total plan assets at end of year2017-12-31$1,065,022
Total plan assets at beginning of year2017-12-31$895,608
Value of fidelity bond covering the plan2017-12-31$80,000
Total contributions received or receivable from participants2017-12-31$137,566
Other income received2017-12-31$160,831
Net income (gross income less expenses)2017-12-31$161,900
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,057,508
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$895,608
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$125
2016 : EMPIRE STATE BANK 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$194,225
Expenses. Total of all expenses incurred2016-12-31$39,164
Benefits paid (including direct rollovers)2016-12-31$39,089
Total plan assets at end of year2016-12-31$895,608
Total plan assets at beginning of year2016-12-31$740,547
Value of fidelity bond covering the plan2016-12-31$80,000
Total contributions received or receivable from participants2016-12-31$138,818
Other income received2016-12-31$55,407
Net income (gross income less expenses)2016-12-31$155,061
Net plan assets at end of year (total assets less liabilities)2016-12-31$895,608
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$740,547
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$75
2015 : EMPIRE STATE BANK 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$139,313
Expenses. Total of all expenses incurred2015-12-31$35,384
Benefits paid (including direct rollovers)2015-12-31$35,309
Total plan assets at end of year2015-12-31$740,547
Total plan assets at beginning of year2015-12-31$636,618
Value of fidelity bond covering the plan2015-12-31$80,000
Total contributions received or receivable from participants2015-12-31$137,310
Other income received2015-12-31$2,003
Net income (gross income less expenses)2015-12-31$103,929
Net plan assets at end of year (total assets less liabilities)2015-12-31$740,547
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$636,618
Total contributions received or receivable from employer(s)2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$75
2014 : EMPIRE STATE BANK 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$156,825
Expenses. Total of all expenses incurred2014-12-31$100,318
Benefits paid (including direct rollovers)2014-12-31$100,193
Total plan assets at end of year2014-12-31$636,618
Total plan assets at beginning of year2014-12-31$580,111
Other income received2014-12-31$33,146
Net income (gross income less expenses)2014-12-31$56,507
Net plan assets at end of year (total assets less liabilities)2014-12-31$636,618
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$580,111
Total contributions received or receivable from employer(s)2014-12-31$123,679
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$125

Form 5500 Responses for EMPIRE STATE BANK 401(K) PLAN

2022: EMPIRE STATE BANK 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: EMPIRE STATE BANK 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: EMPIRE STATE BANK 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: EMPIRE STATE BANK 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EMPIRE STATE BANK 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EMPIRE STATE BANK 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EMPIRE STATE BANK 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPIRE STATE BANK 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPIRE STATE BANK 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3