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ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN
Plan identification number 001

ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ANTHONY J. HATHAWAY DDS has sponsored the creation of one or more 401k plans.

Company Name:ANTHONY J. HATHAWAY DDS
Employer identification number (EIN):204957353
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01ANTHONY J HATHAWAY2017-07-21 ANTHONY J HATHAWAY2017-07-21
0012014-01-01ANTHONY HATHAWAY ANTHONY HATHAWAY2015-05-27
0012013-01-01ANTHONY HATHAWAY
0012012-01-01ANTHONY HATHAWAY
0012011-01-01ANTHONY HATHAWAY
0012010-01-01ANTHONY HATHAWAY
0012009-07-01ANTHONY HATHAWAY ANTHONY HATHAWAY2010-10-19
0012009-07-01ANTHONY HATHAWAY ANTHONY HATHAWAY2010-10-19

Plan Statistics for ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-05-056
Total number of particpants at end of year2025-05-055
Number of Participants With Account Balances2025-05-055
2024: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-06-146
Total number of particpants at end of year2024-06-146
Number of Participants With Account Balances2024-06-146
2022: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-06-175
Total number of particpants at end of year2022-06-175
Number of Participants With Account Balances2022-06-175
2014: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Number of participants with account balances2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014
Number of participants with account balances2010-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-010
Total number of active participants reported on line 7a of the Form 55002009-07-014
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-010
Total of all active and inactive participants2009-07-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-014
Number of participants with account balances2009-07-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-05-055730
Net assets as of the end of the plan year2025-05-051632218
Total assets as of the beginning of the plan year2025-05-051420332
Value of plan covered by a fidelity bond2025-05-05143000
Participant contributions to plan in this plan year2025-05-0555836
Value of participant loans at end of plan year2025-05-059817
Other income to plan in this plan year2025-05-05136234
Plan net income in this plan year2025-05-05211886
Net assets as of the end of the plan year2025-05-051632218
Net assets as of the beginning of the plan year2025-05-051420332
Employer contributions to plan in this plan year2025-05-0525546
Fees paid to broker by Benefit Provider2025-05-057575
Expensese paid to adminstrative service provicers from plan in this plan year2025-05-05155
2024 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-06-140
Net assets as of the end of the plan year2024-06-141420332
Total assets as of the beginning of the plan year2024-06-141168135
Value of plan covered by a fidelity bond2024-06-14143000
Participant contributions to plan in this plan year2024-06-1454873
Value of participant loans at end of plan year2024-06-1416973
Other income to plan in this plan year2024-06-14171407
Plan net income in this plan year2024-06-14252197
Net assets as of the end of the plan year2024-06-141420332
Net assets as of the beginning of the plan year2024-06-141168135
Employer contributions to plan in this plan year2024-06-1425917
Fees paid to broker by Benefit Provider2024-06-146209
2022 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-06-17233
Net assets as of the end of the plan year2022-06-171315129
Total assets as of the beginning of the plan year2022-06-171123109
Value of plan covered by a fidelity bond2022-06-1750000
Participant contributions to plan in this plan year2022-06-1741437
Value of participant loans at end of plan year2022-06-1730206
Other income to plan in this plan year2022-06-17128802
Plan net income in this plan year2022-06-17192020
Net assets as of the end of the plan year2022-06-171315129
Net assets as of the beginning of the plan year2022-06-171123109
Employer contributions to plan in this plan year2022-06-1722014
Fees paid to broker by Benefit Provider2022-06-175932
Expensese paid to adminstrative service provicers from plan in this plan year2022-06-17233
2014 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$84,693
Expenses. Total of all expenses incurred2014-12-31$16
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$452,216
Total plan assets at beginning of year2014-12-31$367,539
Value of fidelity bond covering the plan2014-12-31$4,100
Total contributions received or receivable from participants2014-12-31$33,127
Expenses. Other expenses not covered elsewhere2014-12-31$16
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$17,182
Net income (gross income less expenses)2014-12-31$84,677
Net plan assets at end of year (total assets less liabilities)2014-12-31$452,216
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$367,539
Assets. Value of participant loans2014-12-31$8,518
Total contributions received or receivable from employer(s)2014-12-31$34,384
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
2013 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$116,890
Expenses. Total of all expenses incurred2013-12-31$66
Total plan assets at end of year2013-12-31$367,539
Total plan assets at beginning of year2013-12-31$250,715
Value of fidelity bond covering the plan2013-12-31$4,100
Total contributions received or receivable from participants2013-12-31$30,392
Expenses. Other expenses not covered elsewhere2013-12-31$66
Other income received2013-12-31$53,339
Net income (gross income less expenses)2013-12-31$116,824
Net plan assets at end of year (total assets less liabilities)2013-12-31$367,539
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$250,715
Assets. Value of participant loans2013-12-31$10,997
Total contributions received or receivable from employer(s)2013-12-31$33,159
2012 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$89,104
Expenses. Total of all expenses incurred2012-12-31$16
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$250,715
Total plan assets at beginning of year2012-12-31$161,627
Value of fidelity bond covering the plan2012-12-31$4,100
Total contributions received or receivable from participants2012-12-31$29,237
Expenses. Other expenses not covered elsewhere2012-12-31$16
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$25,801
Net income (gross income less expenses)2012-12-31$89,088
Net plan assets at end of year (total assets less liabilities)2012-12-31$250,715
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$161,627
Assets. Value of participant loans2012-12-31$2,872
Total contributions received or receivable from employer(s)2012-12-31$34,066
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
2011 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$43,548
Expenses. Total of all expenses incurred2011-12-31$16
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$161,627
Total plan assets at beginning of year2011-12-31$118,095
Value of fidelity bond covering the plan2011-12-31$4,100
Total contributions received or receivable from participants2011-12-31$26,296
Expenses. Other expenses not covered elsewhere2011-12-31$16
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-5,021
Net income (gross income less expenses)2011-12-31$43,532
Net plan assets at end of year (total assets less liabilities)2011-12-31$161,627
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$118,095
Assets. Value of participant loans2011-12-31$3,921
Total contributions received or receivable from employer(s)2011-12-31$22,273
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
2010 : ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$81,987
Expenses. Total of all expenses incurred2010-12-31$58
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$118,095
Total plan assets at beginning of year2010-12-31$36,166
Value of fidelity bond covering the plan2010-12-31$4,100
Total contributions received or receivable from participants2010-12-31$21,640
Expenses. Other expenses not covered elsewhere2010-12-31$58
Contributions received from other sources (not participants or employers)2010-12-31$38,226
Other income received2010-12-31$11,797
Net income (gross income less expenses)2010-12-31$81,929
Net plan assets at end of year (total assets less liabilities)2010-12-31$118,095
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$36,166
Assets. Value of participant loans2010-12-31$4,978
Total contributions received or receivable from employer(s)2010-12-31$10,324
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0

Form 5500 Responses for ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN

2014: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: ANTHONY J. HATHAWAY DDS 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01First time form 5500 has been submittedYes
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-813762
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-813762
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-813762
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-813762
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-813762
Policy instance 1

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