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THE LOCKWOOD COMPANIES 401(K) PLAN 401k Plan overview

Plan NameTHE LOCKWOOD COMPANIES 401(K) PLAN
Plan identification number 001

THE LOCKWOOD COMPANIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LOCKWOOD COMPANIES, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name:LOCKWOOD COMPANIES, L.L.C.
Employer identification number (EIN):202052792
NAIC Classification:531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LOCKWOOD COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICHAEL MCMILLAN MICHAEL MCMILLAN2018-10-15
0012016-01-01MICHAEL MCMILLAN
0012015-01-01MICHAEL MCMILLAN
0012014-01-01MICHAEL MCMILLAN
0012013-01-01MICHAEL MCMILLAN
0012012-01-01MICHAEL MCMILLAN
0012011-01-01MICHAEL MCMILLAN
0012009-01-01RODNEY LOCKWOOD RODNEY LOCKWOOD2010-10-14

Plan Statistics for THE LOCKWOOD COMPANIES 401(K) PLAN

401k plan membership statisitcs for THE LOCKWOOD COMPANIES 401(K) PLAN

Measure Date Value
2022: THE LOCKWOOD COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01347
Total number of active participants reported on line 7a of the Form 55002022-01-01147
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0154
Total of all active and inactive participants2022-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01201
Number of participants with account balances2022-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0137
2021: THE LOCKWOOD COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01324
Total number of active participants reported on line 7a of the Form 55002021-01-01141
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01199
Total of all active and inactive participants2021-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01340
Number of participants with account balances2021-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0173
2020: THE LOCKWOOD COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01298
Total number of active participants reported on line 7a of the Form 55002020-01-01164
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01148
Total of all active and inactive participants2020-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01312
Number of participants with account balances2020-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0164
2019: THE LOCKWOOD COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01273
Total number of active participants reported on line 7a of the Form 55002019-01-01186
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01103
Total of all active and inactive participants2019-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01290
Number of participants with account balances2019-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0138
2018: THE LOCKWOOD COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01231
Total number of active participants reported on line 7a of the Form 55002018-01-01182
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0186
Total of all active and inactive participants2018-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01268
Number of participants with account balances2018-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0140
2017: THE LOCKWOOD COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01196
Total number of active participants reported on line 7a of the Form 55002017-01-01178
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01227
Number of participants with account balances2017-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0123
2016: THE LOCKWOOD COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01242
Total number of active participants reported on line 7a of the Form 55002016-01-01183
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-0138
Total of all active and inactive participants2016-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01226
Number of participants with account balances2016-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: THE LOCKWOOD COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01191
Total number of active participants reported on line 7a of the Form 55002015-01-01184
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0151
Total of all active and inactive participants2015-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01236
Number of participants with account balances2015-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE LOCKWOOD COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01199
Total number of active participants reported on line 7a of the Form 55002014-01-01168
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0120
Total of all active and inactive participants2014-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01189
Number of participants with account balances2014-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE LOCKWOOD COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01182
Total number of active participants reported on line 7a of the Form 55002013-01-01193
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01203
Number of participants with account balances2013-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE LOCKWOOD COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01157
Total number of active participants reported on line 7a of the Form 55002012-01-01158
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01175
Number of participants with account balances2012-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: THE LOCKWOOD COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01135
Total number of active participants reported on line 7a of the Form 55002011-01-01137
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01152
Number of participants with account balances2011-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: THE LOCKWOOD COMPANIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01200
Total number of active participants reported on line 7a of the Form 55002009-01-01166
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-0126
Total of all active and inactive participants2009-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01196
Number of participants with account balances2009-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on THE LOCKWOOD COMPANIES 401(K) PLAN

Measure Date Value
2022 : THE LOCKWOOD COMPANIES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-47,902
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$815,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$758,664
Expenses. Certain deemed distributions of participant loans2022-12-31$5,517
Value of total corrective distributions2022-12-31$7,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$470,388
Value of total assets at end of year2022-12-31$2,744,757
Value of total assets at beginning of year2022-12-31$3,608,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$44,027
Total interest from all sources2022-12-31$6,761
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$78,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$78,856
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$361,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$411,239
Participant contributions at end of year2022-12-31$113,295
Participant contributions at beginning of year2022-12-31$110,127
Administrative expenses (other) incurred2022-12-31$44,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-863,260
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,744,757
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,608,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,564,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,394,143
Interest on participant loans2022-12-31$6,761
Value of interest in common/collective trusts at end of year2022-12-31$67,170
Value of interest in common/collective trusts at beginning of year2022-12-31$103,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-604,927
Net investment gain or loss from common/collective trusts2022-12-31$1,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$59,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$758,664
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SCHREIBER ADVISORS, P.C.
Accountancy firm EIN2022-12-31461282767
2021 : THE LOCKWOOD COMPANIES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$946,850
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$495,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$415,676
Expenses. Certain deemed distributions of participant loans2021-12-31$21,588
Value of total corrective distributions2021-12-31$38,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$530,144
Value of total assets at end of year2021-12-31$3,608,017
Value of total assets at beginning of year2021-12-31$3,156,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$19,934
Total interest from all sources2021-12-31$5,966
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$136,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$136,726
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$316,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$396,208
Participant contributions at end of year2021-12-31$110,127
Participant contributions at beginning of year2021-12-31$115,787
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$70,497
Other income not declared elsewhere2021-12-31$2,911
Administrative expenses (other) incurred2021-12-31$19,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$451,472
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,608,017
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,156,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,394,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,911,721
Interest on participant loans2021-12-31$5,966
Value of interest in common/collective trusts at end of year2021-12-31$103,747
Value of interest in common/collective trusts at beginning of year2021-12-31$129,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$269,424
Net investment gain or loss from common/collective trusts2021-12-31$1,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$63,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$415,676
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHN REZNICK LLP
Accountancy firm EIN2021-12-31221478099
2020 : THE LOCKWOOD COMPANIES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$867,031
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$313,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$287,718
Expenses. Certain deemed distributions of participant loans2020-12-31$571
Value of total corrective distributions2020-12-31$5,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$470,090
Value of total assets at end of year2020-12-31$3,156,545
Value of total assets at beginning of year2020-12-31$2,602,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,166
Total interest from all sources2020-12-31$6,789
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$65,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$65,775
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$261,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$397,289
Participant contributions at end of year2020-12-31$115,787
Participant contributions at beginning of year2020-12-31$114,987
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,788
Other income not declared elsewhere2020-12-31$7
Administrative expenses (other) incurred2020-12-31$19,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$553,963
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,156,545
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,602,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,911,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,445,002
Interest on participant loans2020-12-31$6,789
Value of interest in common/collective trusts at end of year2020-12-31$129,037
Value of interest in common/collective trusts at beginning of year2020-12-31$42,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$323,245
Net investment gain or loss from common/collective trusts2020-12-31$1,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$67,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$287,718
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHN REZNICK, LLP
Accountancy firm EIN2020-12-31221478099
2019 : THE LOCKWOOD COMPANIES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,050,000
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$205,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$181,161
Expenses. Certain deemed distributions of participant loans2019-12-31$551
Value of total corrective distributions2019-12-31$6,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$646,891
Value of total assets at end of year2019-12-31$2,602,582
Value of total assets at beginning of year2019-12-31$1,758,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,172
Total interest from all sources2019-12-31$6,422
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$67,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$67,358
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$176,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$402,021
Participant contributions at end of year2019-12-31$114,987
Participant contributions at beginning of year2019-12-31$101,905
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$172,112
Administrative expenses (other) incurred2019-12-31$18,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$844,031
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,602,582
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,758,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,445,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,614,760
Interest on participant loans2019-12-31$6,422
Value of interest in common/collective trusts at end of year2019-12-31$42,593
Value of interest in common/collective trusts at beginning of year2019-12-31$41,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$328,230
Net investment gain or loss from common/collective trusts2019-12-31$1,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$72,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$181,161
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHN REZNICK, LLP
Accountancy firm EIN2019-12-31221478099
2018 : THE LOCKWOOD COMPANIES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,827
Total income from all sources (including contributions)2018-12-31$339,628
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$153,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$136,582
Expenses. Certain deemed distributions of participant loans2018-12-31$537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$444,033
Value of total assets at end of year2018-12-31$1,758,551
Value of total assets at beginning of year2018-12-31$1,577,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$16,577
Total interest from all sources2018-12-31$3,806
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$60,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$60,124
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$158,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$371,569
Participant contributions at end of year2018-12-31$101,905
Participant contributions at beginning of year2018-12-31$52,793
Participant contributions at beginning of year2018-12-31$11,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$4,827
Administrative expenses (other) incurred2018-12-31$16,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$185,932
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,758,551
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,572,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,614,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,471,584
Interest on participant loans2018-12-31$3,806
Value of interest in common/collective trusts at end of year2018-12-31$41,886
Value of interest in common/collective trusts at beginning of year2018-12-31$38,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-169,261
Net investment gain or loss from common/collective trusts2018-12-31$926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$72,464
Employer contributions (assets) at beginning of year2018-12-31$2,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$136,582
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COHN REZNICK, LLP
Accountancy firm EIN2018-12-31221478099
2017 : THE LOCKWOOD COMPANIES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,827
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$614,417
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$644,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$608,106
Expenses. Certain deemed distributions of participant loans2017-12-31$16,213
Value of total corrective distributions2017-12-31$4,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$399,248
Value of total assets at end of year2017-12-31$1,577,446
Value of total assets at beginning of year2017-12-31$1,603,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,774
Total interest from all sources2017-12-31$1,895
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$45,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$45,102
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$160,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$333,188
Participant contributions at end of year2017-12-31$52,793
Participant contributions at beginning of year2017-12-31$44,307
Participant contributions at end of year2017-12-31$11,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$4,827
Administrative expenses (other) incurred2017-12-31$15,774
Total non interest bearing cash at beginning of year2017-12-31$14,184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-30,503
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,572,619
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,603,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,471,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,544,631
Interest on participant loans2017-12-31$1,895
Value of interest in common/collective trusts at end of year2017-12-31$38,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$167,853
Net investment gain or loss from common/collective trusts2017-12-31$319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$66,060
Employer contributions (assets) at end of year2017-12-31$2,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$608,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHN REZNICK, LLP
Accountancy firm EIN2017-12-31221478099
2016 : THE LOCKWOOD COMPANIES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$422,771
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$273,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$233,577
Expenses. Certain deemed distributions of participant loans2016-12-31$3,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$302,381
Value of total assets at end of year2016-12-31$1,603,122
Value of total assets at beginning of year2016-12-31$1,453,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,738
Total interest from all sources2016-12-31$1,287
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$268,061
Participant contributions at end of year2016-12-31$44,307
Participant contributions at beginning of year2016-12-31$39,677
Total non interest bearing cash at end of year2016-12-31$14,184
Total non interest bearing cash at beginning of year2016-12-31$8,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$149,484
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,603,122
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,453,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$35,738
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,544,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,405,384
Interest on participant loans2016-12-31$1,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$119,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$34,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$233,577
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHNREZNICK LLP
Accountancy firm EIN2016-12-31221478099
2015 : THE LOCKWOOD COMPANIES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$200,360
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$48,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$211,357
Value of total assets at end of year2015-12-31$1,453,638
Value of total assets at beginning of year2015-12-31$1,302,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$30,364
Total interest from all sources2015-12-31$973
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$211,357
Participant contributions at end of year2015-12-31$39,677
Participant contributions at beginning of year2015-12-31$27,029
Total non interest bearing cash at end of year2015-12-31$8,577
Total non interest bearing cash at beginning of year2015-12-31$168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$151,517
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,453,638
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,302,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$30,364
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,405,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,274,924
Interest on participant loans2015-12-31$973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-11,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$18,479
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK LLP
Accountancy firm EIN2015-12-31221478099
2014 : THE LOCKWOOD COMPANIES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$212,471
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$93,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$65,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$137,291
Value of total assets at end of year2014-12-31$1,302,121
Value of total assets at beginning of year2014-12-31$1,183,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$28,024
Total interest from all sources2014-12-31$1,006
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$136,879
Participant contributions at end of year2014-12-31$27,029
Participant contributions at beginning of year2014-12-31$26,153
Total non interest bearing cash at end of year2014-12-31$168
Total non interest bearing cash at beginning of year2014-12-31$7,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$119,051
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,302,121
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,183,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$28,024
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,274,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,149,042
Interest on participant loans2014-12-31$1,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$74,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$65,396
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHNREZNICK LLP
Accountancy firm EIN2014-12-31221478099
2013 : THE LOCKWOOD COMPANIES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$244,155
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$61,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$35,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$46,665
Value of total assets at end of year2013-12-31$1,183,070
Value of total assets at beginning of year2013-12-31$1,000,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,858
Total interest from all sources2013-12-31$717
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$46,665
Participant contributions at end of year2013-12-31$26,153
Participant contributions at beginning of year2013-12-31$29,476
Total non interest bearing cash at end of year2013-12-31$7,875
Total non interest bearing cash at beginning of year2013-12-31$342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$182,929
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,183,070
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,000,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$25,858
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,149,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$970,323
Interest on participant loans2013-12-31$717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$196,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$35,368
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31COHNREZNICK LLP
Accountancy firm EIN2013-12-31221478099
2012 : THE LOCKWOOD COMPANIES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$161,662
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$119,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$93,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$38,695
Value of total assets at end of year2012-12-31$1,000,141
Value of total assets at beginning of year2012-12-31$958,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$26,663
Total interest from all sources2012-12-31$1,290
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$31,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$31,744
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$37,733
Participant contributions at end of year2012-12-31$29,476
Participant contributions at beginning of year2012-12-31$34,034
Total non interest bearing cash at end of year2012-12-31$342
Total non interest bearing cash at beginning of year2012-12-31$322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$41,987
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,000,141
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$958,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$26,663
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$970,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$923,798
Interest on participant loans2012-12-31$1,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$89,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$93,012
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31UHY LLP
Accountancy firm EIN2012-12-31200694403
2011 : THE LOCKWOOD COMPANIES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$113,063
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$321,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$275,242
Expenses. Certain deemed distributions of participant loans2011-12-31$16,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$122,059
Value of total assets at end of year2011-12-31$958,154
Value of total assets at beginning of year2011-12-31$1,166,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,798
Total interest from all sources2011-12-31$1,635
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$122,059
Participant contributions at end of year2011-12-31$34,034
Participant contributions at beginning of year2011-12-31$70,888
Total non interest bearing cash at end of year2011-12-31$322
Total non interest bearing cash at beginning of year2011-12-31$343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-208,192
Value of net assets at end of year (total assets less liabilities)2011-12-31$958,154
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,166,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$29,798
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$923,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,095,115
Interest on participant loans2011-12-31$1,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-10,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$275,242
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31UHY LLP
Accountancy firm EIN2011-12-31200694403
2010 : THE LOCKWOOD COMPANIES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$250,913
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$612,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$580,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$108,422
Value of total assets at end of year2010-12-31$1,166,346
Value of total assets at beginning of year2010-12-31$1,527,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,870
Total interest from all sources2010-12-31$3,176
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$750,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$108,422
Participant contributions at end of year2010-12-31$70,888
Participant contributions at beginning of year2010-12-31$83,085
Total non interest bearing cash at end of year2010-12-31$343
Total non interest bearing cash at beginning of year2010-12-31$3,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-361,341
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,166,346
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,527,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$31,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,095,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,441,512
Interest on participant loans2010-12-31$3,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$139,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$580,384
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31UHY LLP
Accountancy firm EIN2010-12-31200694403
2009 : THE LOCKWOOD COMPANIES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE LOCKWOOD COMPANIES 401(K) PLAN

2022: THE LOCKWOOD COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE LOCKWOOD COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE LOCKWOOD COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE LOCKWOOD COMPANIES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE LOCKWOOD COMPANIES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE LOCKWOOD COMPANIES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE LOCKWOOD COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE LOCKWOOD COMPANIES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE LOCKWOOD COMPANIES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE LOCKWOOD COMPANIES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE LOCKWOOD COMPANIES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE LOCKWOOD COMPANIES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE LOCKWOOD COMPANIES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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