401k Plan data: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN plan

GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan Name	GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN
Plan identification number	001

GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GUARDIAN HEALTHCARE HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: GUARDIAN HEALTHCARE HOLDINGS, INC.

Employer identification number (EIN): 205470661

NAIC Classification: 621610
NAIC Description: Home Health Care Services

Additional information about GUARDIAN HEALTHCARE HOLDINGS, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2008-08-29

Company Identification Number: 0801023652

Legal Registered Office Address: 6363 S FIDDLERS GREEN CIR FL 14

GREENWOOD VLG
United States of America (USA)
80111

More information about GUARDIAN HEALTHCARE HOLDINGS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MATTHEW SAVOY
001 2012-01-01 MATTHEW SAVOY MATTHEW SAVOY 2013-10-15
001 2011-01-01 GINNY TAVAKOLI
001 2010-01-01 GINNY TAVAKOLI
001 2009-01-01 GINNY TAVAKOLI

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	MATTHEW SAVOY
001	2012-01-01	MATTHEW SAVOY	MATTHEW SAVOY	2013-10-15
001	2011-01-01	GINNY TAVAKOLI
001	2010-01-01	GINNY TAVAKOLI
001	2009-01-01	GINNY TAVAKOLI

Plan Statistics for GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN

401k plan membership statisitcs for GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2013: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,487
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,081
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 168
Total of all active and inactive participants 2013-01-01 1,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,249
Number of participants with account balances 2013-01-01 995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,336
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,206
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 278
Total of all active and inactive participants 2012-01-01 1,487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,487
Number of participants with account balances 2012-01-01 991
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,275
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 994
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 341
Total of all active and inactive participants 2011-01-01 1,335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,336
Number of participants with account balances 2011-01-01 1,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 566
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,021
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 254
Total of all active and inactive participants 2010-01-01 1,275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,275
Number of participants with account balances 2010-01-01 745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7
2009: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 322
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 435
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 131
Total of all active and inactive participants 2009-01-01 566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 566
Number of participants with account balances 2009-01-01 419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2013: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,487
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,081
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	168
Total of all active and inactive participants	2013-01-01	1,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,249
Number of participants with account balances	2013-01-01	995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,336
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,206
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	278
Total of all active and inactive participants	2012-01-01	1,487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,487
Number of participants with account balances	2012-01-01	991
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,275
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	994
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	341
Total of all active and inactive participants	2011-01-01	1,335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,336
Number of participants with account balances	2011-01-01	1,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	566
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,021
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	254
Total of all active and inactive participants	2010-01-01	1,275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,275
Number of participants with account balances	2010-01-01	745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7
2009: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	322
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	435
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	131
Total of all active and inactive participants	2009-01-01	566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	566
Number of participants with account balances	2009-01-01	419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN

Measure	Date	Value
2013 : GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$1,666
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,984,238
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,418,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,361,552
Expenses. Certain deemed distributions of participant loans	2013-12-31	$13,393
Value of total corrective distributions	2013-12-31	$1,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,293,775
Value of total assets at end of year	2013-12-31	$12,176,736
Value of total assets at beginning of year	2013-12-31	$9,609,776
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$42,338
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$10,849
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$680,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$680,263
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,152,399
Participant contributions at end of year	2013-12-31	$297,632
Participant contributions at beginning of year	2013-12-31	$212,888
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$131,657
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$42,338
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$2,565,294
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,176,736
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,609,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,609,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,075,126
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$10,849
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$269,397
Value of interest in common/collective trusts at beginning of year	2013-12-31	$321,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,004,719
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-5,368
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$9,719
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,361,552
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CAUSEY DEMGEN & MOORE P.C.
Accountancy firm EIN	2013-12-31	841158905
2012 : GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,895,681
Total of all expenses incurred	2012-12-31	$1,313,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,282,463
Expenses. Certain deemed distributions of participant loans	2012-12-31	$13,396
Value of total corrective distributions	2012-12-31	$9,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,958,480
Value of total assets at end of year	2012-12-31	$9,609,776
Value of total assets at beginning of year	2012-12-31	$8,027,192
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,406
Total interest from all sources	2012-12-31	$10,024
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$215,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$174,782
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,782,059
Participant contributions at end of year	2012-12-31	$212,888
Participant contributions at beginning of year	2012-12-31	$193,754
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$176,421
Administrative expenses (other) incurred	2012-12-31	$6,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,582,584
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,609,776
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,027,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$949
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,075,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,833,438
Interest on participant loans	2012-12-31	$10,024
Value of interest in common/collective trusts at end of year	2012-12-31	$321,762
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$701,779
Net investment gain or loss from common/collective trusts	2012-12-31	$9,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Income. Dividends from common stock	2012-12-31	$40,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,282,463
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2012-12-31	752393478
2011 : GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,612,416
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$554,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$534,585
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,214
Value of total corrective distributions	2011-12-31	$10,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,621,122
Value of total assets at end of year	2011-12-31	$8,027,192
Value of total assets at beginning of year	2011-12-31	$6,968,799
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,940
Total interest from all sources	2011-12-31	$10,076
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$180,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$180,460
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,616,834
Participant contributions at end of year	2011-12-31	$193,754
Participant contributions at beginning of year	2011-12-31	$206,751
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,228
Administrative expenses (other) incurred	2011-12-31	$7,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,058,393
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,027,192
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,968,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,833,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,869,378
Interest on participant loans	2011-12-31	$10,076
Value of interest in common/collective trusts at beginning of year	2011-12-31	$892,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-199,393
Net investment gain or loss from common/collective trusts	2011-12-31	$151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$534,585
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2011-12-31	752393478
2010 : GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$3,441,960
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$956,423
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$696,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$662,315
Expenses. Certain deemed distributions of participant loans	2010-12-31	$27,781
Value of total corrective distributions	2010-12-31	$1,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$626,389
Value of total assets at end of year	2010-12-31	$6,968,799
Value of total assets at beginning of year	2010-12-31	$3,267,324
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,900
Total interest from all sources	2010-12-31	$6,531
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$63,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$63,076
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$327,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$625,557
Participant contributions at end of year	2010-12-31	$206,751
Participant contributions at beginning of year	2010-12-31	$114,217
Administrative expenses (other) incurred	2010-12-31	$4,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$259,515
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,968,799
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,267,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,869,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,473,094
Interest on participant loans	2010-12-31	$6,531
Value of interest in common/collective trusts at end of year	2010-12-31	$892,670
Value of interest in common/collective trusts at beginning of year	2010-12-31	$680,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$252,576
Net investment gain or loss from common/collective trusts	2010-12-31	$7,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$662,315
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WHITLEY PENN LLP
Accountancy firm EIN	2010-12-31	752393478
2009 : GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN

2013: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GUARDIAN HEALTHCARE HOLDING, INC. 401(K) & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GUARDIAN HEALTHCARE HOLDINGS, INC.
Employer identification number (EIN):	205470661
NAIC Classification:	621610
NAIC Description:	Home Health Care Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2008-08-29
Company Identification Number:	0801023652
Legal Registered Office Address:	6363 S FIDDLERS GREEN CIR FL 14 GREENWOOD VLG United States of America (USA) 80111