401k Plan data: THE HAWTHORNE GROUP, INC. 401(K) PLAN plan

THE HAWTHORNE GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE HAWTHORNE GROUP, INC. 401(K) PLAN
Plan identification number	001

THE HAWTHORNE GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE HAWTHORNE GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE HAWTHORNE GROUP, INC.

Employer identification number (EIN): 204871020

NAIC Classification: 531110
NAIC Description: Lessors of Residential Buildings and Dwellings

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HAWTHORNE GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2009-01-01 KEN HOCHSTETLER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2009-01-01	KEN HOCHSTETLER

Plan Statistics for THE HAWTHORNE GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for THE HAWTHORNE GROUP, INC. 401(K) PLAN

Measure Date Value
2009: THE HAWTHORNE GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: THE HAWTHORNE GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE HAWTHORNE GROUP, INC. 401(K) PLAN

Measure	Date	Value
2011 : THE HAWTHORNE GROUP, INC. 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-02-25	$0
Total plan liabilities at beginning of year	2011-02-25	$0
Total income from all sources	2011-02-25	$63
Expenses. Total of all expenses incurred	2011-02-25	$70,755
Benefits paid (including direct rollovers)	2011-02-25	$70,755
Total plan assets at end of year	2011-02-25	$0
Total plan assets at beginning of year	2011-02-25	$70,692
Total contributions received or receivable from participants	2011-02-25	$0
Expenses. Other expenses not covered elsewhere	2011-02-25	$0
Contributions received from other sources (not participants or employers)	2011-02-25	$0
Other income received	2011-02-25	$0
Noncash contributions received	2011-02-25	$63
Net income (gross income less expenses)	2011-02-25	$-70,692
Net plan assets at end of year (total assets less liabilities)	2011-02-25	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-02-25	$70,692
Assets. Value of employer securities	2011-02-25	$0
Total contributions received or receivable from employer(s)	2011-02-25	$0
Value of certain deemed distributions of participant loans	2011-02-25	$0
Value of corrective distributions	2011-02-25	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-02-25	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-02-25	$0
2010 : THE HAWTHORNE GROUP, INC. 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$-103,095
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$70,692
Total plan assets at beginning of year	2010-12-31	$173,787
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$-103,095
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-103,095
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$70,692
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$173,787
Assets. Value of employer securities	2010-12-31	$68,625
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for THE HAWTHORNE GROUP, INC. 401(K) PLAN

2009: THE HAWTHORNE GROUP, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE HAWTHORNE GROUP, INC.
Employer identification number (EIN):	204871020
NAIC Classification:	531110
NAIC Description:	Lessors of Residential Buildings and Dwellings