401k Plan data: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN plan

CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan Name	CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN
Plan identification number	001

CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONTROL PRODUCTS INC. has sponsored the creation of one or more 401k plans.

Company Name: CONTROL PRODUCTS INC.

Employer identification number (EIN): 202911496

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 BRANT SCHULZ
001 2010-01-01 BRANT SCHULZ
001 2009-01-01 BRANT SCHULZ

Plan id#	Filing Submission Date	Name of Administrator
001	2011-01-01	BRANT SCHULZ
001	2010-01-01	BRANT SCHULZ
001	2009-01-01	BRANT SCHULZ

Plan Statistics for CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN

Measure Date Value
2011: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 117
Number of other retired or separated participants entitled to future benefits 2010-01-01 22
Total of all active and inactive participants 2010-01-01 139
Total participants 2010-01-01 139
Number of participants with account balances 2010-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 4
2009: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 135
Number of other retired or separated participants entitled to future benefits 2009-01-01 20
Total of all active and inactive participants 2009-01-01 155
Total participants 2009-01-01 155
Number of participants with account balances 2009-01-01 107

Measure	Date	Value
2011: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	117
Number of other retired or separated participants entitled to future benefits	2010-01-01	22
Total of all active and inactive participants	2010-01-01	139
Total participants	2010-01-01	139
Number of participants with account balances	2010-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	4
2009: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	135
Number of other retired or separated participants entitled to future benefits	2009-01-01	20
Total of all active and inactive participants	2009-01-01	155
Total participants	2009-01-01	155
Number of participants with account balances	2009-01-01	107

Financial Data on CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN

Measure	Date	Value
2011 : CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-11-30	$3,089,175
Total income from all sources (including contributions)	2011-11-30	$-92,165
Total of all expenses incurred	2011-11-30	$381,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-11-30	$372,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-11-30	$231,089
Value of total assets at end of year	2011-11-30	$0
Value of total assets at beginning of year	2011-11-30	$3,562,921
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-11-30	$9,383
Total interest from all sources	2011-11-30	$2,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-11-30	No
Was this plan covered by a fidelity bond	2011-11-30	Yes
Value of fidelity bond cover	2011-11-30	$50,000,000
If this is an individual account plan, was there a blackout period	2011-11-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-11-30	No
Contributions received from participants	2011-11-30	$200,939
Participant contributions at end of year	2011-11-30	$0
Participant contributions at beginning of year	2011-11-30	$75,750
Participant contributions at end of year	2011-11-30	$0
Participant contributions at beginning of year	2011-11-30	$10,745
Administrative expenses (other) incurred	2011-11-30	$9,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Value of net income/loss	2011-11-30	$-473,746
Value of net assets at end of year (total assets less liabilities)	2011-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-11-30	$3,562,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-11-30	No
Were any leases to which the plan was party in default or uncollectible	2011-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-11-30	$3,236,819
Interest on participant loans	2011-11-30	$2,764
Value of interest in common/collective trusts at end of year	2011-11-30	$0
Value of interest in common/collective trusts at beginning of year	2011-11-30	$237,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-11-30	$-345,017
Net investment gain or loss from common/collective trusts	2011-11-30	$18,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-11-30	No
Was there a failure to transmit to the plan any participant contributions	2011-11-30	No
Has the plan failed to provide any benefit when due under the plan	2011-11-30	No
Contributions received in cash from employer	2011-11-30	$30,150
Employer contributions (assets) at end of year	2011-11-30	$0
Employer contributions (assets) at beginning of year	2011-11-30	$1,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-11-30	$372,198
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-11-30	Yes
Did the plan have assets held for investment	2011-11-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-11-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-11-30	Disclaimer
Accountancy firm name	2011-11-30	HLB TAUTGES REDPATH, LTD.
Accountancy firm EIN	2011-11-30	410975573
2010 : CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$778
Total income from all sources (including contributions)	2010-12-31	$803,019
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$95,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$75,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$416,838
Value of total assets at end of year	2010-12-31	$3,562,921
Value of total assets at beginning of year	2010-12-31	$2,855,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,640
Total interest from all sources	2010-12-31	$4,041
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$37,760
Participant contributions at end of year	2010-12-31	$75,750
Participant contributions at beginning of year	2010-12-31	$59,731
Participant contributions at end of year	2010-12-31	$10,745
Participant contributions at beginning of year	2010-12-31	$8,106
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$62,768
Administrative expenses (other) incurred	2010-12-31	$19,640
Liabilities. Value of operating payables at beginning of year	2010-12-31	$778
Total non interest bearing cash at beginning of year	2010-12-31	$1,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$707,798
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,562,921
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,855,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,236,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,775,555
Interest on participant loans	2010-12-31	$4,041
Value of interest in common/collective trusts at end of year	2010-12-31	$237,838
Value of interest in common/collective trusts at beginning of year	2010-12-31	$10,601
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$378,245
Net investment gain or loss from common/collective trusts	2010-12-31	$3,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$316,310
Employer contributions (assets) at end of year	2010-12-31	$1,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$75,581
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HLB TAUTGES REDPATH, LTD.
Accountancy firm EIN	2010-12-31	410975573
2009 : CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN

2011: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CONTROL PRODUCTS, INC. 401(K) SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CONTROL PRODUCTS INC.
Employer identification number (EIN):	202911496
NAIC Classification:	335900