401k Plan data: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN plan

BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 401k Plan overview

Plan Name	BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN
Plan identification number	001

BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROOKFIELD POWER US HOLDING AMERICA CO. has sponsored the creation of one or more 401k plans.

Company Name: BROOKFIELD POWER US HOLDING AMERICA CO.

Employer identification number (EIN): 202408770

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 CAROLE FORTIER
001 2016-01-01 ANNMARIE LEWIS
001 2016-01-01
001 2015-01-01 NICOLAS BOULERICE
001 2014-01-01 ANNMARIE LEWIS
001 2014-01-01 CAROLE FORTIER
001 2013-01-01 CAROLE FORTIER
001 2012-01-01 MATTHEW COOK MATTHEW COOK 2013-10-15
001 2011-01-01 MATTHEW COOK
001 2009-01-01 MATTHEW COOK

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	CAROLE FORTIER
001	2016-01-01	ANNMARIE LEWIS
001	2016-01-01
001	2015-01-01	NICOLAS BOULERICE
001	2014-01-01	ANNMARIE LEWIS
001	2014-01-01	CAROLE FORTIER
001	2013-01-01	CAROLE FORTIER
001	2012-01-01	MATTHEW COOK	MATTHEW COOK	2013-10-15
001	2011-01-01	MATTHEW COOK
001	2009-01-01	MATTHEW COOK

Plan Statistics for BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN

401k plan membership statisitcs for BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN

Measure Date Value
2018: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 643
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 551
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 141
Total of all active and inactive participants 2018-01-01 696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 3
Total participants 2018-01-01 699
Number of participants with account balances 2018-01-01 642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
Number of employers contributing to the scheme 2018-01-01 12
2017: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 622
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 503
Number of retired or separated participants receiving benefits 2017-01-01 5
Number of other retired or separated participants entitled to future benefits 2017-01-01 133
Total of all active and inactive participants 2017-01-01 641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 643
Number of participants with account balances 2017-01-01 634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
Number of employers contributing to the scheme 2017-01-01 12
2016: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 585
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 504
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 112
Total of all active and inactive participants 2016-01-01 620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 622
Number of participants with account balances 2016-01-01 597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 572
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 486
Number of retired or separated participants receiving benefits 2015-01-01 4
Number of other retired or separated participants entitled to future benefits 2015-01-01 94
Total of all active and inactive participants 2015-01-01 584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 585
Number of participants with account balances 2015-01-01 579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 570
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 483
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 86
Total of all active and inactive participants 2014-01-01 571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 572
Number of participants with account balances 2014-01-01 566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 498
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 68
Total of all active and inactive participants 2013-01-01 569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 570
Number of participants with account balances 2013-01-01 552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 185
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 31
Total of all active and inactive participants 2012-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 217
Number of participants with account balances 2012-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 161
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 21
Total of all active and inactive participants 2011-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 182
Number of participants with account balances 2011-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 127
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 141
Number of participants with account balances 2009-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	643
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	551
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	141
Total of all active and inactive participants	2018-01-01	696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	699
Number of participants with account balances	2018-01-01	642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
Number of employers contributing to the scheme	2018-01-01	12
2017: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	622
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	503
Number of retired or separated participants receiving benefits	2017-01-01	5
Number of other retired or separated participants entitled to future benefits	2017-01-01	133
Total of all active and inactive participants	2017-01-01	641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	643
Number of participants with account balances	2017-01-01	634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
Number of employers contributing to the scheme	2017-01-01	12
2016: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	585
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	504
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	112
Total of all active and inactive participants	2016-01-01	620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	622
Number of participants with account balances	2016-01-01	597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	572
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	486
Number of retired or separated participants receiving benefits	2015-01-01	4
Number of other retired or separated participants entitled to future benefits	2015-01-01	94
Total of all active and inactive participants	2015-01-01	584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	585
Number of participants with account balances	2015-01-01	579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	570
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	483
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	86
Total of all active and inactive participants	2014-01-01	571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	572
Number of participants with account balances	2014-01-01	566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	498
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	68
Total of all active and inactive participants	2013-01-01	569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	570
Number of participants with account balances	2013-01-01	552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	185
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	31
Total of all active and inactive participants	2012-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	217
Number of participants with account balances	2012-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	161
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	21
Total of all active and inactive participants	2011-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	182
Number of participants with account balances	2011-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	127
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	141
Number of participants with account balances	2009-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN

Measure	Date	Value
2018 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$12,555,038
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$4,675,012
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$10,689,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$10,602,456
Expenses. Certain deemed distributions of participant loans	2018-12-31	$65,405
Value of total corrective distributions	2018-12-31	$16,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$9,809,118
Value of total assets at end of year	2018-12-31	$116,625,329
Value of total assets at beginning of year	2018-12-31	$110,084,903
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$5,245
Total interest from all sources	2018-12-31	$100,447
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$4,435,975
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$4,435,975
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$4,940,005
Participant contributions at end of year	2018-12-31	$2,010,201
Participant contributions at beginning of year	2018-12-31	$1,886,955
Participant contributions at end of year	2018-12-31	$63,174
Participant contributions at beginning of year	2018-12-31	$169,072
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$767,325
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$12,212,982
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$3,953
Administrative expenses (other) incurred	2018-12-31	$5,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-6,014,612
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$116,625,329
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$110,084,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$94,189,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$100,151,026
Interest on participant loans	2018-12-31	$100,447
Value of interest in common/collective trusts at end of year	2018-12-31	$8,077,426
Value of interest in common/collective trusts at beginning of year	2018-12-31	$7,728,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-9,832,115
Net investment gain or loss from common/collective trusts	2018-12-31	$157,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,101,788
Employer contributions (assets) at end of year	2018-12-31	$72,463
Employer contributions (assets) at beginning of year	2018-12-31	$149,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$10,602,456
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ERNST & YOUNG
Accountancy firm EIN	2018-12-31	346565596
2017 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$28,476
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$26,216,587
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,769,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,741,024
Expenses. Certain deemed distributions of participant loans	2017-12-31	$1,081
Value of total corrective distributions	2017-12-31	$20,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,955,846
Value of total assets at end of year	2017-12-31	$110,084,903
Value of total assets at beginning of year	2017-12-31	$90,609,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,609
Total interest from all sources	2017-12-31	$75,799
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,746,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,746,454
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$5,043,501
Participant contributions at end of year	2017-12-31	$1,886,955
Participant contributions at beginning of year	2017-12-31	$1,494,270
Participant contributions at end of year	2017-12-31	$169,072
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$610,703
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$179
Other income not declared elsewhere	2017-12-31	$1,458
Administrative expenses (other) incurred	2017-12-31	$6,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$19,447,122
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$110,084,903
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$90,609,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$100,151,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$81,079,009
Interest on participant loans	2017-12-31	$75,799
Value of interest in common/collective trusts at end of year	2017-12-31	$7,728,526
Value of interest in common/collective trusts at beginning of year	2017-12-31	$8,036,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$12,294,289
Net investment gain or loss from common/collective trusts	2017-12-31	$142,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$4,301,642
Employer contributions (assets) at end of year	2017-12-31	$149,324
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,740,845
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ERNST & YOUNG
Accountancy firm EIN	2017-12-31	346565596
2016 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$32,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$16,785,744
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$4,713,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,642,862
Expenses. Certain deemed distributions of participant loans	2016-12-31	$4,702
Value of total corrective distributions	2016-12-31	$57,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$10,594,736
Value of total assets at end of year	2016-12-31	$88,469,875
Value of total assets at beginning of year	2016-12-31	$76,365,321
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,000
Total interest from all sources	2016-12-31	$61,132
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,370,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,370,157
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,582,757
Participant contributions at end of year	2016-12-31	$1,494,270
Participant contributions at beginning of year	2016-12-31	$1,487,427
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,056,597
Other income not declared elsewhere	2016-12-31	$19,224
Administrative expenses (other) incurred	2016-12-31	$9,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$12,072,131
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$88,469,875
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$76,365,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$78,939,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$69,080,247
Interest on participant loans	2016-12-31	$61,132
Value of interest in common/collective trusts at end of year	2016-12-31	$8,036,026
Value of interest in common/collective trusts at beginning of year	2016-12-31	$5,797,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,604,495
Net investment gain or loss from common/collective trusts	2016-12-31	$136,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,955,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,642,862
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERNST & YOUNG
Accountancy firm EIN	2016-12-31	346565596
2015 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$9,279,525
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,566,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,558,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$9,190,619
Value of total assets at end of year	2015-12-31	$76,365,321
Value of total assets at beginning of year	2015-12-31	$70,652,262
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$8,433
Total interest from all sources	2015-12-31	$58,706
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$3,380,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,380,523
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,519,249
Participant contributions at end of year	2015-12-31	$1,487,427
Participant contributions at beginning of year	2015-12-31	$1,224,021
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$648,420
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$71
Other income not declared elsewhere	2015-12-31	$4,406
Administrative expenses (other) incurred	2015-12-31	$8,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$5,713,059
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$76,365,321
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$70,652,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$69,080,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$63,105,622
Interest on participant loans	2015-12-31	$58,706
Value of interest in common/collective trusts at end of year	2015-12-31	$5,797,647
Value of interest in common/collective trusts at beginning of year	2015-12-31	$6,322,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,471,273
Net investment gain or loss from common/collective trusts	2015-12-31	$116,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$4,022,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,557,962
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2015-12-31	346565596
2014 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$13,714,665
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,768,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,750,707
Expenses. Certain deemed distributions of participant loans	2014-12-31	$13,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,757,087
Value of total assets at end of year	2014-12-31	$70,652,262
Value of total assets at beginning of year	2014-12-31	$61,706,288
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,810
Total interest from all sources	2014-12-31	$51,258
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,497,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,497,524
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,248,961
Participant contributions at end of year	2014-12-31	$1,224,021
Participant contributions at beginning of year	2014-12-31	$1,210,879
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$685,180
Other income not declared elsewhere	2014-12-31	$5,476
Administrative expenses (other) incurred	2014-12-31	$4,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$8,945,974
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$70,652,262
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$61,706,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$63,105,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$53,708,588
Interest on participant loans	2014-12-31	$51,258
Value of interest in common/collective trusts at end of year	2014-12-31	$6,322,619
Value of interest in common/collective trusts at beginning of year	2014-12-31	$6,786,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,460,879
Net investment gain or loss from common/collective trusts	2014-12-31	$-57,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,822,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,750,707
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$36,655,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$10,839,839
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,546,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,544,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,660,535
Value of total assets at end of year	2013-12-31	$61,706,288
Value of total assets at beginning of year	2013-12-31	$15,757,421
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,431
Total interest from all sources	2013-12-31	$17,019
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,292,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,292,775
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,286,536
Participant contributions at end of year	2013-12-31	$1,210,879
Participant contributions at beginning of year	2013-12-31	$295,484
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,270,147
Administrative expenses (other) incurred	2013-12-31	$1,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$9,293,537
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$61,706,288
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,757,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$53,708,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,848,057
Interest on participant loans	2013-12-31	$17,019
Value of interest in common/collective trusts at end of year	2013-12-31	$6,786,821
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,589,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,731,056
Net investment gain or loss from common/collective trusts	2013-12-31	$138,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,103,852
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$24,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,544,871
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2013-12-31	034656596
2012 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,780,310
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,377,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,377,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,160,407
Value of total assets at end of year	2012-12-31	$15,757,421
Value of total assets at beginning of year	2012-12-31	$12,355,034
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$811
Total interest from all sources	2012-12-31	$10,086
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$369,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$369,019
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,299,841
Participant contributions at end of year	2012-12-31	$295,484
Participant contributions at beginning of year	2012-12-31	$193,122
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$424,599
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,402,387
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,757,421
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,355,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,848,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,810,827
Interest on participant loans	2012-12-31	$10,086
Value of interest in common/collective trusts at end of year	2012-12-31	$1,589,514
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,334,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,193,781
Net investment gain or loss from common/collective trusts	2012-12-31	$47,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,435,967
Employer contributions (assets) at end of year	2012-12-31	$24,366
Employer contributions (assets) at beginning of year	2012-12-31	$16,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,377,112
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN	2012-12-31	042694095
2011 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,029,676
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,566,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,565,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,010,392
Value of total assets at end of year	2011-12-31	$12,355,034
Value of total assets at beginning of year	2011-12-31	$10,891,801
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$800
Total interest from all sources	2011-12-31	$6,137
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$283,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$283,772
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,289,395
Participant contributions at end of year	2011-12-31	$193,122
Participant contributions at beginning of year	2011-12-31	$107,244
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$322,259
Administrative expenses (other) incurred	2011-12-31	$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,463,233
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,355,034
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,891,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,810,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,679,402
Interest on participant loans	2011-12-31	$6,137
Value of interest in common/collective trusts at end of year	2011-12-31	$1,334,981
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,094,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-317,613
Net investment gain or loss from common/collective trusts	2011-12-31	$46,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,398,738
Employer contributions (assets) at end of year	2011-12-31	$16,104
Employer contributions (assets) at beginning of year	2011-12-31	$10,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,565,643
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN	2011-12-31	042694095
2010 : BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$54,588
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,639,010
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$646,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$645,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,494,256
Value of total assets at end of year	2010-12-31	$10,891,801
Value of total assets at beginning of year	2010-12-31	$7,844,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,145
Total interest from all sources	2010-12-31	$4,616
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$214,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$214,807
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,155,228
Participant contributions at end of year	2010-12-31	$107,244
Participant contributions at beginning of year	2010-12-31	$98,328
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$132,780
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$1,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,992,604
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,891,801
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,844,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,679,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,884,457
Interest on participant loans	2010-12-31	$4,616
Value of interest in common/collective trusts at end of year	2010-12-31	$1,094,907
Value of interest in common/collective trusts at beginning of year	2010-12-31	$861,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$874,958
Net investment gain or loss from common/collective trusts	2010-12-31	$50,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,206,248
Employer contributions (assets) at end of year	2010-12-31	$10,248
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$645,261
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN	2010-12-31	042694095

Form 5500 Responses for BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN

2018: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Multi-employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Multi-employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BROOKFIELD RENEWABLE ENERGY GROUP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BROOKFIELD POWER US HOLDING AMERICA CO.
Employer identification number (EIN):	202408770
NAIC Classification:	221100