?>
Logo

THE WARRANTY GROUP, INC. SAVINGS PLAN 401k Plan overview

Plan NameTHE WARRANTY GROUP, INC. SAVINGS PLAN
Plan identification number 001

THE WARRANTY GROUP, INC. SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WARRANTY GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE WARRANTY GROUP, INC.
Employer identification number (EIN):205327155
NAIC Classification:524150

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WARRANTY GROUP, INC. SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01JACKIE BARRY
0012016-01-01JACKIE BARRY
0012015-01-01JACQUELINE BARRY
0012014-01-01JACQUELINE BARRY
0012013-01-01JACQUELINE BARRY
0012012-01-01JACQUELINE BARRY
0012011-01-01JACQUELINE BARRY
0012010-01-01BARBARA GOFF
0012009-01-01BARBARA GOFF

Plan Statistics for THE WARRANTY GROUP, INC. SAVINGS PLAN

401k plan membership statisitcs for THE WARRANTY GROUP, INC. SAVINGS PLAN

Measure Date Value
2019: THE WARRANTY GROUP, INC. SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01954
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE WARRANTY GROUP, INC. SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01953
Total number of active participants reported on line 7a of the Form 55002018-01-01674
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01279
Total of all active and inactive participants2018-01-01953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01954
Number of participants with account balances2018-01-01910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01100
2017: THE WARRANTY GROUP, INC. SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01944
Total number of active participants reported on line 7a of the Form 55002017-01-01641
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01309
Total of all active and inactive participants2017-01-01950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01953
Number of participants with account balances2017-01-01953
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0189
2016: THE WARRANTY GROUP, INC. SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01905
Total number of active participants reported on line 7a of the Form 55002016-01-01642
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01299
Total of all active and inactive participants2016-01-01941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01944
Number of participants with account balances2016-01-01929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0148
2015: THE WARRANTY GROUP, INC. SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01934
Total number of active participants reported on line 7a of the Form 55002015-01-01608
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01293
Total of all active and inactive participants2015-01-01901
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01905
Number of participants with account balances2015-01-01884
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0154
2014: THE WARRANTY GROUP, INC. SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01961
Total number of active participants reported on line 7a of the Form 55002014-01-01648
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01284
Total of all active and inactive participants2014-01-01932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01934
Number of participants with account balances2014-01-01915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0162
2013: THE WARRANTY GROUP, INC. SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01962
Total number of active participants reported on line 7a of the Form 55002013-01-01672
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01286
Total of all active and inactive participants2013-01-01958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01961
Number of participants with account balances2013-01-01943
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0161
2012: THE WARRANTY GROUP, INC. SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,076
Total number of active participants reported on line 7a of the Form 55002012-01-01721
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01239
Total of all active and inactive participants2012-01-01960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01962
Number of participants with account balances2012-01-01952
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0174
2011: THE WARRANTY GROUP, INC. SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,008
Total number of active participants reported on line 7a of the Form 55002011-01-01747
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01329
Total of all active and inactive participants2011-01-011,076
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,076
Number of participants with account balances2011-01-011,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0195
2010: THE WARRANTY GROUP, INC. SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,230
Total number of active participants reported on line 7a of the Form 55002010-01-01799
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01243
Total of all active and inactive participants2010-01-011,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,042
Number of participants with account balances2010-01-011,008
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01255
2009: THE WARRANTY GROUP, INC. SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,417
Total number of active participants reported on line 7a of the Form 55002009-01-01997
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01233
Total of all active and inactive participants2009-01-011,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,230
Number of participants with account balances2009-01-011,220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01153

Financial Data on THE WARRANTY GROUP, INC. SAVINGS PLAN

Measure Date Value
2018 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$11,334,282
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$37,248
Total income from all sources (including contributions)2018-12-31$1,990,484
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$14,727,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$14,635,566
Expenses. Certain deemed distributions of participant loans2018-12-31$-33,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,786,293
Value of total assets at end of year2018-12-31$73,019,006
Value of total assets at beginning of year2018-12-31$97,127,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$125,392
Total interest from all sources2018-12-31$70,759
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,506,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,506,344
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,234,598
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$1,465,376
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$157,560
Assets. Other investments not covered elsewhere at end of year2018-12-31$408,903
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,002,969
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$452,844
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$37,248
Other income not declared elsewhere2018-12-31$-594,066
Administrative expenses (other) incurred2018-12-31$459
Total non interest bearing cash at end of year2018-12-31$70,431,480
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,736,781
Value of net assets at end of year (total assets less liabilities)2018-12-31$73,019,006
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$97,090,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$37,288
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$190,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$59,151,016
Interest on participant loans2018-12-31$70,759
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$26,312,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,988,100
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,906,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,818,076
Net investment gain or loss from common/collective trusts2018-12-31$-960,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,098,851
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$131,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$14,635,566
Contract administrator fees2018-12-31$87,645
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
2017 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$37,248
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,527
Total income from all sources (including contributions)2017-12-31$20,773,538
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,351,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,246,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,245,448
Value of total assets at end of year2017-12-31$97,127,317
Value of total assets at beginning of year2017-12-31$84,675,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$104,667
Total interest from all sources2017-12-31$65,139
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,382,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,382,794
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,226,931
Participant contributions at end of year2017-12-31$1,465,376
Participant contributions at beginning of year2017-12-31$1,454,429
Participant contributions at end of year2017-12-31$157,560
Participant contributions at beginning of year2017-12-31$141,859
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,002,969
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$864,903
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$620,596
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$37,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$7,527
Other income not declared elsewhere2017-12-31$315,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,421,989
Value of net assets at end of year (total assets less liabilities)2017-12-31$97,090,069
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$84,668,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$46,033
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$59,151,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$51,601,419
Interest on participant loans2017-12-31$65,139
Value of interest in common/collective trusts at end of year2017-12-31$26,312,648
Value of interest in common/collective trusts at beginning of year2017-12-31$21,290,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,906,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$9,180,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,408,431
Net investment gain or loss from common/collective trusts2017-12-31$5,356,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,397,921
Employer contributions (assets) at end of year2017-12-31$131,713
Employer contributions (assets) at beginning of year2017-12-31$141,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,246,882
Contract administrator fees2017-12-31$58,634
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2017-12-31346565596
2016 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,527
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,055
Total income from all sources (including contributions)2016-12-31$13,584,404
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,319,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,260,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,886,124
Value of total assets at end of year2016-12-31$84,675,607
Value of total assets at beginning of year2016-12-31$78,404,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,380
Total interest from all sources2016-12-31$240,030
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,114,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,114,914
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,004,016
Participant contributions at end of year2016-12-31$1,454,429
Participant contributions at beginning of year2016-12-31$1,442,910
Participant contributions at end of year2016-12-31$141,859
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$864,903
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$816,913
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$610,322
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$7,527
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,055
Other income not declared elsewhere2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,265,011
Value of net assets at end of year (total assets less liabilities)2016-12-31$84,668,080
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$78,403,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,335
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$51,601,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$47,251,383
Interest on participant loans2016-12-31$65,892
Value of interest in common/collective trusts at end of year2016-12-31$21,290,811
Value of interest in common/collective trusts at beginning of year2016-12-31$19,431,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$174,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,180,938
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$9,461,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,457,623
Net investment gain or loss from common/collective trusts2016-12-31$1,885,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,271,786
Employer contributions (assets) at end of year2016-12-31$141,248
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,260,013
Contract administrator fees2016-12-31$45,045
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2016-12-31346565596
2015 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,055
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$16,284
Total income from all sources (including contributions)2015-12-31$5,710,931
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,892,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,854,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,942,163
Value of total assets at end of year2015-12-31$78,404,124
Value of total assets at beginning of year2015-12-31$78,600,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$37,454
Total interest from all sources2015-12-31$178,099
