ALSTOM TRANSPORT HOLDING US INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALSTOM TRANSPORTATION 401(K) SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2023 : ALSTOM TRANSPORTATION 401(K) SAVINGS PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $156,200,118 |
| Total of all expenses incurred | 2023-12-31 | $63,842,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $62,954,642 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $149,866 |
| Value of total corrective distributions | 2023-12-31 | $13,966 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $67,871,634 |
| Value of total assets at end of year | 2023-12-31 | $674,092,232 |
| Value of total assets at beginning of year | 2023-12-31 | $581,734,399 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $723,811 |
| Total interest from all sources | 2023-12-31 | $1,231,120 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $34,330,003 |
| Participant contributions at end of year | 2023-12-31 | $14,087,725 |
| Participant contributions at beginning of year | 2023-12-31 | $13,217,240 |
| Participant contributions at end of year | 2023-12-31 | $572,029 |
| Participant contributions at beginning of year | 2023-12-31 | $449,972 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $5,233,470 |
| Total non interest bearing cash at end of year | 2023-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $278,279,882 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $92,357,833 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $674,092,232 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $581,734,399 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $365,466 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $274,969 |
| Interest on participant loans | 2023-12-31 | $746,781 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $658,580,283 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $289,403,250 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $619,708 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $484,339 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $195,345 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $86,902,019 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $28,308,161 |
| Employer contributions (assets) at end of year | 2023-12-31 | $232,487 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $109,086 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $62,954,642 |
| Contract administrator fees | 2023-12-31 | $33,121 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | INSERO & CO. CPAS,LLP |
| Accountancy firm EIN | 2023-12-31 | 475324570 |
| Total income from all sources (including contributions) | 2023-01-01 | $156,200,118 |
| Total of all expenses incurred | 2023-01-01 | $63,842,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $62,954,642 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $149,866 |
| Value of total corrective distributions | 2023-01-01 | $13,966 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $67,871,634 |
| Value of total assets at end of year | 2023-01-01 | $674,092,232 |
| Value of total assets at beginning of year | 2023-01-01 | $581,734,399 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $723,811 |
| Total interest from all sources | 2023-01-01 | $1,231,120 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $34,330,003 |
| Participant contributions at end of year | 2023-01-01 | $14,087,725 |
| Participant contributions at beginning of year | 2023-01-01 | $13,217,240 |
| Participant contributions at end of year | 2023-01-01 | $572,029 |
| Participant contributions at beginning of year | 2023-01-01 | $449,972 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $5,233,470 |
| Total non interest bearing cash at end of year | 2023-01-01 | $0 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $278,279,882 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $92,357,833 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $674,092,232 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $581,734,399 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $365,466 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $274,969 |
| Interest on participant loans | 2023-01-01 | $746,781 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $658,580,283 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $289,403,250 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $619,708 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $484,339 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $195,345 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $86,902,019 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $28,308,161 |
| Employer contributions (assets) at end of year | 2023-01-01 | $232,487 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $109,086 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $62,954,642 |
| Contract administrator fees | 2023-01-01 | $33,121 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | INSERO & CO. CPAS,LLP |
| Accountancy firm EIN | 2023-01-01 | 475324570 |
| 2022 : ALSTOM TRANSPORTATION 401(K) SAVINGS PLAN 2022 401k financial data |
|---|
| Total transfer of assets to this plan | 2022-12-31 | $297,841,198 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-28,068,478 |
| Total of all expenses incurred | 2022-12-31 | $30,604,907 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $30,348,716 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $33,610 |
| Value of total corrective distributions | 2022-12-31 | $2,552 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $23,607,424 |
| Value of total assets at end of year | 2022-12-31 | $581,734,399 |
| Value of total assets at beginning of year | 2022-12-31 | $342,566,586 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $220,029 |
| Total interest from all sources | 2022-12-31 | $670,192 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $5,747,046 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $5,747,046 |
| Administrative expenses professional fees incurred | 2022-12-31 | $19,500 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $13,841,973 |
| Participant contributions at end of year | 2022-12-31 | $13,217,240 |
| Participant contributions at beginning of year | 2022-12-31 | $7,506,012 |
| Participant contributions at end of year | 2022-12-31 | $449,972 |
| Participant contributions at beginning of year | 2022-12-31 | $441,668 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,652,521 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $0 |
| Administrative expenses (other) incurred | 2022-12-31 | $189,029 |
| Total non interest bearing cash at end of year | 2022-12-31 | $278,279,882 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-58,673,385 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $581,734,399 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $342,566,586 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $11,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $274,969 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $104,084,262 |
| Interest on participant loans | 2022-12-31 | $328,006 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $289,403,250 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $212,138,936 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $18,093,008 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $18,093,008 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $342,186 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,034,962 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-55,058,178 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $8,112,930 |
| Employer contributions (assets) at end of year | 2022-12-31 | $109,086 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $302,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $30,348,716 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2022-12-31 | 475324570 |
| Total transfer of assets to this plan | 2022-01-01 | $297,841,198 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-28,068,478 |
| Total of all expenses incurred | 2022-01-01 | $30,604,907 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $30,348,716 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $33,610 |
| Value of total corrective distributions | 2022-01-01 | $2,552 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $23,607,424 |
| Value of total assets at end of year | 2022-01-01 | $581,734,399 |
| Value of total assets at beginning of year | 2022-01-01 | $342,566,586 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $220,029 |
| Total interest from all sources | 2022-01-01 | $670,192 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $5,747,046 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $5,747,046 |
| Administrative expenses professional fees incurred | 2022-01-01 | $19,500 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $13,841,973 |
| Participant contributions at end of year | 2022-01-01 | $13,217,240 |
| Participant contributions at beginning of year | 2022-01-01 | $7,506,012 |
| Participant contributions at end of year | 2022-01-01 | $449,972 |
| Participant contributions at beginning of year | 2022-01-01 | $441,668 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,652,521 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-01-01 | $0 |
| Administrative expenses (other) incurred | 2022-01-01 | $189,029 |
| Total non interest bearing cash at end of year | 2022-01-01 | $278,279,882 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-58,673,385 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $581,734,399 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $342,566,586 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $11,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $274,969 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $104,084,262 |
| Interest on participant loans | 2022-01-01 | $328,006 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $289,403,250 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $212,138,936 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $342,186 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-3,034,962 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-55,058,178 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $8,112,930 |
| Employer contributions (assets) at end of year | 2022-01-01 | $109,086 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $302,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $30,348,716 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2022-01-01 | 475324570 |
