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Plan Name | RAFTELIS FINANCIAL CONSULTANTS, INC. 401K PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | RAFTELIS FINANCIAL CONSULTANTS, INC. |
Employer identification number (EIN): | 202293694 |
NAIC Classification: | 541600 |
Additional information about RAFTELIS FINANCIAL CONSULTANTS, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2014-08-28 |
Company Identification Number: | 0802053495 |
Legal Registered Office Address: |
227 W TRADE ST STE 1400 CHARLOTTE United States of America (USA) 28202 |
More information about RAFTELIS FINANCIAL CONSULTANTS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2020-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | LWILSON1713 | 2020-06-19 | ||
002 | 2019-01-01 | LISA WILSON | 2020-06-30 | ||
002 | 2018-01-01 | LISA WILSON | 2019-07-08 | ||
002 | 2017-01-01 | LISA WILSON | 2018-07-10 | ||
002 | 2016-01-01 | LISA WILSON | 2017-07-20 | ||
002 | 2015-01-01 | LISA WILSON | 2016-09-22 | ||
002 | 2014-01-01 | DIANE ADAMS | 2016-02-14 | ||
002 | 2014-01-01 | DIANE ADAMS | 2015-10-02 | ||
002 | 2013-01-01 | DIANE ADAMS | 2014-06-10 | ||
002 | 2012-01-01 | DIANE ADAMS | 2013-07-05 | ||
002 | 2011-01-01 | DIANE ADAMS | 2012-06-12 | ||
002 | 2010-01-01 | DIANE ADAMS | 2011-05-06 |
Measure | Date | Value |
---|---|---|
2020: RAFTELIS FINANCIAL CONSULTANTS, INC. 401K PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 145 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 131 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 17 |
Total of all active and inactive participants | 2020-01-01 | 148 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 148 |
Number of participants with account balances | 2020-01-01 | 148 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2020 : RAFTELIS FINANCIAL CONSULTANTS, INC. 401K PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $6,266,689 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,542,225 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,541,450 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,608,254 |
Value of total assets at end of year | 2020-12-31 | $23,741,522 |
Value of total assets at beginning of year | 2020-12-31 | $20,017,058 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $775 |
Total interest from all sources | 2020-12-31 | $2,967 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $400,775 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $400,775 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,375,107 |
Participant contributions at end of year | 2020-12-31 | $75,428 |
Participant contributions at beginning of year | 2020-12-31 | $46,214 |
Participant contributions at end of year | 2020-12-31 | $32,832 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $788,025 |
Other income not declared elsewhere | 2020-12-31 | $71 |
Administrative expenses (other) incurred | 2020-12-31 | $775 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $3,724,464 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $23,741,522 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $20,017,058 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $21,790,966 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $18,448,179 |
Interest on participant loans | 2020-12-31 | $2,967 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,318,488 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,522,665 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,222,439 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $32,183 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,445,122 |
Employer contributions (assets) at end of year | 2020-12-31 | $523,808 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,541,450 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GREERWALKER LLP |
Accountancy firm EIN | 2020-12-31 | 561434747 |
2020: RAFTELIS FINANCIAL CONSULTANTS, INC. 401K PLAN 2020 form 5500 responses | ||
---|---|---|
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |