THE CLIMATE CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE CLIMATE CORPORATION 401(K) PLAN
Measure | Date | Value |
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2018: THE CLIMATE CORPORATION 401(K) PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-01-01 | 335 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
Total of all active and inactive participants | 2018-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 0 |
Number of participants with account balances | 2018-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: THE CLIMATE CORPORATION 401(K) PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-01-01 | 379 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 139 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 196 |
Total of all active and inactive participants | 2017-01-01 | 335 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 335 |
Number of participants with account balances | 2017-01-01 | 326 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: THE CLIMATE CORPORATION 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 442 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 196 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 183 |
Total of all active and inactive participants | 2016-01-01 | 379 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 379 |
Number of participants with account balances | 2016-01-01 | 367 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: THE CLIMATE CORPORATION 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 379 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 267 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 175 |
Total of all active and inactive participants | 2015-01-01 | 442 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 442 |
Number of participants with account balances | 2015-01-01 | 421 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: THE CLIMATE CORPORATION 401(K) PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 233 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 322 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 57 |
Total of all active and inactive participants | 2014-01-01 | 379 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 379 |
Number of participants with account balances | 2014-01-01 | 364 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 15 |
2013: THE CLIMATE CORPORATION 401(K) PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 165 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 181 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 30 |
Total of all active and inactive participants | 2013-01-01 | 211 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 211 |
Number of participants with account balances | 2013-01-01 | 191 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: THE CLIMATE CORPORATION 401(K) PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 116 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 149 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 14 |
Total of all active and inactive participants | 2012-01-01 | 163 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 163 |
Number of participants with account balances | 2012-01-01 | 84 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: THE CLIMATE CORPORATION 401(K) PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 46 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 106 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 10 |
Total of all active and inactive participants | 2011-01-01 | 116 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 116 |
Number of participants with account balances | 2011-01-01 | 39 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: THE CLIMATE CORPORATION 401(K) PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-01-01 | 34 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 38 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 8 |
Total of all active and inactive participants | 2010-01-01 | 46 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 46 |
Number of participants with account balances | 2010-01-01 | 21 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
2009: THE CLIMATE CORPORATION 401(K) PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 29 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 25 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 9 |
Total of all active and inactive participants | 2009-01-01 | 34 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 34 |
Number of participants with account balances | 2009-01-01 | 24 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
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2018 : THE CLIMATE CORPORATION 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-08-31 | $0 |
Total transfer of assets from this plan | 2018-08-31 | $8,953,954 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
Total income from all sources (including contributions) | 2018-08-31 | $516,085 |
Total loss/gain on sale of assets | 2018-08-31 | $0 |
Total of all expenses incurred | 2018-08-31 | $874,976 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-08-31 | $823,189 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-08-31 | $0 |
Value of total assets at end of year | 2018-08-31 | $0 |
Value of total assets at beginning of year | 2018-08-31 | $9,312,845 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-08-31 | $51,787 |
Total interest from all sources | 2018-08-31 | $1,348 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-08-31 | $27,219 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-08-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-08-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-08-31 | $27,219 |
Administrative expenses professional fees incurred | 2018-08-31 | $49,966 |
Was this plan covered by a fidelity bond | 2018-08-31 | Yes |
Value of fidelity bond cover | 2018-08-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-08-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-08-31 | No |
Participant contributions at end of year | 2018-08-31 | $0 |
Participant contributions at beginning of year | 2018-08-31 | $9,787 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
Value of net income/loss | 2018-08-31 | $-358,891 |
Value of net assets at end of year (total assets less liabilities) | 2018-08-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-08-31 | $9,312,845 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-08-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-08-31 | $9,193,810 |
Interest on participant loans | 2018-08-31 | $222 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-08-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-08-31 | $109,248 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-08-31 | $109,248 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-08-31 | $1,126 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-08-31 | $487,518 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-08-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-08-31 | $823,189 |
Contract administrator fees | 2018-08-31 | $1,821 |
Did the plan have assets held for investment | 2018-08-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-08-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-08-31 | Disclaimer |
Accountancy firm name | 2018-08-31 | DELOITTE TOUCHE LLC |
Accountancy firm EIN | 2018-08-31 | 133891517 |
2017 : THE CLIMATE CORPORATION 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,788,866 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,442,663 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,438,151 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $879 |
Value of total assets at end of year | 2017-12-31 | $9,312,845 |
Value of total assets at beginning of year | 2017-12-31 | $8,966,642 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $4,512 |
Total interest from all sources | 2017-12-31 | $1,692 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $157,884 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $157,884 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Participant contributions at end of year | 2017-12-31 | $9,787 |
Participant contributions at beginning of year | 2017-12-31 | $401 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $346,203 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $9,312,845 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,966,642 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $9,193,810 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $8,602,155 |
Interest on participant loans | 2017-12-31 | $363 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $109,248 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $152,346 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $152,346 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,329 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,628,411 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $879 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $211,740 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,438,151 |
Contract administrator fees | 2017-12-31 | $4,512 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | DELOITTE |
Accountancy firm EIN | 2017-12-31 | 133891517 |
2016 : THE CLIMATE CORPORATION 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $924,485 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,447,858 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,436,591 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $7,737 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $145,517 |
Value of total assets at end of year | 2016-12-31 | $8,966,642 |
Value of total assets at beginning of year | 2016-12-31 | $9,490,015 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,530 |
Total interest from all sources | 2016-12-31 | $22,548 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $149,993 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $149,993 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $-22,302 |
Participant contributions at end of year | 2016-12-31 | $401 |
Participant contributions at beginning of year | 2016-12-31 | $11,138 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-523,373 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,966,642 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $9,490,015 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $8,602,155 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $9,302,980 |
Interest on participant loans | 2016-12-31 | $508 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $152,346 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $131,976 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $131,976 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $22,040 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $606,427 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $167,819 |
Employer contributions (assets) at end of year | 2016-12-31 | $211,740 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $43,921 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,436,591 |
Contract administrator fees | 2016-12-31 | $3,530 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | DELOITTE |
Accountancy firm EIN | 2016-12-31 | 133891517 |
2015 : THE CLIMATE CORPORATION 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,875,693 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,053,808 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,050,571 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,007,794 |
Value of total assets at end of year | 2015-12-31 | $9,490,015 |
Value of total assets at beginning of year | 2015-12-31 | $6,668,130 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,237 |
Total interest from all sources | 2015-12-31 | $320 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $177,502 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $177,502 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,399,621 |
Participant contributions at end of year | 2015-12-31 | $11,138 |
Participant contributions at beginning of year | 2015-12-31 | $4,289 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $103,630 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $345,936 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,821,885 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $9,490,015 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,668,130 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $9,302,980 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $6,494,253 |
Interest on participant loans | 2015-12-31 | $267 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $131,976 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $18,624 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $18,624 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $53 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-309,923 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,262,237 |
Employer contributions (assets) at end of year | 2015-12-31 | $43,921 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $47,334 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,050,571 |
Contract administrator fees | 2015-12-31 | $3,237 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | DELOITTE |
Accountancy firm EIN | 2015-12-31 | 133891517 |
2014 : THE CLIMATE CORPORATION 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,644,505 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $353,495 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $352,314 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,276,082 |
Value of total assets at end of year | 2014-12-31 | $6,668,130 |
Value of total assets at beginning of year | 2014-12-31 | $3,377,120 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,181 |
Total interest from all sources | 2014-12-31 | $233 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $134,623 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $134,623 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,197,609 |
Participant contributions at end of year | 2014-12-31 | $4,289 |
Participant contributions at beginning of year | 2014-12-31 | $4,146 |
Participant contributions at end of year | 2014-12-31 | $103,630 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $215,407 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,291,010 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,668,130 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,377,120 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,494,253 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,327,412 |
Interest on participant loans | 2014-12-31 | $230 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $18,624 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $45,562 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $45,562 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $3 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $233,567 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $863,066 |
Employer contributions (assets) at end of year | 2014-12-31 | $47,334 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $352,314 |
Contract administrator fees | 2014-12-31 | $1,181 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | DELOITTE |
Accountancy firm EIN | 2014-12-31 | 133891517 |
2013 : THE CLIMATE CORPORATION 401(K) PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,945,831 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $225,670 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $222,459 |
Value of total corrective distributions | 2013-12-31 | $989 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,457,569 |
Value of total assets at end of year | 2013-12-31 | $3,377,120 |
Value of total assets at beginning of year | 2013-12-31 | $1,656,959 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,222 |
Total interest from all sources | 2013-12-31 | $330 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $92,323 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $92,323 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,286,784 |
Participant contributions at end of year | 2013-12-31 | $4,146 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $170,785 |
Administrative expenses (other) incurred | 2013-12-31 | $1,890 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,720,161 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,377,120 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,656,959 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,327,412 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,574,418 |
Interest on participant loans | 2013-12-31 | $322 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $45,562 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $82,541 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $82,541 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $8 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $395,609 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $222,459 |
Contract administrator fees | 2013-12-31 | $332 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | DELOITTE |
Accountancy firm EIN | 2013-12-31 | 133891517 |
2012 : THE CLIMATE CORPORATION 401(K) PLAN 2012 401k financial data |
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Total income from all sources | 2012-12-31 | $946,728 |
Expenses. Total of all expenses incurred | 2012-12-31 | $80,679 |
Benefits paid (including direct rollovers) | 2012-12-31 | $73,142 |
Total plan assets at end of year | 2012-12-31 | $1,656,959 |
Total plan assets at beginning of year | 2012-12-31 | $790,910 |
Total contributions received or receivable from participants | 2012-12-31 | $687,063 |
Contributions received from other sources (not participants or employers) | 2012-12-31 | $104,238 |
Other income received | 2012-12-31 | $155,427 |
Net income (gross income less expenses) | 2012-12-31 | $866,049 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,656,959 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $790,910 |
Value of corrective distributions | 2012-12-31 | $7,039 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $498 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
2011 : THE CLIMATE CORPORATION 401(K) PLAN 2011 401k financial data |
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Total income from all sources | 2011-12-31 | $329,816 |
Expenses. Total of all expenses incurred | 2011-12-31 | $91,700 |
Benefits paid (including direct rollovers) | 2011-12-31 | $91,384 |
Total plan assets at end of year | 2011-12-31 | $790,910 |
Total plan assets at beginning of year | 2011-12-31 | $552,794 |
Value of fidelity bond covering the plan | 2011-12-31 | $450,000 |
Total contributions received or receivable from participants | 2011-12-31 | $299,685 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $60,317 |
Other income received | 2011-12-31 | $-30,186 |
Net income (gross income less expenses) | 2011-12-31 | $238,116 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $790,910 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $552,794 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $316 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
2010 : THE CLIMATE CORPORATION 401(K) PLAN 2010 401k financial data |
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Total income from all sources | 2010-12-31 | $242,481 |
Expenses. Total of all expenses incurred | 2010-12-31 | $70,523 |
Benefits paid (including direct rollovers) | 2010-12-31 | $70,260 |
Total plan assets at end of year | 2010-12-31 | $552,794 |
Total plan assets at beginning of year | 2010-12-31 | $380,836 |
Value of fidelity bond covering the plan | 2010-12-31 | $450,000 |
Total contributions received or receivable from participants | 2010-12-31 | $168,315 |
Other income received | 2010-12-31 | $74,166 |
Net income (gross income less expenses) | 2010-12-31 | $171,958 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $552,794 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $380,836 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $263 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
2009 : THE CLIMATE CORPORATION 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |