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| Plan Name | NEW WEST CAPITAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
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| Company Name: | NEW WEST CAPITAL CORPORATION |
| Employer identification number (EIN): | 203496628 |
| NAIC Classification: | 525990 |
| NAIC Description: | Other Financial Vehicles |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2010-09-01 | ERIC KENEALY | |||
| 001 | 2009-09-01 | ERIC KENEALY |
| Measure | Date | Value |
|---|---|---|
| 2010: NEW WEST CAPITAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership | ||
| Total participants, beginning-of-year | 2010-09-01 | 2 |
| Number of retired or separated participants receiving benefits | 2010-09-01 | 0 |
| Total of all active and inactive participants | 2010-09-01 | 0 |
| Total participants | 2010-09-01 | 0 |
| 2009: NEW WEST CAPITAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-09-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-09-01 | 2 |
| Total of all active and inactive participants | 2009-09-01 | 2 |
| Total participants | 2009-09-01 | 2 |
| Measure | Date | Value |
|---|---|---|
| 2011 : NEW WEST CAPITAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data | ||
| Total plan liabilities at end of year | 2011-08-31 | $0 |
| Total plan liabilities at beginning of year | 2011-08-31 | $0 |
| Expenses. Total of all expenses incurred | 2011-08-31 | $915,153 |
| Benefits paid (including direct rollovers) | 2011-08-31 | $905,072 |
| Total plan assets at end of year | 2011-08-31 | $0 |
| Total plan assets at beginning of year | 2011-08-31 | $915,153 |
| Expenses. Other expenses not covered elsewhere | 2011-08-31 | $10,081 |
| Net income (gross income less expenses) | 2011-08-31 | $-915,153 |
| Net plan assets at end of year (total assets less liabilities) | 2011-08-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-08-31 | $915,153 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-08-31 | $904,044 |
| 2010: NEW WEST CAPITAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses | ||
|---|---|---|
| 2010-09-01 | Type of plan entity | Single employer plan |
| 2010-09-01 | Submission has been amended | No |
| 2010-09-01 | This submission is the final filing | Yes |
| 2010-09-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-09-01 | Plan is a collectively bargained plan | No |
| 2010-09-01 | Plan funding arrangement – Trust | Yes |
| 2010-09-01 | Plan benefit arrangement - Trust | Yes |
| 2009: NEW WEST CAPITAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses | ||
| 2009-09-01 | Type of plan entity | Single employer plan |
| 2009-09-01 | Submission has been amended | No |
| 2009-09-01 | This submission is the final filing | No |
| 2009-09-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-09-01 | Plan is a collectively bargained plan | No |
| 2009-09-01 | Plan funding arrangement – Trust | Yes |
| 2009-09-01 | Plan benefit arrangement - Trust | Yes |
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