401k Plan data: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST plan

THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST
Plan identification number	001

THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

SPECIALTY FINANCIAL CORP has sponsored the creation of one or more 401k plans.

Company Name: SPECIALTY FINANCIAL CORP

Employer identification number (EIN): 204588568

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 NELLO GONFIANTINI, III
001 2010-01-01 NELLO GONFIANTINI, III NELLO GONFIANTINI, III 2011-03-23
001 2009-01-01 NELLO GONFIANTINI, III NELLO GONFIANTINI, III 2010-07-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	NELLO GONFIANTINI, III
001	2010-01-01	NELLO GONFIANTINI, III	NELLO GONFIANTINI, III	2011-03-23
001	2009-01-01	NELLO GONFIANTINI, III	NELLO GONFIANTINI, III	2010-07-27

Plan Statistics for THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST

Measure Date Value
2011: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 11
Number of participants with account balances 2011-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 11
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 13
Number of participants with account balances 2010-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 17
Number of participants with account balances 2009-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2011: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	11
Number of participants with account balances	2011-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	11
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	13
Number of participants with account balances	2010-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	17
Number of participants with account balances	2009-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2011 : THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$141,508
Expenses. Total of all expenses incurred	2011-12-31	$177,845
Benefits paid (including direct rollovers)	2011-12-31	$174,104
Total plan assets at end of year	2011-12-31	$2,165,690
Total plan assets at beginning of year	2011-12-31	$2,202,027
Value of fidelity bond covering the plan	2011-12-31	$221,000
Total contributions received or receivable from participants	2011-12-31	$35,902
Assets. Value of loans (other than to participants)	2011-12-31	$9,342
Other income received	2011-12-31	$89,190
Net income (gross income less expenses)	2011-12-31	$-36,337
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,165,690
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,202,027
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2011-12-31	$9,342
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$84,950
Total contributions received or receivable from employer(s)	2011-12-31	$16,416
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$3,741
2010 : THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total plan liabilities at beginning of year	2010-12-31	$610
Total income from all sources	2010-12-31	$194,384
Expenses. Total of all expenses incurred	2010-12-31	$44,504
Benefits paid (including direct rollovers)	2010-12-31	$44,454
Total plan assets at end of year	2010-12-31	$2,202,027
Total plan assets at beginning of year	2010-12-31	$2,052,757
Value of fidelity bond covering the plan	2010-12-31	$242,600
Total contributions received or receivable from participants	2010-12-31	$48,921
Assets. Value of loans (other than to participants)	2010-12-31	$23,356
Expenses. Other expenses not covered elsewhere	2010-12-31	$50
Other income received	2010-12-31	$120,578
Net income (gross income less expenses)	2010-12-31	$149,880
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,202,027
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,052,147
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2010-12-31	$23,356
Total contributions received or receivable from employer(s)	2010-12-31	$24,885

Form 5500 Responses for THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST

2011: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SPECIALTY FINANCIAL PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SPECIALTY FINANCIAL CORP
Employer identification number (EIN):	204588568
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing