401k Plan data: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST plan

DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST
Plan identification number	001

DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

DRIEHAUS SECURITIES LLC has sponsored the creation of one or more 401k plans.

Company Name: DRIEHAUS SECURITIES LLC

Employer identification number (EIN): 203634224

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about DRIEHAUS SECURITIES LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4040943

More information about DRIEHAUS SECURITIES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 MICHELLE L. CAHOON
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 MICHELLE L. CAHOON
001 2009-01-01 MICHELLE L. CAHOON

Plan Statistics for DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST

Measure Date Value
2018: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 120
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 79
Total of all active and inactive participants 2018-01-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 199
Number of participants with account balances 2018-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 6
2017: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 130
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 75
Total of all active and inactive participants 2017-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 205
Number of participants with account balances 2017-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 7
2016: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 184
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 134
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 63
Total of all active and inactive participants 2016-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 197
Number of participants with account balances 2016-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 127
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 57
Total of all active and inactive participants 2015-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 184
Number of participants with account balances 2015-01-01 184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 10
2014: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 117
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 56
Total of all active and inactive participants 2014-01-01 173
Total participants 2014-01-01 173
Number of participants with account balances 2014-01-01 173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 120
Number of other retired or separated participants entitled to future benefits 2013-01-01 59
Total of all active and inactive participants 2013-01-01 179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 179
Number of participants with account balances 2013-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 119
Number of other retired or separated participants entitled to future benefits 2012-01-01 65
Total of all active and inactive participants 2012-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 184
Number of participants with account balances 2012-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2009: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 95
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 66
Total of all active and inactive participants 2009-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 162
Number of participants with account balances 2009-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2018: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	120
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	79
Total of all active and inactive participants	2018-01-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	199
Number of participants with account balances	2018-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	6
2017: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	130
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	75
Total of all active and inactive participants	2017-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	205
Number of participants with account balances	2017-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	7
2016: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	184
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	134
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	63
Total of all active and inactive participants	2016-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	197
Number of participants with account balances	2016-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	127
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	57
Total of all active and inactive participants	2015-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	184
Number of participants with account balances	2015-01-01	184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	10
2014: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	117
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	56
Total of all active and inactive participants	2014-01-01	173
Total participants	2014-01-01	173
Number of participants with account balances	2014-01-01	173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	120
Number of other retired or separated participants entitled to future benefits	2013-01-01	59
Total of all active and inactive participants	2013-01-01	179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	179
Number of participants with account balances	2013-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	119
Number of other retired or separated participants entitled to future benefits	2012-01-01	65
Total of all active and inactive participants	2012-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	184
Number of participants with account balances	2012-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2009: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	95
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	66
Total of all active and inactive participants	2009-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	162
Number of participants with account balances	2009-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2018 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$3,599,349
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,191,368
Total income from all sources (including contributions)	2018-12-31	$-22,804,728
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$12,055,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,969,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,132,427
Value of total assets at end of year	2018-12-31	$213,350,214
Value of total assets at beginning of year	2018-12-31	$245,802,399
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$85,535
Total interest from all sources	2018-12-31	$113,919
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,546,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,945,612
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at end of year	2018-12-31	$69,319
Participant contributions at beginning of year	2018-12-31	$66,494
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$98,183,378
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$82,607,441
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$2,705,517
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$895,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$3,599,349
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$1,191,368
Other income not declared elsewhere	2018-12-31	$-11,434,112
Administrative expenses (other) incurred	2018-12-31	$81,186
Total non interest bearing cash at end of year	2018-12-31	$331,272
Total non interest bearing cash at beginning of year	2018-12-31	$3,815,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-34,860,166
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$209,750,865
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$244,611,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$72,334,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$112,420,298
Interest on participant loans	2018-12-31	$3,615
Interest earned on other investments	2018-12-31	$110,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$38,593,675
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$44,618,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$44,618,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-16,163,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,132,427
Employer contributions (assets) at end of year	2018-12-31	$1,132,427
Employer contributions (assets) at beginning of year	2018-12-31	$1,378,924
Income. Dividends from common stock	2018-12-31	$1,600,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$11,969,903
Contract administrator fees	2018-12-31	$4,349
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	ERNST AND YOUNG
Accountancy firm EIN	2018-12-31	346565596
2017 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$1,191,368
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$3,110,555
Total income from all sources (including contributions)	2017-12-31	$37,115,297
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$9,676,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$9,575,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,378,924
Value of total assets at end of year	2017-12-31	$245,802,399
Value of total assets at beginning of year	2017-12-31	$220,282,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$101,161
Total interest from all sources	2017-12-31	$4,418
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,975,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,246,027
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$66,494
Participant contributions at beginning of year	2017-12-31	$98,079
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$82,607,441
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$87,257,931
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$895,079
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$5,214,892
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$1,191,368
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$3,110,555
Other income not declared elsewhere	2017-12-31	$18,082,826
Administrative expenses (other) incurred	2017-12-31	$98,241
Total non interest bearing cash at end of year	2017-12-31	$3,815,930
Total non interest bearing cash at beginning of year	2017-12-31	$12,166,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$27,438,745
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$244,611,031
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$217,172,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$112,420,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$49,773,298
Interest on participant loans	2017-12-31	$4,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$44,618,233
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$64,938,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$64,938,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$14,673,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,378,924
Employer contributions (assets) at end of year	2017-12-31	$1,378,924
Employer contributions (assets) at beginning of year	2017-12-31	$833,469
Income. Dividends from common stock	2017-12-31	$1,729,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$9,575,391
Contract administrator fees	2017-12-31	$2,920
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	ERNST AND YOUNG
Accountancy firm EIN	2017-12-31	346565596
2016 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$3,110,555
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,412,278
Total income from all sources (including contributions)	2016-12-31	$1,828,666
Total of all expenses incurred	2016-12-31	$8,590,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$8,449,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$833,469
Value of total assets at end of year	2016-12-31	$220,282,841
Value of total assets at beginning of year	2016-12-31	$226,345,985
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$140,326
Total interest from all sources	2016-12-31	$165,143
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,029,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$603,994
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$98,079
Participant contributions at beginning of year	2016-12-31	$130,447
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$87,257,931
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$207,138,925
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$5,214,892
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$2,355,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$3,110,555
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$2,412,278
Other income not declared elsewhere	2016-12-31	$-1,217,095
Administrative expenses (other) incurred	2016-12-31	$138,379
Total non interest bearing cash at end of year	2016-12-31	$12,166,416
Total non interest bearing cash at beginning of year	2016-12-31	$6,061,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-6,761,421
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$217,172,286
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$223,933,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$49,773,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$9,194,628
Interest on participant loans	2016-12-31	$6,862
Interest earned on other investments	2016-12-31	$158,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$64,938,756
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$31,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$31,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$17,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$833,469
Employer contributions (assets) at end of year	2016-12-31	$833,469
Employer contributions (assets) at beginning of year	2016-12-31	$1,432,684
Income. Dividends from common stock	2016-12-31	$1,425,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$8,449,761
Contract administrator fees	2016-12-31	$1,947
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	ERNST AND YOUNG
Accountancy firm EIN	2016-12-31	346565596
2015 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$2,412,278
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,897,595
Total income from all sources (including contributions)	2015-12-31	$385,124
Total of all expenses incurred	2015-12-31	$9,155,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$9,040,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,432,684
Value of total assets at end of year	2015-12-31	$226,345,985
Value of total assets at beginning of year	2015-12-31	$234,601,900
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$114,759
Total interest from all sources	2015-12-31	$6,140
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$106,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$106,095
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$130,447
Participant contributions at beginning of year	2015-12-31	$135,397
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$207,138,925
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$221,260,150
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$2,355,525
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$1,573,883
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$2,412,278
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$1,897,595
Other income not declared elsewhere	2015-12-31	$-855,263
Administrative expenses (other) incurred	2015-12-31	$113,360
Total non interest bearing cash at end of year	2015-12-31	$6,061,984
Total non interest bearing cash at beginning of year	2015-12-31	$1,705,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-8,770,598
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$223,933,707
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$232,704,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,194,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,969,800
Interest on participant loans	2015-12-31	$6,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$31,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$21,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$21,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-304,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,432,684
Employer contributions (assets) at end of year	2015-12-31	$1,432,684
Employer contributions (assets) at beginning of year	2015-12-31	$1,935,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$9,040,963
Contract administrator fees	2015-12-31	$1,399
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	ERNST AND YOUNG
Accountancy firm EIN	2015-12-31	346565596
2014 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,897,595
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,337,930
Total income from all sources (including contributions)	2014-12-31	$934,470
Total of all expenses incurred	2014-12-31	$17,352,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$17,243,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,938,019
Value of total assets at end of year	2014-12-31	$234,601,900
Value of total assets at beginning of year	2014-12-31	$250,460,431
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$109,293
Total interest from all sources	2014-12-31	$4,341
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$135,397
Participant contributions at beginning of year	2014-12-31	$67,948
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$221,260,150
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$232,650,804
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,573,883
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$4,700,029
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$1,897,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$1,337,930
Other income not declared elsewhere	2014-12-31	$-1,243,941
Administrative expenses (other) incurred	2014-12-31	$109,293
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$1,705,894
Total non interest bearing cash at beginning of year	2014-12-31	$3,992,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-16,418,196
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$232,704,305
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$249,122,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,969,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,484,019
Interest on participant loans	2014-12-31	$4,341
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$21,495
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$22,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$22,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$236,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,938,019
Employer contributions (assets) at end of year	2014-12-31	$1,935,281
Employer contributions (assets) at beginning of year	2014-12-31	$1,543,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$17,243,373
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	ERNST AND YOUNG LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,337,930
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$474,383
Total income from all sources (including contributions)	2013-12-31	$50,064,305
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$389,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$293,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,543,265
Value of total assets at end of year	2013-12-31	$250,460,431
Value of total assets at beginning of year	2013-12-31	$199,922,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$96,048
Total interest from all sources	2013-12-31	$1,319
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$67,948
Participant contributions at beginning of year	2013-12-31	$9,854
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$232,650,804
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$180,350,149
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$4,700,029
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$442,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$1,337,930
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$474,383
Other income not declared elsewhere	2013-12-31	$47,485,622
Administrative expenses (other) incurred	2013-12-31	$96,048
Total non interest bearing cash at end of year	2013-12-31	$3,992,310
Total non interest bearing cash at beginning of year	2013-12-31	$12,076,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$49,674,705
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$249,122,501
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$199,447,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,484,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,998,108
Interest on participant loans	2013-12-31	$1,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$22,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$12,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$12,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,034,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,543,265
Employer contributions (assets) at end of year	2013-12-31	$1,543,265
Employer contributions (assets) at beginning of year	2013-12-31	$1,032,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$293,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	ERNST AND YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596
2012 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$474,383
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,093,212
Total income from all sources (including contributions)	2012-12-31	$27,095,602
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,658,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,563,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,032,280
Value of total assets at end of year	2012-12-31	$199,922,179
Value of total assets at beginning of year	2012-12-31	$176,103,525
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$94,730
Total interest from all sources	2012-12-31	$807
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,032,280
Participant contributions at end of year	2012-12-31	$9,854
Participant contributions at beginning of year	2012-12-31	$22,119
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$180,350,149
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$168,681,257
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$442,846
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,533,613
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$474,383
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,093,212
Other income not declared elsewhere	2012-12-31	$25,487,268
Administrative expenses (other) incurred	2012-12-31	$94,730
Total non interest bearing cash at end of year	2012-12-31	$12,076,884
Total non interest bearing cash at beginning of year	2012-12-31	$150,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$24,437,483
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$199,447,796
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$175,010,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,998,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,518,453
Interest on participant loans	2012-12-31	$807
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$12,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$9,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$9,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$575,247
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Employer contributions (assets) at end of year	2012-12-31	$1,032,280
Employer contributions (assets) at beginning of year	2012-12-31	$1,188,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,563,389
Contract administrator fees	2012-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	ERNST AND YOUNG LLP
Accountancy firm EIN	2012-12-31	346565596
2011 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,093,212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,681,501
Total income from all sources (including contributions)	2011-12-31	$-22,763,677
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,716,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,557,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,188,216
Value of total assets at end of year	2011-12-31	$176,103,525
Value of total assets at beginning of year	2011-12-31	$202,172,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$159,190
Total interest from all sources	2011-12-31	$1,603
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$22,119
Participant contributions at beginning of year	2011-12-31	$39,837
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$168,681,257
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$195,273,018
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,533,613
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$845,393
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,093,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,681,501
Other income not declared elsewhere	2011-12-31	$-23,689,896
Administrative expenses (other) incurred	2011-12-31	$159,190
Total non interest bearing cash at end of year	2011-12-31	$150,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-25,480,284
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$175,010,313
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$200,490,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,518,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,245,008
Interest on participant loans	2011-12-31	$1,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$9,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$37,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$37,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-263,600
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,188,216
Employer contributions (assets) at end of year	2011-12-31	$1,188,216
Employer contributions (assets) at beginning of year	2011-12-31	$731,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,557,417
Contract administrator fees	2011-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	ERNST AND YOUNG LLP
Accountancy firm EIN	2011-12-31	346565596
2010 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,681,501
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$367,437
Total income from all sources (including contributions)	2010-12-31	$39,801,536
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,656,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,547,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$731,452
Value of total assets at end of year	2010-12-31	$202,172,098
Value of total assets at beginning of year	2010-12-31	$166,713,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$109,679
Total interest from all sources	2010-12-31	$2,682
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$109,679
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at end of year	2010-12-31	$39,837
Participant contributions at beginning of year	2010-12-31	$71,982
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$195,273,018
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$159,560,315
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$845,393
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$787,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,681,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$367,437
Other income not declared elsewhere	2010-12-31	$38,363,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$34,144,716
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$200,490,597
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$166,345,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,245,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,762,624
Interest on participant loans	2010-12-31	$2,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$37,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$50,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$50,757
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$703,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$731,452
Employer contributions (assets) at end of year	2010-12-31	$731,452
Employer contributions (assets) at beginning of year	2010-12-31	$480,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,547,141
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	ERNST AND YOUNG LLP
Accountancy firm EIN	2010-12-31	346565596
2009 : DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST

2018: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2009: DRIEHAUS COMPANIES PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DRIEHAUS SECURITIES LLC
Employer identification number (EIN):	203634224
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4040943

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01
001	2017-01-01	MICHELLE L. CAHOON
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	MICHELLE L. CAHOON
001	2009-01-01	MICHELLE L. CAHOON