SEARS HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2017: SEARS HOLDINGS PENSION PLAN 2017 401k membership |
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Market value of plan assets | 2017-11-30 | 1,633,892,367 |
Acturial value of plan assets | 2017-11-30 | 1,633,892,367 |
Funding target for retired participants and beneficiaries receiving payment | 2017-11-30 | 1,412,982,658 |
Number of terminated vested participants | 2017-11-30 | 15,160 |
Fundng target for terminated vested participants | 2017-11-30 | 542,566,555 |
Active participant vested funding target | 2017-11-30 | 319,147,112 |
Number of active participants | 2017-11-30 | 6,483 |
Total funding liabilities for active participants | 2017-11-30 | 334,348,947 |
Total participant count | 2017-11-30 | 37,150 |
Total funding target for all participants | 2017-11-30 | 2,289,898,160 |
Balance at beginning of prior year after applicable adjustments | 2017-11-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-11-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-11-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-11-30 | 0 |
Amount remaining of carryover balance | 2017-11-30 | 0 |
Amount remaining of prefunding balance | 2017-11-30 | 0 |
Present value of excess contributions | 2017-11-30 | 70,478 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-11-30 | 74,686 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-11-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2017-11-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2017-11-30 | 0 |
Balance of carryovers at beginning of current year | 2017-11-30 | 0 |
Balance of prefunding at beginning of current year | 2017-11-30 | 0 |
Total employer contributions | 2017-11-30 | 239,457,000 |
Total employee contributions | 2017-11-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-11-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-11-30 | 56,871 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-11-30 | 229,823,629 |
Liquidity shortfalls end of Q1 | 2017-11-30 | 0 |
Liquidity shortfalls end of Q2 | 2017-11-30 | 0 |
Liquidity shortfalls end of Q3 | 2017-11-30 | 0 |
Liquidity shortfalls end of Q4 | 2017-11-30 | 0 |
Unpaid minimum required contributions for all prior years | 2017-11-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-11-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-11-30 | 0 |
Minimum required contributions for current year target normal cost | 2017-11-30 | 17,100,000 |
Net shortfall amortization installment of oustanding balance | 2017-11-30 | 656,005,793 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-11-30 | 228,711,599 |
Additional cash requirement | 2017-11-30 | 228,711,599 |
Contributions allocatedtoward minimum required contributions for current year | 2017-11-30 | 229,823,629 |
Unpaid minimum required contributions for current year | 2017-11-30 | 0 |
Unpaid minimum required contributions for all years | 2017-11-30 | 0 |
2016: SEARS HOLDINGS PENSION PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-12-01 | 37,150 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-12-01 | 4,816 |
Number of retired or separated participants receiving benefits | 2016-12-01 | 16,032 |
Number of other retired or separated participants entitled to future benefits | 2016-12-01 | 14,549 |
Total of all active and inactive participants | 2016-12-01 | 35,397 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-12-01 | 1,505 |
Total participants | 2016-12-01 | 36,902 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-12-01 | 19 |
Market value of plan assets | 2016-11-30 | 3,355,740,622 |
Acturial value of plan assets | 2016-11-30 | 3,355,740,622 |
Funding target for retired participants and beneficiaries receiving payment | 2016-11-30 | 2,929,050,802 |
Number of terminated vested participants | 2016-11-30 | 50,893 |
Fundng target for terminated vested participants | 2016-11-30 | 930,699,254 |
Active participant vested funding target | 2016-11-30 | 565,116,967 |
Number of active participants | 2016-11-30 | 25,287 |
Total funding liabilities for active participants | 2016-11-30 | 600,737,238 |
Total participant count | 2016-11-30 | 191,507 |
Total funding target for all participants | 2016-11-30 | 4,460,487,294 |
Balance at beginning of prior year after applicable adjustments | 2016-11-30 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2016-11-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2016-11-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2016-11-30 | 0 |
Amount remaining of carryover balance | 2016-11-30 | 0 |
Amount remaining of prefunding balance | 2016-11-30 | 0 |
Present value of excess contributions | 2016-11-30 | 96,969 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-11-30 | 102,962 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-11-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2016-11-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2016-11-30 | 0 |
Balance of carryovers at beginning of current year | 2016-11-30 | 0 |
Balance of prefunding at beginning of current year | 2016-11-30 | 0 |
Total employer contributions | 2016-11-30 | 329,243,000 |
Total employee contributions | 2016-11-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2016-11-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2016-11-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-11-30 | 314,122,391 |
Liquidity shortfalls end of Q1 | 2016-11-30 | 0 |
Liquidity shortfalls end of Q2 | 2016-11-30 | 0 |
Liquidity shortfalls end of Q3 | 2016-11-30 | 0 |
Liquidity shortfalls end of Q4 | 2016-11-30 | 0 |
Unpaid minimum required contributions for all prior years | 2016-11-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-11-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2016-11-30 | 0 |
Minimum required contributions for current year target normal cost | 2016-11-30 | 78,300,000 |
Net shortfall amortization installment of oustanding balance | 2016-11-30 | 1,104,746,672 |
Waiver amortization installment | 2016-11-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2016-11-30 | 314,051,913 |
Carryover balance elected to use to offset funding requirement | 2016-11-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2016-11-30 | 0 |
Additional cash requirement | 2016-11-30 | 314,051,913 |
Contributions allocatedtoward minimum required contributions for current year | 2016-11-30 | 314,122,391 |
Unpaid minimum required contributions for current year | 2016-11-30 | 0 |
Unpaid minimum required contributions for all years | 2016-11-30 | 0 |
Total participants, beginning-of-year | 2016-01-01 | 191,507 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 20,925 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 104,325 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 41,193 |
Total of all active and inactive participants | 2016-01-01 | 166,443 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 18,007 |
Total participants | 2016-01-01 | 184,450 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 114 |
2015: SEARS HOLDINGS PENSION PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 199,059 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 25,287 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 104,681 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 45,743 |
Total of all active and inactive participants | 2015-01-01 | 175,711 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 15,796 |
Total participants | 2015-01-01 | 191,507 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 98 |
2014: SEARS HOLDINGS PENSION PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 204,050 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 35,561 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 104,772 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 46,861 |
Total of all active and inactive participants | 2014-01-01 | 187,194 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 11,865 |
Total participants | 2014-01-01 | 199,059 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 83 |
2013: SEARS HOLDINGS PENSION PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 212,444 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 40,124 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 105,556 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 46,322 |
Total of all active and inactive participants | 2013-01-01 | 192,002 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 12,048 |
Total participants | 2013-01-01 | 204,050 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 139 |
2012: SEARS HOLDINGS PENSION PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 303,572 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 45,745 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 103,639 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 47,867 |
Total of all active and inactive participants | 2012-01-01 | 197,251 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 15,193 |
Total participants | 2012-01-01 | 212,444 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 816 |
2011: SEARS HOLDINGS PENSION PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 322,042 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 52,980 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 99,468 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 139,758 |
Total of all active and inactive participants | 2011-01-01 | 292,206 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 11,366 |
Total participants | 2011-01-01 | 303,572 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 987 |
2009: SEARS HOLDINGS PENSION PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 332,143 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 64,352 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 92,046 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 158,958 |
Total of all active and inactive participants | 2009-01-01 | 315,356 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 12,978 |
Total participants | 2009-01-01 | 328,334 |
Number of participants with account balances | 2009-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1,562 |
Measure | Date | Value |
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2017 : SEARS HOLDINGS PENSION PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
Total transfer of assets from this plan | 2017-11-30 | $1,947,906,123 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total income from all sources (including contributions) | 2017-11-30 | $392,280,369 |
Total loss/gain on sale of assets | 2017-11-30 | $0 |
Total of all expenses incurred | 2017-11-30 | $182,934,593 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $182,934,593 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $239,400,000 |
Value of total assets at end of year | 2017-11-30 | $1,840,008,954 |
Value of total assets at beginning of year | 2017-11-30 | $3,578,569,301 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $0 |
Total interest from all sources | 2017-11-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
Value of fidelity bond cover | 2017-11-30 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Value of net income/loss | 2017-11-30 | $209,345,776 |
Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $1,840,008,954 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $3,578,569,301 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
Value of interest in master investment trust accounts at end of year | 2017-11-30 | $1,840,008,954 |
Value of interest in master investment trust accounts at beginning of year | 2017-11-30 | $3,578,569,301 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
Contributions received in cash from employer | 2017-11-30 | $239,400,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $182,934,593 |
Did the plan have assets held for investment | 2017-11-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
Accountancy firm name | 2017-11-30 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2017-11-30 | 133891517 |
2016 : SEARS HOLDINGS PENSION PLAN 2016 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2016-11-30 | $207,454,333 |
Total unrealized appreciation/depreciation of assets | 2016-11-30 | $207,454,333 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $45,969,435 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $37,391,325 |
Total income from all sources (including contributions) | 2016-11-30 | $719,424,358 |
Total loss/gain on sale of assets | 2016-11-30 | $41,339,341 |
Total of all expenses incurred | 2016-11-30 | $498,424,756 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $408,185,148 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $329,300,000 |
Value of total assets at end of year | 2016-11-30 | $3,624,538,736 |
Value of total assets at beginning of year | 2016-11-30 | $3,394,961,024 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $90,239,608 |
Total interest from all sources | 2016-11-30 | $117,091,244 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $21,599,603 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-11-30 | $198,997 |
Administrative expenses professional fees incurred | 2016-11-30 | $1,297,824 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-11-30 | $199,675 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-11-30 | $3,638 |
Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
Value of fidelity bond cover | 2016-11-30 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2016-11-30 | $371,978 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-11-30 | $971,248 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-11-30 | $63,058,065 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-11-30 | $56,204,385 |
Assets. Loans (other than to participants) at end of year | 2016-11-30 | $2 |
Assets. Loans (other than to participants) at beginning of year | 2016-11-30 | $2 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-11-30 | $45,969,435 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-11-30 | $37,391,325 |
Other income not declared elsewhere | 2016-11-30 | $2,805,057 |
Administrative expenses (other) incurred | 2016-11-30 | $68,453,220 |
Total non interest bearing cash at end of year | 2016-11-30 | $657,930 |
Total non interest bearing cash at beginning of year | 2016-11-30 | $1,881,126 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Value of net income/loss | 2016-11-30 | $220,999,602 |
Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $3,578,569,301 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $3,357,569,699 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2016-11-30 | $316,635 |
Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
Assets. partnership/joint venture interests at end of year | 2016-11-30 | $4,036,999 |
Assets. partnership/joint venture interests at beginning of year | 2016-11-30 | $4,197,827 |
Investment advisory and management fees | 2016-11-30 | $12,761,974 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $11,462,942 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $4,834,800 |
Income. Interest from loans (other than to participants) | 2016-11-30 | $-24 |
Interest earned on other investments | 2016-11-30 | $22,510,215 |
Income. Interest from US Government securities | 2016-11-30 | $25,893 |
Income. Interest from corporate debt instruments | 2016-11-30 | $93,997,145 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-11-30 | $205,775,546 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-11-30 | $279,577,194 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-11-30 | $279,577,194 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-11-30 | $558,015 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $-165,220 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
Contributions received in cash from employer | 2016-11-30 | $329,300,000 |
Employer contributions (assets) at end of year | 2016-11-30 | $124,700,000 |
Employer contributions (assets) at beginning of year | 2016-11-30 | $102,100,000 |
Income. Dividends from common stock | 2016-11-30 | $21,400,606 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $408,185,148 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-11-30 | $34,893,172 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-11-30 | $42,682,441 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-11-30 | $2,022,986,620 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-11-30 | $1,840,455,938 |
Contract administrator fees | 2016-11-30 | $7,726,590 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-11-30 | $1,156,395,807 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-11-30 | $1,062,052,425 |
Did the plan have assets held for investment | 2016-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
Aggregate proceeds on sale of assets | 2016-11-30 | $1,870,156,218 |
Aggregate carrying amount (costs) on sale of assets | 2016-11-30 | $1,828,816,877 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Unqualified |
Accountancy firm name | 2016-11-30 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2016-11-30 | 133891517 |
2015 : SEARS HOLDINGS PENSION PLAN 2015 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-290,774,102 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-290,774,102 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $37,391,325 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $39,660,235 |
Total income from all sources (including contributions) | 2015-12-31 | $129,885,085 |
Total loss/gain on sale of assets | 2015-12-31 | $-30,651,948 |
Total of all expenses incurred | 2015-12-31 | $516,416,033 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $436,341,572 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $286,200,000 |
Value of total assets at end of year | 2015-12-31 | $3,394,961,024 |
Value of total assets at beginning of year | 2015-12-31 | $3,783,760,882 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $80,074,461 |
Total interest from all sources | 2015-12-31 | $133,918,338 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $26,334,307 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $25,430 |
Administrative expenses professional fees incurred | 2015-12-31 | $661,541 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $3,638 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $971,248 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $459,083 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $56,204,385 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $65,463,510 |
Assets. Loans (other than to participants) at end of year | 2015-12-31 | $2 |
Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $2 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $37,391,325 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $39,660,235 |
Other income not declared elsewhere | 2015-12-31 | $5,001,724 |
Administrative expenses (other) incurred | 2015-12-31 | $55,521,934 |
Total non interest bearing cash at end of year | 2015-12-31 | $1,881,126 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $1,412,430 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-386,530,948 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,357,569,699 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,744,100,647 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2015-12-31 | $2,551,310 |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2015-12-31 | $4,197,827 |
Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $4,689,819 |
Investment advisory and management fees | 2015-12-31 | $14,274,032 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,834,800 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
Interest earned on other investments | 2015-12-31 | $18,846,175 |
Income. Interest from corporate debt instruments | 2015-12-31 | $115,036,457 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $279,577,194 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $310,666,048 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $310,666,048 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $35,706 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-143,234 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $100,970,000 |
Contributions received in cash from employer | 2015-12-31 | $286,200,000 |
Employer contributions (assets) at end of year | 2015-12-31 | $102,100,000 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $132,000,000 |
Income. Dividends from common stock | 2015-12-31 | $26,308,877 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $436,341,572 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $42,682,441 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $42,987,285 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $1,840,455,938 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $1,986,098,076 |
Contract administrator fees | 2015-12-31 | $9,616,954 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $1,062,052,425 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $1,139,014,629 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $1,488,731,922 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $1,519,383,870 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2015-12-31 | 133891517 |
2014 : SEARS HOLDINGS PENSION PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-20,308,191 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-20,308,191 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $39,660,235 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $28,330,752 |
Total income from all sources (including contributions) | 2014-12-31 | $506,822,004 |
Total loss/gain on sale of assets | 2014-12-31 | $2,973,338 |
Total of all expenses incurred | 2014-12-31 | $394,940,829 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $337,997,819 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $370,500,000 |
Value of total assets at end of year | 2014-12-31 | $3,783,760,882 |
Value of total assets at beginning of year | 2014-12-31 | $3,660,550,224 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $56,943,010 |
Total interest from all sources | 2014-12-31 | $129,374,383 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $21,949,270 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $18,351 |
Administrative expenses professional fees incurred | 2014-12-31 | $1,973,004 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $459,083 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $65,463,510 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $36,498,172 |
Assets. Loans (other than to participants) at end of year | 2014-12-31 | $2 |
Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $2 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $39,660,235 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $28,330,752 |
Other income not declared elsewhere | 2014-12-31 | $2,481,211 |
Administrative expenses (other) incurred | 2014-12-31 | $32,136,110 |
Total non interest bearing cash at end of year | 2014-12-31 | $1,412,430 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $4,426,913 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $111,881,175 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,744,100,647 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,632,219,472 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2014-12-31 | $316,635 |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2014-12-31 | $4,689,819 |
Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $6,203,776 |
Investment advisory and management fees | 2014-12-31 | $14,224,526 |
Income. Interest from loans (other than to participants) | 2014-12-31 | $-161 |
Interest earned on other investments | 2014-12-31 | $14,930,311 |
Income. Interest from corporate debt instruments | 2014-12-31 | $114,444,273 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $310,666,048 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $246,431,461 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $246,431,461 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $-40 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-148,007 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $100,970,000 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $99,323,750 |
Contributions received in cash from employer | 2014-12-31 | $370,500,000 |
Employer contributions (assets) at end of year | 2014-12-31 | $132,000,000 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $173,200,000 |
Income. Dividends from common stock | 2014-12-31 | $21,930,919 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $337,997,819 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $42,987,285 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $55,611,635 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $1,986,098,076 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $1,819,264,749 |
Contract administrator fees | 2014-12-31 | $8,609,370 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $1,139,014,629 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $1,219,589,766 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $1,437,351,960 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $1,434,378,622 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2014-12-31 | 133891517 |
2013 : SEARS HOLDINGS PENSION PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $292,706,445 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $292,706,445 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $28,330,752 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $33,627,565 |
Total income from all sources (including contributions) | 2013-12-31 | $910,361,591 |
Total loss/gain on sale of assets | 2013-12-31 | $55,784,904 |
Total of all expenses incurred | 2013-12-31 | $585,955,112 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $528,252,774 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $400,515,000 |
Value of total assets at end of year | 2013-12-31 | $3,660,550,224 |
Value of total assets at beginning of year | 2013-12-31 | $3,341,440,558 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $57,702,338 |
Total interest from all sources | 2013-12-31 | $127,562,404 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $28,723,445 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $12,968 |
Administrative expenses professional fees incurred | 2013-12-31 | $2,118,162 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $36,498,172 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $36,305,983 |
Assets. Loans (other than to participants) at end of year | 2013-12-31 | $2 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $28,330,752 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $33,627,565 |
Other income not declared elsewhere | 2013-12-31 | $5,004,117 |
Administrative expenses (other) incurred | 2013-12-31 | $27,520,680 |
Total non interest bearing cash at end of year | 2013-12-31 | $4,426,913 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $1,231,408 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $324,406,479 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,632,219,472 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,307,812,993 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2013-12-31 | $316,635 |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2013-12-31 | $6,203,776 |
Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $11,577,161 |
Investment advisory and management fees | 2013-12-31 | $13,463,254 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,125,126 |
Income. Interest from loans (other than to participants) | 2013-12-31 | $-8,355 |
Interest earned on other investments | 2013-12-31 | $11,454,892 |
Income. Interest from corporate debt instruments | 2013-12-31 | $116,125,758 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $246,431,461 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $149,822,676 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $149,822,676 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $-9,891 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $65,276 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $99,323,750 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $222,950,000 |
Contributions received in cash from employer | 2013-12-31 | $400,515,000 |
Employer contributions (assets) at end of year | 2013-12-31 | $173,200,000 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $125,100,000 |
Income. Dividends from common stock | 2013-12-31 | $28,710,477 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $528,252,774 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $55,611,635 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $68,095,097 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $1,819,264,749 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $1,785,542,479 |
Contract administrator fees | 2013-12-31 | $14,600,242 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $1,219,589,766 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $939,690,628 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $1,452,566,253 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $1,396,781,349 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | DELOITTE AND TOUCHE LLP |
Accountancy firm EIN | 2013-12-31 | 133891517 |
2012 : SEARS HOLDINGS PENSION PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $219,087,942 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $219,087,942 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $33,627,565 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $18,241,372 |
Total income from all sources (including contributions) | 2012-12-31 | $813,178,425 |
Total loss/gain on sale of assets | 2012-12-31 | $95,497,898 |
Total of all expenses incurred | 2012-12-31 | $1,691,841,753 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,623,018,134 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $325,800,000 |
Value of total assets at end of year | 2012-12-31 | $3,341,440,558 |
Value of total assets at beginning of year | 2012-12-31 | $4,204,717,693 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $68,823,619 |
Total interest from all sources | 2012-12-31 | $147,083,347 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $23,568,580 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $12,736 |
Administrative expenses professional fees incurred | 2012-12-31 | $12,367,864 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $2,580,267 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $19,696,614 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $36,305,983 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $36,731,619 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $33,627,565 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $18,241,372 |
Other income not declared elsewhere | 2012-12-31 | $2,052,223 |
Administrative expenses (other) incurred | 2012-12-31 | $27,724,952 |
Total non interest bearing cash at end of year | 2012-12-31 | $1,231,408 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $1,650 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-878,663,328 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,307,812,993 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,186,476,321 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2012-12-31 | $3,326,110 |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $11,577,161 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $15,340,661 |
Investment advisory and management fees | 2012-12-31 | $15,493,524 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,125,126 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $551,643 |
Income. Interest from loans (other than to participants) | 2012-12-31 | $4,833 |
Interest earned on other investments | 2012-12-31 | $6,944,740 |
Income. Interest from US Government securities | 2012-12-31 | $72,734 |
Income. Interest from corporate debt instruments | 2012-12-31 | $139,064,057 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $156,194,659 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $149,822,676 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $100,793,390 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $100,793,390 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $996,983 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $39,514,076 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $-55,497 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $143,932 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $222,950,000 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $190,000,000 |
Contributions received in cash from employer | 2012-12-31 | $325,800,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $125,100,000 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $307,900,000 |
Income. Dividends from preferred stock | 2012-12-31 | $86,703 |
Income. Dividends from common stock | 2012-12-31 | $23,469,141 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,623,018,134 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $68,095,097 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $70,539,124 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $1,785,542,479 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $2,108,616,415 |
Contract administrator fees | 2012-12-31 | $13,237,279 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $939,690,628 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $1,156,257,575 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $5,275,758,994 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $5,180,261,096 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2012-12-31 | 133891517 |
2011 : SEARS HOLDINGS PENSION PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-171,213,838 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-171,213,838 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $18,241,372 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $8,352,544 |
Total income from all sources (including contributions) | 2011-12-31 | $475,585,561 |
Total loss/gain on sale of assets | 2011-12-31 | $6,092,779 |
Total of all expenses incurred | 2011-12-31 | $402,808,687 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $354,774,383 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $490,300,000 |
Value of total assets at end of year | 2011-12-31 | $4,204,717,693 |
Value of total assets at beginning of year | 2011-12-31 | $4,122,051,991 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $48,034,304 |
Total interest from all sources | 2011-12-31 | $128,972,438 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $21,073,086 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $10,052 |
Administrative expenses professional fees incurred | 2011-12-31 | $1,800,545 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $2,580,267 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $36,145 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $19,696,614 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $71,499,053 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $36,731,619 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $31,461,127 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $18,241,372 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $8,352,544 |
Other income not declared elsewhere | 2011-12-31 | $197,048 |
Administrative expenses (other) incurred | 2011-12-31 | $24,833,279 |
Total non interest bearing cash at end of year | 2011-12-31 | $1,650 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $1,341 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $72,776,874 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,186,476,321 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,113,699,447 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2011-12-31 | $9,372,247 |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $15,340,661 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $21,917,591 |
Investment advisory and management fees | 2011-12-31 | $13,978,317 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $551,643 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $681,784 |
Interest earned on other investments | 2011-12-31 | $668,478 |
Income. Interest from US Government securities | 2011-12-31 | $210,403 |
Income. Interest from corporate debt instruments | 2011-12-31 | $127,624,070 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $156,194,659 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $187,063,387 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $100,793,390 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $45,013,496 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $45,013,496 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $469,487 |
Asset value of US Government securities at end of year | 2011-12-31 | $39,514,076 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $111,232,101 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-102,635 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $266,683 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $190,000,000 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $233,125,000 |
Contributions received in cash from employer | 2011-12-31 | $490,300,000 |
Employer contributions (assets) at end of year | 2011-12-31 | $307,900,000 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $157,900,000 |
Income. Dividends from preferred stock | 2011-12-31 | $387,500 |
Income. Dividends from common stock | 2011-12-31 | $20,675,534 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $354,774,383 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $70,539,124 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $239,767,788 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $2,108,616,415 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $1,622,740,746 |
Contract administrator fees | 2011-12-31 | $7,422,163 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $1,156,257,575 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,399,612,432 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $5,598,519,702 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $5,592,426,923 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : SEARS HOLDINGS PENSION PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $216,387,751 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $216,387,751 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $8,352,544 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $19,188,664 |
Total income from all sources (including contributions) | 2010-12-31 | $725,578,320 |
Total loss/gain on sale of assets | 2010-12-31 | $75,610,402 |
Total of all expenses incurred | 2010-12-31 | $353,598,092 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $307,155,628 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $311,500,000 |
Value of total assets at end of year | 2010-12-31 | $4,122,051,991 |
Value of total assets at beginning of year | 2010-12-31 | $3,760,907,883 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $46,442,464 |
Total interest from all sources | 2010-12-31 | $98,677,155 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $22,260,315 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $12,182 |
Administrative expenses professional fees incurred | 2010-12-31 | $883,657 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $36,145 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $137,106 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $71,499,053 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $87,976,002 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $31,461,127 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $19,929,312 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $8,352,544 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $19,188,664 |
Other income not declared elsewhere | 2010-12-31 | $123,516 |
Administrative expenses (other) incurred | 2010-12-31 | $25,328,828 |
Total non interest bearing cash at end of year | 2010-12-31 | $1,341 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $903,372 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $371,980,228 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,113,699,447 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,741,719,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2010-12-31 | $591,257 |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $21,917,591 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $50,238,251 |
Investment advisory and management fees | 2010-12-31 | $13,460,050 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $681,784 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,434,810 |
Interest earned on other investments | 2010-12-31 | $935,716 |
Income. Interest from US Government securities | 2010-12-31 | $2,871,185 |
Income. Interest from corporate debt instruments | 2010-12-31 | $94,633,456 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $187,063,387 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $176,939,870 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $45,013,496 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $160,328,392 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $160,328,392 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $236,798 |
Asset value of US Government securities at end of year | 2010-12-31 | $111,232,101 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $372,265,851 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $754,940 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $264,241 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $233,125,000 |
Contributions received in cash from employer | 2010-12-31 | $311,500,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $157,900,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $106,400,000 |
Income. Dividends from common stock | 2010-12-31 | $22,248,133 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $307,155,628 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $239,767,788 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $636,386,976 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $1,622,740,746 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $838,939,582 |
Contract administrator fees | 2010-12-31 | $6,769,929 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,399,612,432 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,304,028,359 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $3,512,607,015 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $3,436,996,613 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : SEARS HOLDINGS PENSION PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |