LOCKWOOD COMPANIES, L.L.C. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE LOCKWOOD COMPANIES 401(K) PLAN
Measure | Date | Value |
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2022 : THE LOCKWOOD COMPANIES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-47,902 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $815,358 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $758,664 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $5,517 |
Value of total corrective distributions | 2022-12-31 | $7,150 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $470,388 |
Value of total assets at end of year | 2022-12-31 | $2,744,757 |
Value of total assets at beginning of year | 2022-12-31 | $3,608,017 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $44,027 |
Total interest from all sources | 2022-12-31 | $6,761 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $78,856 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $78,856 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $361,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $411,239 |
Participant contributions at end of year | 2022-12-31 | $113,295 |
Participant contributions at beginning of year | 2022-12-31 | $110,127 |
Administrative expenses (other) incurred | 2022-12-31 | $44,027 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-863,260 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,744,757 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,608,017 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $2,564,292 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $3,394,143 |
Interest on participant loans | 2022-12-31 | $6,761 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $67,170 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $103,747 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-604,927 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $1,020 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $59,149 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $758,664 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | SCHREIBER ADVISORS, P.C. |
Accountancy firm EIN | 2022-12-31 | 461282767 |
2021 : THE LOCKWOOD COMPANIES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $946,850 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $495,378 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $415,676 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $21,588 |
Value of total corrective distributions | 2021-12-31 | $38,180 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $530,144 |
Value of total assets at end of year | 2021-12-31 | $3,608,017 |
Value of total assets at beginning of year | 2021-12-31 | $3,156,545 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $19,934 |
Total interest from all sources | 2021-12-31 | $5,966 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $136,726 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $136,726 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $316,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $396,208 |
Participant contributions at end of year | 2021-12-31 | $110,127 |
Participant contributions at beginning of year | 2021-12-31 | $115,787 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $70,497 |
Other income not declared elsewhere | 2021-12-31 | $2,911 |
Administrative expenses (other) incurred | 2021-12-31 | $19,934 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $451,472 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,608,017 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,156,545 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $3,394,143 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,911,721 |
Interest on participant loans | 2021-12-31 | $5,966 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $103,747 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $129,037 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $269,424 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,679 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $63,439 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $415,676 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COHN REZNICK LLP |
Accountancy firm EIN | 2021-12-31 | 221478099 |
2020 : THE LOCKWOOD COMPANIES 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $867,031 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $313,068 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $287,718 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $571 |
Value of total corrective distributions | 2020-12-31 | $5,613 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $470,090 |
Value of total assets at end of year | 2020-12-31 | $3,156,545 |
Value of total assets at beginning of year | 2020-12-31 | $2,602,582 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $19,166 |
Total interest from all sources | 2020-12-31 | $6,789 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $65,775 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $65,775 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $261,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $397,289 |
Participant contributions at end of year | 2020-12-31 | $115,787 |
Participant contributions at beginning of year | 2020-12-31 | $114,987 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $5,788 |
Other income not declared elsewhere | 2020-12-31 | $7 |
Administrative expenses (other) incurred | 2020-12-31 | $19,166 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $553,963 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,156,545 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,602,582 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,911,721 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,445,002 |
Interest on participant loans | 2020-12-31 | $6,789 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $129,037 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $42,593 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $323,245 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,125 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $67,013 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $287,718 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COHN REZNICK, LLP |
Accountancy firm EIN | 2020-12-31 | 221478099 |
2019 : THE LOCKWOOD COMPANIES 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $1,050,000 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $205,969 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $181,161 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $551 |
Value of total corrective distributions | 2019-12-31 | $6,085 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $646,891 |
Value of total assets at end of year | 2019-12-31 | $2,602,582 |
Value of total assets at beginning of year | 2019-12-31 | $1,758,551 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $18,172 |
Total interest from all sources | 2019-12-31 | $6,422 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $67,358 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $67,358 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $176,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $402,021 |
Participant contributions at end of year | 2019-12-31 | $114,987 |
Participant contributions at beginning of year | 2019-12-31 | $101,905 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $172,112 |
Administrative expenses (other) incurred | 2019-12-31 | $18,172 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $844,031 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,602,582 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,758,551 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,445,002 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,614,760 |
Interest on participant loans | 2019-12-31 | $6,422 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $42,593 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $41,886 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $328,230 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,099 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $72,758 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $181,161 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COHN REZNICK, LLP |
Accountancy firm EIN | 2019-12-31 | 221478099 |
2018 : THE LOCKWOOD COMPANIES 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,827 |
Total income from all sources (including contributions) | 2018-12-31 | $339,628 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $153,696 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $136,582 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $537 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $444,033 |
Value of total assets at end of year | 2018-12-31 | $1,758,551 |
Value of total assets at beginning of year | 2018-12-31 | $1,577,446 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $16,577 |
Total interest from all sources | 2018-12-31 | $3,806 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $60,124 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $60,124 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $158,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $371,569 |
Participant contributions at end of year | 2018-12-31 | $101,905 |
Participant contributions at beginning of year | 2018-12-31 | $52,793 |
Participant contributions at beginning of year | 2018-12-31 | $11,518 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $4,827 |
Administrative expenses (other) incurred | 2018-12-31 | $16,577 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $185,932 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,758,551 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,572,619 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,614,760 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,471,584 |
Interest on participant loans | 2018-12-31 | $3,806 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $41,886 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $38,944 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-169,261 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $926 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $72,464 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $2,607 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $136,582 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COHN REZNICK, LLP |
Accountancy firm EIN | 2018-12-31 | 221478099 |
2017 : THE LOCKWOOD COMPANIES 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $4,827 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $614,417 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $644,920 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $608,106 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $16,213 |
Value of total corrective distributions | 2017-12-31 | $4,827 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $399,248 |
Value of total assets at end of year | 2017-12-31 | $1,577,446 |
Value of total assets at beginning of year | 2017-12-31 | $1,603,122 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $15,774 |
Total interest from all sources | 2017-12-31 | $1,895 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $45,102 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $45,102 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $160,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $333,188 |
Participant contributions at end of year | 2017-12-31 | $52,793 |
Participant contributions at beginning of year | 2017-12-31 | $44,307 |
Participant contributions at end of year | 2017-12-31 | $11,518 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $4,827 |
Administrative expenses (other) incurred | 2017-12-31 | $15,774 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $14,184 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-30,503 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,572,619 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,603,122 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $1,471,584 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $1,544,631 |
Interest on participant loans | 2017-12-31 | $1,895 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $38,944 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $167,853 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $319 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $66,060 |
Employer contributions (assets) at end of year | 2017-12-31 | $2,607 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $608,106 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COHN REZNICK, LLP |
Accountancy firm EIN | 2017-12-31 | 221478099 |
2016 : THE LOCKWOOD COMPANIES 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $422,771 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $273,287 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $233,577 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $3,972 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $302,381 |
Value of total assets at end of year | 2016-12-31 | $1,603,122 |
Value of total assets at beginning of year | 2016-12-31 | $1,453,638 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $35,738 |
Total interest from all sources | 2016-12-31 | $1,287 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $268,061 |
Participant contributions at end of year | 2016-12-31 | $44,307 |
Participant contributions at beginning of year | 2016-12-31 | $39,677 |
Total non interest bearing cash at end of year | 2016-12-31 | $14,184 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $8,577 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $149,484 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,603,122 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,453,638 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $35,738 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $1,544,631 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,405,384 |
Interest on participant loans | 2016-12-31 | $1,287 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $119,103 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $34,320 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $233,577 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2016-12-31 | 221478099 |
2015 : THE LOCKWOOD COMPANIES 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $200,360 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $48,843 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $18,479 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $211,357 |
Value of total assets at end of year | 2015-12-31 | $1,453,638 |
Value of total assets at beginning of year | 2015-12-31 | $1,302,121 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $30,364 |
Total interest from all sources | 2015-12-31 | $973 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $211,357 |
Participant contributions at end of year | 2015-12-31 | $39,677 |
Participant contributions at beginning of year | 2015-12-31 | $27,029 |
Total non interest bearing cash at end of year | 2015-12-31 | $8,577 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $168 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $151,517 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,453,638 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,302,121 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $30,364 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,405,384 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,274,924 |
Interest on participant loans | 2015-12-31 | $973 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-11,970 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $18,479 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2015-12-31 | 221478099 |
2014 : THE LOCKWOOD COMPANIES 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $212,471 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $93,420 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $65,396 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $137,291 |
Value of total assets at end of year | 2014-12-31 | $1,302,121 |
Value of total assets at beginning of year | 2014-12-31 | $1,183,070 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $28,024 |
Total interest from all sources | 2014-12-31 | $1,006 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $136,879 |
Participant contributions at end of year | 2014-12-31 | $27,029 |
Participant contributions at beginning of year | 2014-12-31 | $26,153 |
Total non interest bearing cash at end of year | 2014-12-31 | $168 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $7,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $119,051 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,302,121 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,183,070 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $28,024 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,274,924 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,149,042 |
Interest on participant loans | 2014-12-31 | $1,006 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $74,174 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $412 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $65,396 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2014-12-31 | 221478099 |
2013 : THE LOCKWOOD COMPANIES 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $244,155 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $61,226 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $35,368 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $46,665 |
Value of total assets at end of year | 2013-12-31 | $1,183,070 |
Value of total assets at beginning of year | 2013-12-31 | $1,000,141 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $25,858 |
Total interest from all sources | 2013-12-31 | $717 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $46,665 |
Participant contributions at end of year | 2013-12-31 | $26,153 |
Participant contributions at beginning of year | 2013-12-31 | $29,476 |
Total non interest bearing cash at end of year | 2013-12-31 | $7,875 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $342 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $182,929 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,183,070 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,000,141 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $25,858 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,149,042 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $970,323 |
Interest on participant loans | 2013-12-31 | $717 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $196,773 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $35,368 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | COHNREZNICK LLP |
Accountancy firm EIN | 2013-12-31 | 221478099 |
2012 : THE LOCKWOOD COMPANIES 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $161,662 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $119,675 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $93,012 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $38,695 |
Value of total assets at end of year | 2012-12-31 | $1,000,141 |
Value of total assets at beginning of year | 2012-12-31 | $958,154 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $26,663 |
Total interest from all sources | 2012-12-31 | $1,290 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $31,744 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $31,744 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $37,733 |
Participant contributions at end of year | 2012-12-31 | $29,476 |
Participant contributions at beginning of year | 2012-12-31 | $34,034 |
Total non interest bearing cash at end of year | 2012-12-31 | $342 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $322 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $41,987 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,000,141 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $958,154 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $26,663 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $970,323 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $923,798 |
Interest on participant loans | 2012-12-31 | $1,290 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $89,933 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $962 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $93,012 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | UHY LLP |
Accountancy firm EIN | 2012-12-31 | 200694403 |
2011 : THE LOCKWOOD COMPANIES 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $113,063 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $321,255 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $275,242 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $16,215 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $122,059 |
Value of total assets at end of year | 2011-12-31 | $958,154 |
Value of total assets at beginning of year | 2011-12-31 | $1,166,346 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $29,798 |
Total interest from all sources | 2011-12-31 | $1,635 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $122,059 |
Participant contributions at end of year | 2011-12-31 | $34,034 |
Participant contributions at beginning of year | 2011-12-31 | $70,888 |
Total non interest bearing cash at end of year | 2011-12-31 | $322 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $343 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-208,192 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $958,154 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,166,346 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $29,798 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $923,798 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,095,115 |
Interest on participant loans | 2011-12-31 | $1,635 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-10,631 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $275,242 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | UHY LLP |
Accountancy firm EIN | 2011-12-31 | 200694403 |
2010 : THE LOCKWOOD COMPANIES 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $250,913 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $612,254 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $580,384 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $108,422 |
Value of total assets at end of year | 2010-12-31 | $1,166,346 |
Value of total assets at beginning of year | 2010-12-31 | $1,527,687 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $31,870 |
Total interest from all sources | 2010-12-31 | $3,176 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $750,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $108,422 |
Participant contributions at end of year | 2010-12-31 | $70,888 |
Participant contributions at beginning of year | 2010-12-31 | $83,085 |
Total non interest bearing cash at end of year | 2010-12-31 | $343 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $3,090 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $-361,341 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,166,346 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,527,687 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $31,870 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,095,115 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,441,512 |
Interest on participant loans | 2010-12-31 | $3,176 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $139,315 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $580,384 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | UHY LLP |
Accountancy firm EIN | 2010-12-31 | 200694403 |
2009 : THE LOCKWOOD COMPANIES 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |