401k Plan data: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST plan

GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST
Plan identification number	002

GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GERARD DANIEL WORLDWIDE, INC has sponsored the creation of one or more 401k plans.

Company Name: GERARD DANIEL WORLDWIDE, INC

Employer identification number (EIN): 201571467

NAIC Classification: 331200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 MIKE FAKE
002 2009-01-01 KIRBY OREWILER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2011-01-01	MIKE FAKE
002	2009-01-01	KIRBY OREWILER

Plan Statistics for GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2011: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 163
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 51
Total of all active and inactive participants 2011-01-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 214
Number of participants with account balances 2011-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 250
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 175
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 59
Total of all active and inactive participants 2009-01-01 234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 234
Number of participants with account balances 2009-01-01 181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	163
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	51
Total of all active and inactive participants	2011-01-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	214
Number of participants with account balances	2011-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	250
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	175
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	59
Total of all active and inactive participants	2009-01-01	234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	234
Number of participants with account balances	2009-01-01	181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2011 : GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$317,067
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$481,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$474,493
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,792
Value of total corrective distributions	2011-12-31	$3,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$267,291
Value of total assets at end of year	2011-12-31	$4,914,052
Value of total assets at beginning of year	2011-12-31	$5,078,891
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$665
Total interest from all sources	2011-12-31	$5,506
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$52,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$52,633
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$267,291
Participant contributions at end of year	2011-12-31	$80,859
Participant contributions at beginning of year	2011-12-31	$98,134
Administrative expenses (other) incurred	2011-12-31	$665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-164,839
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,914,052
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,078,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,425,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,689,716
Interest on participant loans	2011-12-31	$5,506
Value of interest in common/collective trusts at end of year	2011-12-31	$408,101
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,291,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-73,168
Net investment gain or loss from common/collective trusts	2011-12-31	$64,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$474,493
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MERCADIEN GROUP
Accountancy firm EIN	2011-12-31	223271712
2010 : GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$607,426
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$429,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$419,840
Expenses. Certain deemed distributions of participant loans	2010-12-31	$8,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$254,415
Value of total assets at end of year	2010-12-31	$5,078,891
Value of total assets at beginning of year	2010-12-31	$4,901,194
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,358
Total interest from all sources	2010-12-31	$9,785
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$54,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$54,827
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$254,415
Participant contributions at end of year	2010-12-31	$98,134
Participant contributions at beginning of year	2010-12-31	$145,730
Other income not declared elsewhere	2010-12-31	$320
Administrative expenses (other) incurred	2010-12-31	$1,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$177,697
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,078,891
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,901,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,689,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,613,547
Interest on participant loans	2010-12-31	$9,785
Value of interest in common/collective trusts at end of year	2010-12-31	$2,291,041
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,141,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$193,986
Net investment gain or loss from common/collective trusts	2010-12-31	$94,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$419,840
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MERCADIEN GROUP
Accountancy firm EIN	2010-12-31	223271712
2009 : GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
2008 : GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2008 401k financial data
Total income from all sources (including contributions)	2008-12-31	$-820,470
Total of all expenses incurred	2008-12-31	$610,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2008-12-31	$603,787
Expenses. Certain deemed distributions of participant loans	2008-12-31	$499
Value of total corrective distributions	2008-12-31	$4,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2008-12-31	$378,494
Value of total assets at end of year	2008-12-31	$4,552,768
Value of total assets at beginning of year	2008-12-31	$5,983,297
Total of administrative expenses incurred including professional, contract, advisory and management fees	2008-12-31	$950
Total interest from all sources	2008-12-31	$15,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2008-12-31	No
Was this plan covered by a fidelity bond	2008-12-31	Yes
Value of fidelity bond cover	2008-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2008-12-31	No
Contributions received from participants	2008-12-31	$323,530
Participant contributions at end of year	2008-12-31	$145,696
Participant contributions at beginning of year	2008-12-31	$173,822
Administrative expenses (other) incurred	2008-12-31	$950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Value of net income/loss	2008-12-31	$-1,430,529
Value of net assets at end of year (total assets less liabilities)	2008-12-31	$4,552,768
Value of net assets at beginning of year (total assets less liabilities)	2008-12-31	$5,983,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2008-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2008-12-31	No
Were any leases to which the plan was party in default or uncollectible	2008-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2008-12-31	$2,122,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2008-12-31	$3,700,682
Interest on participant loans	2008-12-31	$15,686
Value of interest in common/collective trusts at end of year	2008-12-31	$2,284,290
Value of interest in common/collective trusts at beginning of year	2008-12-31	$2,108,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2008-12-31	$-1,169,707
Net investment gain or loss from common/collective trusts	2008-12-31	$-44,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2008-12-31	No
Was there a failure to transmit to the plan any participant contributions	2008-12-31	No
Contributions received in cash from employer	2008-12-31	$54,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2008-12-31	$603,787
Did the plan have assets held for investment	2008-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2008-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2008-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2008-12-31	Disclaimer
Accountancy firm name	2008-12-31	MERCADIEN GROUP
Accountancy firm EIN	2008-12-31	223271712

Form 5500 Responses for GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST

2011: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: GERARD DANIEL & CO, INC. 401K PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	GERARD DANIEL WORLDWIDE, INC
Employer identification number (EIN):	201571467
NAIC Classification:	331200