401k Plan data: DIRECT MARKETING INTERNATIONAL 401(K) PLAN plan

DIRECT MARKETING INTERNATIONAL 401(K) PLAN 401k Plan overview

Plan Name	DIRECT MARKETING INTERNATIONAL 401(K) PLAN
Plan identification number	001

DIRECT MARKETING INTERNATIONAL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIRECT MARKETING INTERNATIONAL has sponsored the creation of one or more 401k plans.

Company Name: DIRECT MARKETING INTERNATIONAL

Employer identification number (EIN): 203202970

NAIC Classification: 323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIRECT MARKETING INTERNATIONAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 GERALD BASHAM
001 2011-01-01 GERALD BASHAM

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	GERALD BASHAM
001	2011-01-01	GERALD BASHAM

Plan Statistics for DIRECT MARKETING INTERNATIONAL 401(K) PLAN

401k plan membership statisitcs for DIRECT MARKETING INTERNATIONAL 401(K) PLAN

Measure Date Value
2012: DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,254
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,022
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,052
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 143
Total of all active and inactive participants 2011-01-01 1,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,197
Number of participants with account balances 2011-01-01 731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2012: DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,254
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,022
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,052
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	143
Total of all active and inactive participants	2011-01-01	1,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,197
Number of participants with account balances	2011-01-01	731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on DIRECT MARKETING INTERNATIONAL 401(K) PLAN

Measure	Date	Value
2012 : DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-10-26	$0
Total transfer of assets from this plan	2012-10-26	$11,201,928
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-26	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-26	$225
Total income from all sources (including contributions)	2012-10-26	$2,092,133
Total loss/gain on sale of assets	2012-10-26	$0
Total of all expenses incurred	2012-10-26	$3,297,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-10-26	$3,276,288
Expenses. Certain deemed distributions of participant loans	2012-10-26	$1,056
Value of total corrective distributions	2012-10-26	$3,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-10-26	$850,643
Value of total assets at end of year	2012-10-26	$0
Value of total assets at beginning of year	2012-10-26	$12,407,346
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-10-26	$16,197
Total interest from all sources	2012-10-26	$4,024
Total dividends received (eg from common stock, registered investment company shares)	2012-10-26	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-10-26	No
Administrative expenses professional fees incurred	2012-10-26	$15,381
Was this plan covered by a fidelity bond	2012-10-26	Yes
Value of fidelity bond cover	2012-10-26	$500,000
If this is an individual account plan, was there a blackout period	2012-10-26	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-26	$0
Were there any nonexempt tranactions with any party-in-interest	2012-10-26	No
Contributions received from participants	2012-10-26	$721,861
Participant contributions at end of year	2012-10-26	$0
Participant contributions at beginning of year	2012-10-26	$129,592
Participant contributions at end of year	2012-10-26	$0
Participant contributions at beginning of year	2012-10-26	$441
Income. Received or receivable in cash from other sources (including rollovers)	2012-10-26	$128,782
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-10-26	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-10-26	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-10-26	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-10-26	$225
Total non interest bearing cash at end of year	2012-10-26	$0
Total non interest bearing cash at beginning of year	2012-10-26	$15,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-26	No
Value of net income/loss	2012-10-26	$-1,205,193
Value of net assets at end of year (total assets less liabilities)	2012-10-26	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-10-26	$12,407,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-10-26	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-10-26	No
Were any leases to which the plan was party in default or uncollectible	2012-10-26	No
Value of interest in pooled separate accounts at end of year	2012-10-26	$0
Value of interest in pooled separate accounts at beginning of year	2012-10-26	$12,261,544
Interest on participant loans	2012-10-26	$4,024
Net gain/loss from 103.12 investment entities	2012-10-26	$1,237,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-10-26	No
Was there a failure to transmit to the plan any participant contributions	2012-10-26	Yes
Has the plan failed to provide any benefit when due under the plan	2012-10-26	No
Contributions received in cash from employer	2012-10-26	$0
Employer contributions (assets) at end of year	2012-10-26	$0
Employer contributions (assets) at beginning of year	2012-10-26	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-10-26	$3,276,288
Contract administrator fees	2012-10-26	$816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-10-26	Yes
Did the plan have assets held for investment	2012-10-26	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-26	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-10-26	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-10-26	Yes
Opinion of an independent qualified public accountant for this plan	2012-10-26	Disclaimer
Accountancy firm name	2012-10-26	SOL SCHWARTZ & ASSOCIATES, P.C.
Accountancy firm EIN	2012-10-26	742392222
2011 : DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$318
Total income from all sources (including contributions)	2011-12-31	$1,529,289
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,135,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,040,847
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,154
Value of total corrective distributions	2011-12-31	$3,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,877,326
Value of total assets at end of year	2011-12-31	$12,407,346
Value of total assets at beginning of year	2011-12-31	$12,014,053
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$89,392
Total interest from all sources	2011-12-31	$5,642
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$957,768
Participant contributions at end of year	2011-12-31	$129,592
Participant contributions at beginning of year	2011-12-31	$116,573
Participant contributions at end of year	2011-12-31	$441
Participant contributions at beginning of year	2011-12-31	$875
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$919,558
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$5,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$318
Administrative expenses (other) incurred	2011-12-31	$28,972
Total non interest bearing cash at end of year	2011-12-31	$15,769
Total non interest bearing cash at beginning of year	2011-12-31	$61,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$393,386
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,407,121
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,013,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$59,144
Value of interest in pooled separate accounts at end of year	2011-12-31	$12,261,544
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$11,829,505
Interest on participant loans	2011-12-31	$5,642
Net gain/loss from 103.12 investment entities	2011-12-31	$-353,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,040,847
Contract administrator fees	2011-12-31	$1,276
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SOL SCHWARTZ & ASSOCIATES, P.C.
Accountancy firm EIN	2011-12-31	742392222

Form 5500 Responses for DIRECT MARKETING INTERNATIONAL 401(K) PLAN

2012: DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DIRECT MARKETING INTERNATIONAL 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DIRECT MARKETING INTERNATIONAL
Employer identification number (EIN):	203202970
NAIC Classification:	323100