401k Plan data: SPIN OFF AND TERMINATION PLAN FOR CASTLE ROCK AGENCY, INC. plan

SPIN OFF AND TERMINATION PLAN FOR CASTLE ROCK AGENCY, INC. 401k Plan overview

Plan Name	SPIN OFF AND TERMINATION PLAN FOR CASTLE ROCK AGENCY, INC.
Plan identification number	001

SPIN OFF AND TERMINATION PLAN FOR CASTLE ROCK AGENCY, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CASTLE ROCK AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name: CASTLE ROCK AGENCY, INC.

Employer identification number (EIN): 204745966

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about CASTLE ROCK AGENCY, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2006-04-19

Company Identification Number: 3350591

Legal Registered Office Address: 14 DAHLIA LANE
Suffolk
DEER PARK
United States of America (USA)
11729

More information about CASTLE ROCK AGENCY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPIN OFF AND TERMINATION PLAN FOR CASTLE ROCK AGENCY, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 DAN TOOMEY 2018-07-19
001 2016-11-16 DAN TOOMEY 2017-06-29
001 2014-01-01
001 2013-01-01 JON LIPTON 2014-06-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-01-01	DAN TOOMEY	2018-07-19
001	2016-11-16	DAN TOOMEY	2017-06-29
001	2014-01-01
001	2013-01-01	JON LIPTON	2014-06-19

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Company Name:	CASTLE ROCK AGENCY, INC.
Employer identification number (EIN):	204745966
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2006-04-19
Company Identification Number:	3350591
Legal Registered Office Address:	14 DAHLIA LANE Suffolk DEER PARK United States of America (USA) 11729