401k Plan data: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN plan

DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 401k Plan overview

Plan Name	DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN
Plan identification number	001

DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

DIAMOND FOODS, INC. has sponsored the creation of one or more 401k plans.

Company Name: DIAMOND FOODS, INC.

Employer identification number (EIN): 202556965

NAIC Classification: 311900
NAIC Description: Other Food Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-08-01 TODD OJO TODD OJO 2017-05-11
001 2014-08-01 DEBRA DONAGHY HECTOR BOLANOS 2016-05-13
001 2013-08-01 DEBRA DONAGHY HECTOR BOLANOS 2015-05-05
001 2012-08-01 DEBRA DONAGHY DEBRA DONAGHY 2014-05-14
001 2011-08-01 HECTOR BOLANOS DEBRA DONAGHY 2013-05-14
001 2010-08-01 DEBRA DONAGHY DEBRA DONAGHY 2012-05-15
001 2009-08-01 DEBRA DONAGHY DEBRA DONAGHY 2011-05-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-08-01	TODD OJO	TODD OJO	2017-05-11
001	2014-08-01	DEBRA DONAGHY	HECTOR BOLANOS	2016-05-13
001	2013-08-01	DEBRA DONAGHY	HECTOR BOLANOS	2015-05-05
001	2012-08-01	DEBRA DONAGHY	DEBRA DONAGHY	2014-05-14
001	2011-08-01	HECTOR BOLANOS	DEBRA DONAGHY	2013-05-14
001	2010-08-01	DEBRA DONAGHY	DEBRA DONAGHY	2012-05-15
001	2009-08-01	DEBRA DONAGHY	DEBRA DONAGHY	2011-05-15

Plan Statistics for DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN

401k plan membership statisitcs for DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN

Measure Date Value
2015: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-08-01 421
Total number of active participants reported on line 7a of the Form 5500 2015-08-01 136
Number of retired or separated participants receiving benefits 2015-08-01 97
Number of other retired or separated participants entitled to future benefits 2015-08-01 175
Total of all active and inactive participants 2015-08-01 408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-08-01 13
Total participants 2015-08-01 421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-08-01 0
2014: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-08-01 424
Total number of active participants reported on line 7a of the Form 5500 2014-08-01 127
Number of retired or separated participants receiving benefits 2014-08-01 93
Number of other retired or separated participants entitled to future benefits 2014-08-01 188
Total of all active and inactive participants 2014-08-01 408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-08-01 13
Total participants 2014-08-01 421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-08-01 0
2013: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-08-01 425
Total number of active participants reported on line 7a of the Form 5500 2013-08-01 144
Number of retired or separated participants receiving benefits 2013-08-01 77
Number of other retired or separated participants entitled to future benefits 2013-08-01 190
Total of all active and inactive participants 2013-08-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-08-01 13
Total participants 2013-08-01 424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-08-01 0
2012: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-08-01 430
Total number of active participants reported on line 7a of the Form 5500 2012-08-01 152
Number of retired or separated participants receiving benefits 2012-08-01 75
Number of other retired or separated participants entitled to future benefits 2012-08-01 187
Total of all active and inactive participants 2012-08-01 414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-08-01 11
Total participants 2012-08-01 425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-08-01 4
2011: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-08-01 437
Total number of active participants reported on line 7a of the Form 5500 2011-08-01 160
Number of retired or separated participants receiving benefits 2011-08-01 73
Number of other retired or separated participants entitled to future benefits 2011-08-01 186
Total of all active and inactive participants 2011-08-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-08-01 11
Total participants 2011-08-01 430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-08-01 2
2010: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-08-01 451
Total number of active participants reported on line 7a of the Form 5500 2010-08-01 177
Number of retired or separated participants receiving benefits 2010-08-01 74
Number of other retired or separated participants entitled to future benefits 2010-08-01 178
Total of all active and inactive participants 2010-08-01 429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-08-01 8
Total participants 2010-08-01 437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-08-01 12
2009: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-08-01 448
Total number of active participants reported on line 7a of the Form 5500 2009-08-01 200
Number of retired or separated participants receiving benefits 2009-08-01 69
Number of other retired or separated participants entitled to future benefits 2009-08-01 174
Total of all active and inactive participants 2009-08-01 443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-08-01 8
Total participants 2009-08-01 451
Number of participants with account balances 2009-08-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-08-01 5

Measure	Date	Value
2015: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-08-01	421
Total number of active participants reported on line 7a of the Form 5500	2015-08-01	136
Number of retired or separated participants receiving benefits	2015-08-01	97
Number of other retired or separated participants entitled to future benefits	2015-08-01	175
Total of all active and inactive participants	2015-08-01	408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-08-01	13
Total participants	2015-08-01	421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-08-01	0
2014: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-08-01	424
Total number of active participants reported on line 7a of the Form 5500	2014-08-01	127
Number of retired or separated participants receiving benefits	2014-08-01	93
Number of other retired or separated participants entitled to future benefits	2014-08-01	188
Total of all active and inactive participants	2014-08-01	408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-08-01	13
Total participants	2014-08-01	421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-08-01	0
2013: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-08-01	425
Total number of active participants reported on line 7a of the Form 5500	2013-08-01	144
Number of retired or separated participants receiving benefits	2013-08-01	77
Number of other retired or separated participants entitled to future benefits	2013-08-01	190
Total of all active and inactive participants	2013-08-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-08-01	13
Total participants	2013-08-01	424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-08-01	0
2012: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-08-01	430
Total number of active participants reported on line 7a of the Form 5500	2012-08-01	152
Number of retired or separated participants receiving benefits	2012-08-01	75
Number of other retired or separated participants entitled to future benefits	2012-08-01	187
Total of all active and inactive participants	2012-08-01	414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-08-01	11
Total participants	2012-08-01	425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-08-01	4
2011: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-08-01	437
Total number of active participants reported on line 7a of the Form 5500	2011-08-01	160
Number of retired or separated participants receiving benefits	2011-08-01	73
Number of other retired or separated participants entitled to future benefits	2011-08-01	186
Total of all active and inactive participants	2011-08-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-08-01	11
Total participants	2011-08-01	430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-08-01	2
2010: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-08-01	451
Total number of active participants reported on line 7a of the Form 5500	2010-08-01	177
Number of retired or separated participants receiving benefits	2010-08-01	74
Number of other retired or separated participants entitled to future benefits	2010-08-01	178
Total of all active and inactive participants	2010-08-01	429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-08-01	8
Total participants	2010-08-01	437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-08-01	12
2009: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-08-01	448
Total number of active participants reported on line 7a of the Form 5500	2009-08-01	200
Number of retired or separated participants receiving benefits	2009-08-01	69
Number of other retired or separated participants entitled to future benefits	2009-08-01	174
Total of all active and inactive participants	2009-08-01	443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-08-01	8
Total participants	2009-08-01	451
Number of participants with account balances	2009-08-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-08-01	5

Financial Data on DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN

Measure	Date	Value
2016 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$1,104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-31	$1,104
Total income from all sources (including contributions)	2016-07-31	$662,728
Total loss/gain on sale of assets	2016-07-31	$0
Total of all expenses incurred	2016-07-31	$676,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-07-31	$662,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-07-31	$0
Value of total assets at end of year	2016-07-31	$17,056,259
Value of total assets at beginning of year	2016-07-31	$17,070,204
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-07-31	$13,703
Total interest from all sources	2016-07-31	$607
Total dividends received (eg from common stock, registered investment company shares)	2016-07-31	$546,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-07-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-07-31	$546,618
Was this plan covered by a fidelity bond	2016-07-31	Yes
Value of fidelity bond cover	2016-07-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-07-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-07-31	$17
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-07-31	$17
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-07-31	$1,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-07-31	$1,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-31	No
Value of net income/loss	2016-07-31	$-13,945
Value of net assets at end of year (total assets less liabilities)	2016-07-31	$17,055,155
Value of net assets at beginning of year (total assets less liabilities)	2016-07-31	$17,069,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-07-31	No
Were any leases to which the plan was party in default or uncollectible	2016-07-31	No
Investment advisory and management fees	2016-07-31	$200
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-07-31	$17,009,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-07-31	$16,609,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-07-31	$46,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-07-31	$460,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-07-31	$460,348
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-07-31	$607
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-07-31	$115,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-07-31	No
Was there a failure to transmit to the plan any participant contributions	2016-07-31	No
Has the plan failed to provide any benefit when due under the plan	2016-07-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-07-31	$662,970
Contract administrator fees	2016-07-31	$13,503
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-07-31	No
Did the plan have assets held for investment	2016-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-07-31	No
Aggregate proceeds on sale of assets	2016-07-31	$684,436
Aggregate carrying amount (costs) on sale of assets	2016-07-31	$684,436
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-07-31	Disclaimer
Accountancy firm name	2016-07-31	BOWMAN & COMPANY
Accountancy firm EIN	2016-07-31	911481988
2015 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-07-31	$0
Total transfer of assets to this plan	2015-07-31	$0
Total transfer of assets from this plan	2015-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-31	$1,104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-31	$1,167
Total income from all sources (including contributions)	2015-07-31	$429,674
Total loss/gain on sale of assets	2015-07-31	$0
Total of all expenses incurred	2015-07-31	$631,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-07-31	$617,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-07-31	$0
Value of total assets at end of year	2015-07-31	$17,070,204
Value of total assets at beginning of year	2015-07-31	$17,272,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-07-31	$14,104
Total interest from all sources	2015-07-31	$85
Total dividends received (eg from common stock, registered investment company shares)	2015-07-31	$451,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-07-31	No
Was this plan covered by a fidelity bond	2015-07-31	Yes
Value of fidelity bond cover	2015-07-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-07-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-07-31	$17
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-07-31	$1,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-07-31	$1,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-07-31	No
Value of net income/loss	2015-07-31	$-202,206
Value of net assets at end of year (total assets less liabilities)	2015-07-31	$17,069,100
Value of net assets at beginning of year (total assets less liabilities)	2015-07-31	$17,271,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-07-31	No
Were any leases to which the plan was party in default or uncollectible	2015-07-31	No
Investment advisory and management fees	2015-07-31	$380
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-07-31	$16,609,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-07-31	$16,519,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-07-31	$460,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-07-31	$298,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-07-31	$298,206
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-07-31	$85
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-07-31	$-21,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-07-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-07-31	No
Has the plan failed to provide any benefit when due under the plan	2015-07-31	No
Employer contributions (assets) at beginning of year	2015-07-31	$455,000
Income. Dividends from common stock	2015-07-31	$451,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-07-31	$617,776
Contract administrator fees	2015-07-31	$13,724
Did the plan have assets held for investment	2015-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-07-31	No
Aggregate proceeds on sale of assets	2015-07-31	$6,243,934
Aggregate carrying amount (costs) on sale of assets	2015-07-31	$6,243,934
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-07-31	Disclaimer
Accountancy firm name	2015-07-31	BOWMAN & COMPANY, LLC
Accountancy firm EIN	2015-07-31	911481988
2014 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-07-31	$0
Total transfer of assets to this plan	2014-07-31	$0
Total transfer of assets from this plan	2014-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$1,167
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$1,098
Total income from all sources (including contributions)	2014-07-31	$2,129,516
Total loss/gain on sale of assets	2014-07-31	$0
Total of all expenses incurred	2014-07-31	$644,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-07-31	$630,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-07-31	$455,000
Value of total assets at end of year	2014-07-31	$17,272,473
Value of total assets at beginning of year	2014-07-31	$15,787,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-07-31	$13,585
Total interest from all sources	2014-07-31	$3
Total dividends received (eg from common stock, registered investment company shares)	2014-07-31	$400,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-07-31	No
Was this plan covered by a fidelity bond	2014-07-31	Yes
Value of fidelity bond cover	2014-07-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-07-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-07-31	$1
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-07-31	$1,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-07-31	$1,098
Administrative expenses (other) incurred	2014-07-31	$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-07-31	No
Value of net income/loss	2014-07-31	$1,485,208
Value of net assets at end of year (total assets less liabilities)	2014-07-31	$17,271,306
Value of net assets at beginning of year (total assets less liabilities)	2014-07-31	$15,786,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-07-31	No
Were any leases to which the plan was party in default or uncollectible	2014-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-07-31	$16,519,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-07-31	$15,506,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-07-31	$298,206
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-07-31	$281,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-07-31	$281,010
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-07-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-07-31	$1,273,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-07-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-07-31	No
Has the plan failed to provide any benefit when due under the plan	2014-07-31	No
Contributions received in cash from employer	2014-07-31	$455,000
Employer contributions (assets) at end of year	2014-07-31	$455,000
Income. Dividends from common stock	2014-07-31	$400,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-07-31	$630,723
Contract administrator fees	2014-07-31	$13,545
Did the plan have assets held for investment	2014-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-07-31	No
Aggregate proceeds on sale of assets	2014-07-31	$608,038
Aggregate carrying amount (costs) on sale of assets	2014-07-31	$608,038
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-07-31	Disclaimer
Accountancy firm name	2014-07-31	BOWMAN & COMPANY, LLC
Accountancy firm EIN	2014-07-31	911481988
2013 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-07-31	$0
Total transfer of assets to this plan	2013-07-31	$69
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$1,098
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-07-31	$1,049
Total income from all sources (including contributions)	2013-07-31	$1,665,964
Total loss/gain on sale of assets	2013-07-31	$0
Total of all expenses incurred	2013-07-31	$549,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-07-31	$536,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-07-31	$0
Value of total assets at end of year	2013-07-31	$15,787,196
Value of total assets at beginning of year	2013-07-31	$14,670,626
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-07-31	$13,452
Total interest from all sources	2013-07-31	$137
Total dividends received (eg from common stock, registered investment company shares)	2013-07-31	$450,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-07-31	No
Was this plan covered by a fidelity bond	2013-07-31	Yes
Value of fidelity bond cover	2013-07-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-07-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-07-31	$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-07-31	$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-07-31	$1,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-07-31	$1,049
Administrative expenses (other) incurred	2013-07-31	$560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-07-31	No
Value of net income/loss	2013-07-31	$1,116,452
Value of net assets at end of year (total assets less liabilities)	2013-07-31	$15,786,098
Value of net assets at beginning of year (total assets less liabilities)	2013-07-31	$14,669,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-07-31	No
Were any leases to which the plan was party in default or uncollectible	2013-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-07-31	$15,506,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-07-31	$14,354,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-07-31	$281,010
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-07-31	$315,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-07-31	$315,687
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-07-31	$137
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-07-31	$1,215,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-07-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-07-31	No
Has the plan failed to provide any benefit when due under the plan	2013-07-31	No
Income. Dividends from common stock	2013-07-31	$450,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-07-31	$536,060
Contract administrator fees	2013-07-31	$12,892
Did the plan have assets held for investment	2013-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-07-31	No
Aggregate proceeds on sale of assets	2013-07-31	$536,224
Aggregate carrying amount (costs) on sale of assets	2013-07-31	$536,224
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-07-31	Disclaimer
Accountancy firm name	2013-07-31	BOWMAN & COMPANY, LLC
Accountancy firm EIN	2013-07-31	911481988
2012 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-07-31	$0
Total transfer of assets from this plan	2012-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-31	$1,049
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-31	$1,028
Total income from all sources (including contributions)	2012-07-31	$726,576
Total of all expenses incurred	2012-07-31	$506,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-07-31	$489,374
Value of total assets at end of year	2012-07-31	$14,670,626
Value of total assets at beginning of year	2012-07-31	$14,450,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-07-31	$17,439
Total interest from all sources	2012-07-31	$72
Total dividends received (eg from common stock, registered investment company shares)	2012-07-31	$478,467
Was this plan covered by a fidelity bond	2012-07-31	Yes
Value of fidelity bond cover	2012-07-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-07-31	$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-07-31	$1
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-07-31	$1,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-07-31	$1,028
Other income not declared elsewhere	2012-07-31	$5,405
Administrative expenses (other) incurred	2012-07-31	$5,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-07-31	No
Value of net income/loss	2012-07-31	$219,763
Value of net assets at end of year (total assets less liabilities)	2012-07-31	$14,669,577
Value of net assets at beginning of year (total assets less liabilities)	2012-07-31	$14,449,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-07-31	No
Were any leases to which the plan was party in default or uncollectible	2012-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-07-31	$14,354,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-07-31	$14,031,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-07-31	$315,687
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-07-31	$419,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-07-31	$419,560
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-07-31	$72
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-07-31	$242,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-07-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-07-31	No
Has the plan failed to provide any benefit when due under the plan	2012-07-31	No
Income. Dividends from common stock	2012-07-31	$478,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-07-31	$489,374
Contract administrator fees	2012-07-31	$12,293
Did the plan have assets held for investment	2012-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-07-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-07-31	Disclaimer
Accountancy firm name	2012-07-31	BOWMAN & COMPANY, LLC
Accountancy firm EIN	2012-07-31	911481988
2011 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-07-31	$0
Total transfer of assets from this plan	2011-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-07-31	$1,028
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-07-31	$979
Total income from all sources (including contributions)	2011-07-31	$1,797,228
Total of all expenses incurred	2011-07-31	$490,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-07-31	$464,499
Value of total assets at end of year	2011-07-31	$14,450,842
Value of total assets at beginning of year	2011-07-31	$13,143,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-07-31	$25,705
Total interest from all sources	2011-07-31	$88
Total dividends received (eg from common stock, registered investment company shares)	2011-07-31	$109,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-07-31	No
Was this plan covered by a fidelity bond	2011-07-31	Yes
Value of fidelity bond cover	2011-07-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-07-31	$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-07-31	$9
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-07-31	$1,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-07-31	$979
Other income not declared elsewhere	2011-07-31	$13,526
Administrative expenses (other) incurred	2011-07-31	$13,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-07-31	No
Value of net income/loss	2011-07-31	$1,307,024
Value of net assets at end of year (total assets less liabilities)	2011-07-31	$14,449,814
Value of net assets at beginning of year (total assets less liabilities)	2011-07-31	$13,142,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-07-31	No
Were any leases to which the plan was party in default or uncollectible	2011-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-07-31	$14,031,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-07-31	$6,900,849
Value of interest in pooled separate accounts at end of year	2011-07-31	$0
Value of interest in master investment trust accounts at end of year	2011-07-31	$0
Value of interest in common/collective trusts at end of year	2011-07-31	$0
Value of interest in common/collective trusts at beginning of year	2011-07-31	$6,064,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-07-31	$419,560
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-07-31	$178,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-07-31	$178,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-07-31	$88
Assets. Value of investments in 103.12 investment entities at end of year	2011-07-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-07-31	$1,299,937
Net investment gain/loss from pooled separate accounts	2011-07-31	$374,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-07-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-07-31	No
Has the plan failed to provide any benefit when due under the plan	2011-07-31	No
Employer contributions (assets) at beginning of year	2011-07-31	$0
Income. Dividends from common stock	2011-07-31	$109,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-07-31	$464,499
Contract administrator fees	2011-07-31	$12,179
Did the plan have assets held for investment	2011-07-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-07-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-07-31	Disclaimer
Accountancy firm name	2011-07-31	BOWMAN & COMPANY, LLP
Accountancy firm EIN	2011-07-31	941481988
2010 : DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-07-31	$0

Form 5500 Responses for DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN

2015: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2015 form 5500 responses
2015-08-01	Type of plan entity	Single employer plan
2015-08-01	Submission has been amended	No
2015-08-01	This submission is the final filing	No
2015-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-08-01	Plan is a collectively bargained plan	No
2015-08-01	Plan funding arrangement – Trust	Yes
2015-08-01	Plan benefit arrangement - Trust	Yes
2014: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2014 form 5500 responses
2014-08-01	Type of plan entity	Single employer plan
2014-08-01	Submission has been amended	No
2014-08-01	This submission is the final filing	No
2014-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-08-01	Plan is a collectively bargained plan	No
2014-08-01	Plan funding arrangement – Trust	Yes
2014-08-01	Plan benefit arrangement - Trust	Yes
2013: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2013 form 5500 responses
2013-08-01	Type of plan entity	Single employer plan
2013-08-01	Submission has been amended	No
2013-08-01	This submission is the final filing	No
2013-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-08-01	Plan is a collectively bargained plan	Yes
2013-08-01	Plan funding arrangement – Trust	Yes
2013-08-01	Plan benefit arrangement - Trust	Yes
2012: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2012 form 5500 responses
2012-08-01	Type of plan entity	Single employer plan
2012-08-01	Submission has been amended	No
2012-08-01	This submission is the final filing	No
2012-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-08-01	Plan is a collectively bargained plan	No
2012-08-01	Plan funding arrangement – Trust	Yes
2012-08-01	Plan benefit arrangement - Trust	Yes
2011: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2011 form 5500 responses
2011-08-01	Type of plan entity	Single employer plan
2011-08-01	Submission has been amended	No
2011-08-01	This submission is the final filing	No
2011-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-08-01	Plan is a collectively bargained plan	Yes
2011-08-01	Plan funding arrangement – Trust	Yes
2011-08-01	Plan benefit arrangement - Trust	Yes
2010: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2010 form 5500 responses
2010-08-01	Type of plan entity	Single employer plan
2010-08-01	Submission has been amended	No
2010-08-01	This submission is the final filing	No
2010-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-08-01	Plan is a collectively bargained plan	Yes
2010-08-01	Plan funding arrangement – Trust	Yes
2010-08-01	Plan benefit arrangement - Trust	Yes
2009: DIAMOND FOODS, INC. BARGAINING UNIT PENSION PLAN 2009 form 5500 responses
2009-08-01	Type of plan entity	Single employer plan
2009-08-01	Submission has been amended	No
2009-08-01	This submission is the final filing	No
2009-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-08-01	Plan is a collectively bargained plan	Yes
2009-08-01	Plan funding arrangement – Trust	Yes
2009-08-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DIAMOND FOODS, INC.
Employer identification number (EIN):	202556965
NAIC Classification:	311900
NAIC Description:	Other Food Manufacturing