401k Plan data: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN plan

ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 401k Plan overview

Plan Name	ESSELTE GROUP U.S. RETIREMENT INCOME PLAN
Plan identification number	006

ESSELTE GROUP U.S. RETIREMENT INCOME PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

ESSELTE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ESSELTE CORPORATION

Employer identification number (EIN): 203098654

NAIC Classification: 322200

Additional information about ESSELTE CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2015-08-14

Company Identification Number: 0802273263

More information about ESSELTE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSELTE GROUP U.S. RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
006 2013-01-01 ANNE PEASE
006 2012-01-01 DAVE GERARD
006 2011-01-01 DAVID GERARD DAVID GERARD 2012-10-12
006 2009-01-01 DAVID GERARD DAVID GERARD 2010-10-01
006 2008-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
006	2013-01-01	ANNE PEASE
006	2012-01-01	DAVE GERARD
006	2011-01-01	DAVID GERARD	DAVID GERARD	2012-10-12
006	2009-01-01	DAVID GERARD	DAVID GERARD	2010-10-01
006	2008-01-01

Plan Statistics for ESSELTE GROUP U.S. RETIREMENT INCOME PLAN

401k plan membership statisitcs for ESSELTE GROUP U.S. RETIREMENT INCOME PLAN

Measure Date Value
2013: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,714
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 202
Number of retired or separated participants receiving benefits 2013-01-01 1,219
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,082
Total of all active and inactive participants 2013-01-01 2,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 167
Total participants 2013-01-01 2,670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,781
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 242
Number of retired or separated participants receiving benefits 2012-01-01 1,218
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,168
Total of all active and inactive participants 2012-01-01 2,628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 164
Total participants 2012-01-01 2,792
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,824
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 242
Number of retired or separated participants receiving benefits 2011-01-01 1,217
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,154
Total of all active and inactive participants 2011-01-01 2,613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 168
Total participants 2011-01-01 2,781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,927
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 264
Number of retired or separated participants receiving benefits 2009-01-01 1,207
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,254
Total of all active and inactive participants 2009-01-01 2,725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 136
Total participants 2009-01-01 2,861
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,714
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	202
Number of retired or separated participants receiving benefits	2013-01-01	1,219
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,082
Total of all active and inactive participants	2013-01-01	2,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	167
Total participants	2013-01-01	2,670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,781
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	242
Number of retired or separated participants receiving benefits	2012-01-01	1,218
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,168
Total of all active and inactive participants	2012-01-01	2,628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	164
Total participants	2012-01-01	2,792
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,824
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	242
Number of retired or separated participants receiving benefits	2011-01-01	1,217
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,154
Total of all active and inactive participants	2011-01-01	2,613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	168
Total participants	2011-01-01	2,781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,927
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	264
Number of retired or separated participants receiving benefits	2009-01-01	1,207
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,254
Total of all active and inactive participants	2009-01-01	2,725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	136
Total participants	2009-01-01	2,861
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ESSELTE GROUP U.S. RETIREMENT INCOME PLAN

Measure	Date	Value
2013 : ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$589,474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$247,126
Total income from all sources (including contributions)	2013-12-31	$-7,694,737
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$9,412,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$7,902,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$166,554,323
Value of total assets at beginning of year	2013-12-31	$183,319,092
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,509,480
Total interest from all sources	2013-12-31	$1,443,696
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$83,176
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$86,311
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$158,458
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$589,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$247,126
Other income not declared elsewhere	2013-12-31	$-9,224,867
Administrative expenses (other) incurred	2013-12-31	$115,297
Total non interest bearing cash at end of year	2013-12-31	$2,288,556
Total non interest bearing cash at beginning of year	2013-12-31	$648,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-17,107,117
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$165,964,849
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$183,071,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$931,229
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$25,107,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$29,215,627
Income. Interest from US Government securities	2013-12-31	$1,443,044
Value of interest in common/collective trusts at end of year	2013-12-31	$92,953,170
Value of interest in common/collective trusts at beginning of year	2013-12-31	$97,947,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$6,186,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$15,612,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$15,612,037
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$652
Asset value of US Government securities at end of year	2013-12-31	$39,931,902
Asset value of US Government securities at beginning of year	2013-12-31	$39,736,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,538,963
Net investment gain or loss from common/collective trusts	2013-12-31	$-1,452,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$7,902,900
Contract administrator fees	2013-12-31	$379,778
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2013-12-31	350921680
2012 : ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$247,126
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$17,132,739
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$8,454,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$7,723,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$183,319,092
Value of total assets at beginning of year	2012-12-31	$174,393,721
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$731,377
Total interest from all sources	2012-12-31	$821,468
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$41,901
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$158,458
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$287,892
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$247,126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$97,545
Total non interest bearing cash at end of year	2012-12-31	$648,868
Total non interest bearing cash at beginning of year	2012-12-31	$626,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,678,245
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$183,071,966
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$174,393,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$464,034
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$29,215,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$115,246,623
Income. Interest from US Government securities	2012-12-31	$819,097
Value of interest in common/collective trusts at end of year	2012-12-31	$97,947,627
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,709,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$15,612,037
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$7,684,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$7,684,630
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2,371
Asset value of US Government securities at end of year	2012-12-31	$39,736,475
Asset value of US Government securities at beginning of year	2012-12-31	$45,838,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$-5,949,697
Net investment gain or loss from common/collective trusts	2012-12-31	$22,260,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,723,117
Contract administrator fees	2012-12-31	$127,897
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2012-12-31	350921680
2011 : ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$6,022,533
Total unrealized appreciation/depreciation of assets	2011-12-31	$6,022,533
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$27,194,230
Total loss/gain on sale of assets	2011-12-31	$9,941,343
Total of all expenses incurred	2011-12-31	$8,584,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,536,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$174,393,721
Value of total assets at beginning of year	2011-12-31	$155,784,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,048,111
Total interest from all sources	2011-12-31	$627,624
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,270,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,270,245
Administrative expenses professional fees incurred	2011-12-31	$70,694
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$287,892
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$349,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$249,061
Total non interest bearing cash at end of year	2011-12-31	$626,175
Total non interest bearing cash at beginning of year	2011-12-31	$622,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$18,609,718
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$174,393,721
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$155,784,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$403,117
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$115,246,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$44,140,092
Income. Interest from US Government securities	2011-12-31	$627,624
Value of interest in common/collective trusts at end of year	2011-12-31	$4,709,707
Value of interest in common/collective trusts at beginning of year	2011-12-31	$73,845,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$7,684,630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$7,961,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$7,961,781
Asset value of US Government securities at end of year	2011-12-31	$45,838,694
Asset value of US Government securities at beginning of year	2011-12-31	$28,864,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$9,332,600
Net investment gain or loss from common/collective trusts	2011-12-31	$-115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,536,401
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Contract administrator fees	2011-12-31	$325,239
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$101,258,436
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$91,317,093
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$165,000
Total income from all sources (including contributions)	2010-12-31	$14,459,287
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$9,096,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$7,477,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$155,784,003
Value of total assets at beginning of year	2010-12-31	$150,585,989
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,618,822
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$349,117
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$689,807
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$165,000
Total non interest bearing cash at end of year	2010-12-31	$622,641
Total non interest bearing cash at beginning of year	2010-12-31	$611,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,363,014
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$155,784,003
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$150,420,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$44,140,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$46,474,722
Value of interest in common/collective trusts at end of year	2010-12-31	$73,845,382
Value of interest in common/collective trusts at beginning of year	2010-12-31	$38,325,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$7,961,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,948,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,948,149
Asset value of US Government securities at end of year	2010-12-31	$28,864,990
Asset value of US Government securities at beginning of year	2010-12-31	$58,535,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$9,944,281
Net investment gain or loss from common/collective trusts	2010-12-31	$4,515,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$7,477,451
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$1,618,822
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2010-12-31	350921680

Form 5500 Responses for ESSELTE GROUP U.S. RETIREMENT INCOME PLAN

2013: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: ESSELTE GROUP U.S. RETIREMENT INCOME PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

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Company Name:	ESSELTE CORPORATION
Employer identification number (EIN):	203098654
NAIC Classification:	322200

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2015-08-14
Company Identification Number:	0802273263