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,028,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,028,970
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,646,872
Participant contributions at end of year2015-12-31$1,442,910
Participant contributions at beginning of year2015-12-31$1,411,245
Assets. Other investments not covered elsewhere at end of year2015-12-31$816,913
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$500,128
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$329,412
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,055
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$16,284
Other income not declared elsewhere2015-12-31$432,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-181,450
Value of net assets at end of year (total assets less liabilities)2015-12-31$78,403,069
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$78,584,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$13,310
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$47,251,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$48,183,363
Interest on participant loans2015-12-31$62,706
Value of interest in common/collective trusts at end of year2015-12-31$19,431,482
Value of interest in common/collective trusts at beginning of year2015-12-31$27,697,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$115,393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$9,461,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$773,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,506,842
Net investment gain or loss from common/collective trusts2015-12-31$636,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,965,879
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$34,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,854,927
Contract administrator fees2015-12-31$24,144
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2015-12-31346565596
2014 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$16,284
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$521
Total income from all sources (including contributions)2014-12-31$11,060,441
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$11,339,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,270,291
Expenses. Certain deemed distributions of participant loans2014-12-31$33,542
Value of total corrective distributions2014-12-31$4,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,886,319
Value of total assets at end of year2014-12-31$78,600,803
Value of total assets at beginning of year2014-12-31$78,864,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$31,568
Total interest from all sources2014-12-31$155,829
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$937,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$937,595
Administrative expenses professional fees incurred2014-12-31$1,450
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,779,438
Participant contributions at end of year2014-12-31$1,411,245
Participant contributions at beginning of year2014-12-31$1,224,107
Assets. Other investments not covered elsewhere at end of year2014-12-31$500,128
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$640,120
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$186,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$16,284
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$521
Other income not declared elsewhere2014-12-31$38,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-279,201
Value of net assets at end of year (total assets less liabilities)2014-12-31$78,584,519
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$78,863,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$2
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$48,183,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$63,244,100
Interest on participant loans2014-12-31$58,881
Interest earned on other investments2014-12-31$2,917
Value of interest in common/collective trusts at end of year2014-12-31$27,697,673
Value of interest in common/collective trusts at beginning of year2014-12-31$13,722,859
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$94,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$773,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,037,987
Net investment gain or loss from common/collective trusts2014-12-31$1,004,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,920,378
Employer contributions (assets) at end of year2014-12-31$34,608
Employer contributions (assets) at beginning of year2014-12-31$33,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,270,291
Contract administrator fees2014-12-31$30,116
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2014-12-31346565596
2013 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$521
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$55,429
Total income from all sources (including contributions)2013-12-31$17,213,523
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,485,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,456,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,311,238
Value of total assets at end of year2013-12-31$78,864,241
Value of total assets at beginning of year2013-12-31$69,191,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,595
Total interest from all sources2013-12-31$263,045
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$802,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$802,055
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,671,161
Participant contributions at end of year2013-12-31$1,224,107
Participant contributions at beginning of year2013-12-31$1,253,737
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$105,546
Assets. Other investments not covered elsewhere at end of year2013-12-31$640,120
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$497,942
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$170,367
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$521
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$55,429
Other income not declared elsewhere2013-12-31$106,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,728,090
Value of net assets at end of year (total assets less liabilities)2013-12-31$78,863,720
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$69,135,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$63,244,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$54,230,040
Interest on participant loans2013-12-31$55,820
Value of interest in common/collective trusts at end of year2013-12-31$13,722,859
Value of interest in common/collective trusts at beginning of year2013-12-31$13,052,029
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$207,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,861,635
Net investment gain or loss from common/collective trusts2013-12-31$-130,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,469,710
Employer contributions (assets) at end of year2013-12-31$33,055
Employer contributions (assets) at beginning of year2013-12-31$51,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,456,838
Contract administrator fees2013-12-31$27,332
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$55,429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$34,529
Total income from all sources (including contributions)2012-12-31$13,367,959
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,611,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,575,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,299,450
Value of total assets at end of year2012-12-31$69,191,059
Value of total assets at beginning of year2012-12-31$69,413,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,921
Total interest from all sources2012-12-31$199,641
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$931,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$931,966
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31Yes
Amount of non-exempt transactions with any party-in-interest2012-12-31$17,755
Contributions received from participants2012-12-31$3,540,247
Participant contributions at end of year2012-12-31$1,253,737
Participant contributions at beginning of year2012-12-31$1,254,630
Participant contributions at end of year2012-12-31$105,546
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$497,942
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$755,982
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$158,714
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$55,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$34,529
Other income not declared elsewhere2012-12-31$79,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-243,727
Value of net assets at end of year (total assets less liabilities)2012-12-31$69,135,630
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$69,379,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$79
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$54,230,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$53,641,622
Interest on participant loans2012-12-31$56,945
Value of interest in common/collective trusts at end of year2012-12-31$13,052,029
Value of interest in common/collective trusts at beginning of year2012-12-31$13,743,897
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$142,696
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,648,452
Net investment gain or loss from common/collective trusts2012-12-31$209,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,600,489
Employer contributions (assets) at end of year2012-12-31$51,765
Employer contributions (assets) at beginning of year2012-12-31$17,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,575,765
Contract administrator fees2012-12-31$35,842
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$34,529
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$130,872
Total income from all sources (including contributions)2011-12-31$3,472,589
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,238,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,201,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,627,068
Value of total assets at end of year2011-12-31$69,413,886
Value of total assets at beginning of year2011-12-31$70,276,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$37,294
Total interest from all sources2011-12-31$221,045
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,008,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,008,806
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31Yes
Amount of non-exempt transactions with any party-in-interest2011-12-31$17,755
Contributions received from participants2011-12-31$3,457,758
Participant contributions at end of year2011-12-31$1,254,630
Participant contributions at beginning of year2011-12-31$1,190,373
Assets. Other investments not covered elsewhere at end of year2011-12-31$755,982
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$756,416
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$73,671
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$34,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$130,872
Other income not declared elsewhere2011-12-31$-107,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-766,010
Value of net assets at end of year (total assets less liabilities)2011-12-31$69,379,357
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$70,145,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,971
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$53,641,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$52,904,657
Interest on participant loans2011-12-31$61,585
Value of interest in common/collective trusts at end of year2011-12-31$13,743,897
Value of interest in common/collective trusts at beginning of year2011-12-31$13,020,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$159,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,581,165
Net investment gain or loss from common/collective trusts2011-12-31$304,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$1,095,639
Employer contributions (assets) at end of year2011-12-31$17,755
Employer contributions (assets) at beginning of year2011-12-31$2,404,469
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,201,305
Contract administrator fees2011-12-31$35,323
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2011-12-31346565596
2010 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$130,872
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$117,344
Total income from all sources (including contributions)2010-12-31$13,912,350
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$9,081,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,040,576
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,124,797
Value of total assets at end of year2010-12-31$70,276,239
Value of total assets at beginning of year2010-12-31$65,432,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$41,248
Total interest from all sources2010-12-31$111,205
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$785,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$785,656
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,234,421
Participant contributions at end of year2010-12-31$1,190,373
Participant contributions at beginning of year2010-12-31$1,278,758
Participant contributions at beginning of year2010-12-31$124,149
Assets. Other investments not covered elsewhere at end of year2010-12-31$756,416
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$632,920
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$412,304
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$130,872
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$117,344
Other income not declared elsewhere2010-12-31$113,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,830,526
Value of net assets at end of year (total assets less liabilities)2010-12-31$70,145,367
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$65,314,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$40,498
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$52,904,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$47,332,912
Interest on participant loans2010-12-31$67,113
Value of interest in common/collective trusts at end of year2010-12-31$13,020,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$13,317,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$13,317,730
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$44,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,477,717
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$299,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Contributions received in cash from employer2010-12-31$3,478,072
Employer contributions (assets) at end of year2010-12-31$2,404,469
Employer contributions (assets) at beginning of year2010-12-31$2,745,716
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,040,576
Contract administrator fees2010-12-31$750
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : THE WARRANTY GROUP, INC. SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE WARRANTY GROUP, INC. SAVINGS PLAN

2019: THE WARRANTY GROUP, INC. SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE WARRANTY GROUP, INC. SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE WARRANTY GROUP, INC. SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE WARRANTY GROUP, INC. SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE WARRANTY GROUP, INC. SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE WARRANTY GROUP, INC. SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE WARRANTY GROUP, INC. SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE WARRANTY GROUP, INC. SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE WARRANTY GROUP, INC. SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE WARRANTY GROUP, INC. SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE WARRANTY GROUP, INC. SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28212
Policy instance 1
Insurance contract or identification numberGA28212
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-01-02
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28212
Policy instance 1
Insurance contract or identification numberGA28212
Number of Individuals Covered910
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28212
Policy instance 1
Insurance contract or identification numberGA28212
Number of Individuals Covered953
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28212
Policy instance 1
Insurance contract or identification numberGA28212
Number of Individuals Covered884
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28212
Policy instance 1
Insurance contract or identification numberGA28212
Number of Individuals Covered915
Insurance policy start date2014-09-24
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3