EMPIRE STATE BANK has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022: EMPIRE STATE BANK 401(K) PLAN 2022 401k membership |
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Total participants, beginning-of-year | 2022-01-01 | 79 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 53 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 32 |
Total of all active and inactive participants | 2022-01-01 | 85 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 85 |
Number of participants with account balances | 2022-01-01 | 74 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 8 |
2021: EMPIRE STATE BANK 401(K) PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-01-01 | 72 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 57 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 20 |
Total of all active and inactive participants | 2021-01-01 | 77 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 77 |
Number of participants with account balances | 2021-01-01 | 66 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 6 |
2020: EMPIRE STATE BANK 401(K) PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-01-01 | 69 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 51 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 18 |
Total of all active and inactive participants | 2020-01-01 | 69 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 69 |
Number of participants with account balances | 2020-01-01 | 62 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 4 |
2019: EMPIRE STATE BANK 401(K) PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-01-01 | 63 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 51 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 16 |
Total of all active and inactive participants | 2019-01-01 | 67 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 67 |
Number of participants with account balances | 2019-01-01 | 61 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: EMPIRE STATE BANK 401(K) PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-01-01 | 50 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 52 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 10 |
Total of all active and inactive participants | 2018-01-01 | 62 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 62 |
Number of participants with account balances | 2018-01-01 | 58 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: EMPIRE STATE BANK 401(K) PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-01-01 | 54 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 41 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 7 |
Total of all active and inactive participants | 2017-01-01 | 48 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 48 |
Number of participants with account balances | 2017-01-01 | 27 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: EMPIRE STATE BANK 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 51 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 46 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 7 |
Total of all active and inactive participants | 2016-01-01 | 53 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 53 |
Number of participants with account balances | 2016-01-01 | 28 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: EMPIRE STATE BANK 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 46 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 40 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 9 |
Total of all active and inactive participants | 2015-01-01 | 49 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 49 |
Number of participants with account balances | 2015-01-01 | 27 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: EMPIRE STATE BANK 401(K) PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 47 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 41 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 5 |
Total of all active and inactive participants | 2014-01-01 | 46 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 46 |
Number of participants with account balances | 2014-01-01 | 25 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
Measure | Date | Value |
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2022 : EMPIRE STATE BANK 401(K) PLAN 2022 401k financial data |
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Total plan liabilities at end of year | 2022-12-31 | $35,416 |
Total plan liabilities at beginning of year | 2022-12-31 | $11,383 |
Total income from all sources | 2022-12-31 | $-171,353 |
Expenses. Total of all expenses incurred | 2022-12-31 | $593,317 |
Benefits paid (including direct rollovers) | 2022-12-31 | $593,067 |
Total plan assets at end of year | 2022-12-31 | $2,572,433 |
Total plan assets at beginning of year | 2022-12-31 | $3,313,070 |
Value of fidelity bond covering the plan | 2022-12-31 | $340,000 |
Total contributions received or receivable from participants | 2022-12-31 | $303,423 |
Other income received | 2022-12-31 | $-556,405 |
Net income (gross income less expenses) | 2022-12-31 | $-764,670 |
Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $2,537,017 |
Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,301,687 |
Total contributions received or receivable from employer(s) | 2022-12-31 | $81,629 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $250 |
2021 : EMPIRE STATE BANK 401(K) PLAN 2021 401k financial data |
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Total plan liabilities at end of year | 2021-12-31 | $11,383 |
Total plan liabilities at beginning of year | 2021-12-31 | $3,407 |
Total income from all sources | 2021-12-31 | $787,547 |
Expenses. Total of all expenses incurred | 2021-12-31 | $203,019 |
Benefits paid (including direct rollovers) | 2021-12-31 | $202,794 |
Total plan assets at end of year | 2021-12-31 | $3,313,070 |
Total plan assets at beginning of year | 2021-12-31 | $2,720,566 |
Value of fidelity bond covering the plan | 2021-12-31 | $340,000 |
Total contributions received or receivable from participants | 2021-12-31 | $301,339 |
Contributions received from other sources (not participants or employers) | 2021-12-31 | $11,122 |
Other income received | 2021-12-31 | $386,639 |
Net income (gross income less expenses) | 2021-12-31 | $584,528 |
Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $3,301,687 |
Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,717,159 |
Total contributions received or receivable from employer(s) | 2021-12-31 | $88,447 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $225 |
2020 : EMPIRE STATE BANK 401(K) PLAN 2020 401k financial data |
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Total plan liabilities at end of year | 2020-12-31 | $3,407 |
Total plan liabilities at beginning of year | 2020-12-31 | $9,900 |
Total income from all sources | 2020-12-31 | $862,287 |
Expenses. Total of all expenses incurred | 2020-12-31 | $101,706 |
Benefits paid (including direct rollovers) | 2020-12-31 | $101,556 |
Total plan assets at end of year | 2020-12-31 | $2,720,566 |
Total plan assets at beginning of year | 2020-12-31 | $1,966,478 |
Value of fidelity bond covering the plan | 2020-12-31 | $280,000 |
Total contributions received or receivable from participants | 2020-12-31 | $256,852 |
Contributions received from other sources (not participants or employers) | 2020-12-31 | $27,567 |
Other income received | 2020-12-31 | $498,551 |
Net income (gross income less expenses) | 2020-12-31 | $760,581 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $2,717,159 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,956,578 |
Total contributions received or receivable from employer(s) | 2020-12-31 | $79,317 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $150 |
2019 : EMPIRE STATE BANK 401(K) PLAN 2019 401k financial data |
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Total plan liabilities at end of year | 2019-12-31 | $9,900 |
Total plan liabilities at beginning of year | 2019-12-31 | $15,971 |
Total income from all sources | 2019-12-31 | $668,482 |
Expenses. Total of all expenses incurred | 2019-12-31 | $114,688 |
Benefits paid (including direct rollovers) | 2019-12-31 | $114,488 |
Total plan assets at end of year | 2019-12-31 | $1,966,478 |
Total plan assets at beginning of year | 2019-12-31 | $1,418,755 |
Value of fidelity bond covering the plan | 2019-12-31 | $200,000 |
Total contributions received or receivable from participants | 2019-12-31 | $244,606 |
Other income received | 2019-12-31 | $345,195 |
Net income (gross income less expenses) | 2019-12-31 | $553,794 |
Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $1,956,578 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,402,784 |
Total contributions received or receivable from employer(s) | 2019-12-31 | $78,681 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $200 |
2018 : EMPIRE STATE BANK 401(K) PLAN 2018 401k financial data |
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Transfers to/from the plan | 2018-12-31 | $137,412 |
Total plan liabilities at end of year | 2018-12-31 | $15,971 |
Total plan liabilities at beginning of year | 2018-12-31 | $7,514 |
Total income from all sources | 2018-12-31 | $211,084 |
Expenses. Total of all expenses incurred | 2018-12-31 | $3,220 |
Benefits paid (including direct rollovers) | 2018-12-31 | $3,195 |
Total plan assets at end of year | 2018-12-31 | $1,418,755 |
Total plan assets at beginning of year | 2018-12-31 | $1,065,022 |
Value of fidelity bond covering the plan | 2018-12-31 | $150,000 |
Total contributions received or receivable from participants | 2018-12-31 | $218,073 |
Other income received | 2018-12-31 | $-88,793 |
Net income (gross income less expenses) | 2018-12-31 | $207,864 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $1,402,784 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,057,508 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $81,804 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $25 |
2017 : EMPIRE STATE BANK 401(K) PLAN 2017 401k financial data |
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Total plan liabilities at end of year | 2017-12-31 | $7,514 |
Total income from all sources | 2017-12-31 | $298,397 |
Expenses. Total of all expenses incurred | 2017-12-31 | $136,497 |
Benefits paid (including direct rollovers) | 2017-12-31 | $136,372 |
Total plan assets at end of year | 2017-12-31 | $1,065,022 |
Total plan assets at beginning of year | 2017-12-31 | $895,608 |
Value of fidelity bond covering the plan | 2017-12-31 | $80,000 |
Total contributions received or receivable from participants | 2017-12-31 | $137,566 |
Other income received | 2017-12-31 | $160,831 |
Net income (gross income less expenses) | 2017-12-31 | $161,900 |
Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $1,057,508 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $895,608 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $125 |
2016 : EMPIRE STATE BANK 401(K) PLAN 2016 401k financial data |
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Total income from all sources | 2016-12-31 | $194,225 |
Expenses. Total of all expenses incurred | 2016-12-31 | $39,164 |
Benefits paid (including direct rollovers) | 2016-12-31 | $39,089 |
Total plan assets at end of year | 2016-12-31 | $895,608 |
Total plan assets at beginning of year | 2016-12-31 | $740,547 |
Value of fidelity bond covering the plan | 2016-12-31 | $80,000 |
Total contributions received or receivable from participants | 2016-12-31 | $138,818 |
Other income received | 2016-12-31 | $55,407 |
Net income (gross income less expenses) | 2016-12-31 | $155,061 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $895,608 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $740,547 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $75 |
2015 : EMPIRE STATE BANK 401(K) PLAN 2015 401k financial data |
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Total income from all sources | 2015-12-31 | $139,313 |
Expenses. Total of all expenses incurred | 2015-12-31 | $35,384 |
Benefits paid (including direct rollovers) | 2015-12-31 | $35,309 |
Total plan assets at end of year | 2015-12-31 | $740,547 |
Total plan assets at beginning of year | 2015-12-31 | $636,618 |
Value of fidelity bond covering the plan | 2015-12-31 | $80,000 |
Total contributions received or receivable from participants | 2015-12-31 | $137,310 |
Other income received | 2015-12-31 | $2,003 |
Net income (gross income less expenses) | 2015-12-31 | $103,929 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $740,547 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $636,618 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $75 |
2014 : EMPIRE STATE BANK 401(K) PLAN 2014 401k financial data |
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Total income from all sources | 2014-12-31 | $156,825 |
Expenses. Total of all expenses incurred | 2014-12-31 | $100,318 |
Benefits paid (including direct rollovers) | 2014-12-31 | $100,193 |
Total plan assets at end of year | 2014-12-31 | $636,618 |
Total plan assets at beginning of year | 2014-12-31 | $580,111 |
Other income received | 2014-12-31 | $33,146 |
Net income (gross income less expenses) | 2014-12-31 | $56,507 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $636,618 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $580,111 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $123,679 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $125 |
2022: EMPIRE STATE BANK 401(K) PLAN 2022 form 5500 responses |
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2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: EMPIRE STATE BANK 401(K) PLAN 2021 form 5500 responses |
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2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: EMPIRE STATE BANK 401(K) PLAN 2020 form 5500 responses |
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2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: EMPIRE STATE BANK 401(K) PLAN 2019 form 5500 responses |
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2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: EMPIRE STATE BANK 401(K) PLAN 2018 form 5500 responses |
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2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: EMPIRE STATE BANK 401(K) PLAN 2017 form 5500 responses |
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2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: EMPIRE STATE BANK 401(K) PLAN 2016 form 5500 responses |
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2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: EMPIRE STATE BANK 401(K) PLAN 2015 form 5500 responses |
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2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: EMPIRE STATE BANK 401(K) PLAN 2014 form 5500 responses |
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2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |