401k Plan data: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN plan

PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PERSONAL FINANCIAL CONSULTANTS, INC has sponsored the creation of one or more 401k plans.

Company Name: PERSONAL FINANCIAL CONSULTANTS, INC

Employer identification number (EIN): 205573935

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 LOREN KAYFETZ 2022-09-12
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 LOREN KAYFETZ
001 2016-01-01 LOREN KAYFETZ
001 2016-01-01
001 2015-01-01
001 2015-01-01 LOREN KAYFETZ 2018-10-12
001 2014-01-01 PATRICIA PANNELL 2015-07-24
001 2013-01-01 PATRICIA PANNELL
001 2012-01-01 PATRICIA PANNELL
001 2011-01-01 PATRICIA PANNELL
001 2010-01-01 LOREN B. KAYFETZ LOREN B. KAYFETZ 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	LOREN KAYFETZ	2022-09-12
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	LOREN KAYFETZ
001	2016-01-01	LOREN KAYFETZ
001	2016-01-01
001	2015-01-01
001	2015-01-01	LOREN KAYFETZ	2018-10-12
001	2014-01-01	PATRICIA PANNELL	2015-07-24
001	2013-01-01	PATRICIA PANNELL
001	2012-01-01	PATRICIA PANNELL
001	2011-01-01	PATRICIA PANNELL
001	2010-01-01	LOREN B. KAYFETZ		LOREN B. KAYFETZ	2011-10-17

Financial Data on PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2020 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$55,896
Expenses. Total of all expenses incurred	2020-12-31	$764,364
Benefits paid (including direct rollovers)	2020-12-31	$764,324
Total plan assets at end of year	2020-12-31	$356,583
Total plan assets at beginning of year	2020-12-31	$1,065,051
Value of fidelity bond covering the plan	2020-12-31	$200,000
Total contributions received or receivable from participants	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$55,896
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$-708,468
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$356,583
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,065,051
Total contributions received or receivable from employer(s)	2020-12-31	$0
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$40
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$577,010
Expenses. Total of all expenses incurred	2019-12-31	$194,944
Benefits paid (including direct rollovers)	2019-12-31	$194,944
Total plan assets at end of year	2019-12-31	$1,065,051
Total plan assets at beginning of year	2019-12-31	$682,985
Value of fidelity bond covering the plan	2019-12-31	$200,000
Total contributions received or receivable from participants	2019-12-31	$74,701
Assets. Value of loans (other than to participants)	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Other income received	2019-12-31	$137,757
Noncash contributions received	2019-12-31	$245,000
Net income (gross income less expenses)	2019-12-31	$382,066
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,065,051
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$682,985
Assets. Value of participant loans	2019-12-31	$11,115
Total contributions received or receivable from employer(s)	2019-12-31	$119,552
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$172,114
Expenses. Total of all expenses incurred	2018-12-31	$134,520
Benefits paid (including direct rollovers)	2018-12-31	$134,500
Total plan assets at end of year	2018-12-31	$682,985
Total plan assets at beginning of year	2018-12-31	$645,391
Value of fidelity bond covering the plan	2018-12-31	$200,000
Total contributions received or receivable from participants	2018-12-31	$83,250
Assets. Value of loans (other than to participants)	2018-12-31	$46,626
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-23,244
Net income (gross income less expenses)	2018-12-31	$37,594
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$682,985
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$645,391
Assets. Value of participant loans	2018-12-31	$150,000
Total contributions received or receivable from employer(s)	2018-12-31	$112,108
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$20
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$209,442
Expenses. Total of all expenses incurred	2017-12-31	$27,386
Benefits paid (including direct rollovers)	2017-12-31	$27,376
Total plan assets at end of year	2017-12-31	$645,391
Total plan assets at beginning of year	2017-12-31	$463,335
Value of fidelity bond covering the plan	2017-12-31	$200,000
Total contributions received or receivable from participants	2017-12-31	$78,650
Assets. Value of loans (other than to participants)	2017-12-31	$150,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$10
Other income received	2017-12-31	$31,184
Net income (gross income less expenses)	2017-12-31	$182,056
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$645,391
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$463,335
Assets. Value of participant loans	2017-12-31	$79,983
Total contributions received or receivable from employer(s)	2017-12-31	$99,608
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$138,995
Expenses. Total of all expenses incurred	2016-12-31	$245,454
Benefits paid (including direct rollovers)	2016-12-31	$245,434
Total plan assets at end of year	2016-12-31	$458,009
Total plan assets at beginning of year	2016-12-31	$564,468
Value of fidelity bond covering the plan	2016-12-31	$200,000
Total contributions received or receivable from participants	2016-12-31	$87,925
Assets. Value of loans (other than to participants)	2016-12-31	$150,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$20
Contributions received from other sources (not participants or employers)	2016-12-31	$41,032
Other income received	2016-12-31	$16,721
Net income (gross income less expenses)	2016-12-31	$-106,459
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$458,009
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$564,468
Assets. Value of participant loans	2016-12-31	$89,013
Total contributions received or receivable from employer(s)	2016-12-31	$34,349
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2013 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$176,142
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$559,836
Total plan assets at beginning of year	2013-12-31	$383,694
Value of fidelity bond covering the plan	2013-12-31	$360,000
Total contributions received or receivable from participants	2013-12-31	$72,219
Assets. Value of loans (other than to participants)	2013-12-31	$210,000
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$20,352
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$176,142
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$559,836
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$383,694
Assets. Value of participant loans	2013-12-31	$45,914
Total contributions received or receivable from employer(s)	2013-12-31	$83,571
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$121,292
Expenses. Total of all expenses incurred	2012-12-31	$247,317
Benefits paid (including direct rollovers)	2012-12-31	$247,317
Total plan assets at end of year	2012-12-31	$383,694
Total plan assets at beginning of year	2012-12-31	$509,719
Total contributions received or receivable from participants	2012-12-31	$7,860
Assets. Value of loans (other than to participants)	2012-12-31	$210,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$81,492
Other income received	2012-12-31	$27,228
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$-126,025
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$383,694
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$509,719
Assets. Value of participant loans	2012-12-31	$48,848
Total contributions received or receivable from employer(s)	2012-12-31	$4,712
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$83,147
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$591,211
Total plan assets at beginning of year	2011-12-31	$508,064
Total contributions received or receivable from participants	2011-12-31	$75,245
Assets. Value of loans (other than to participants)	2011-12-31	$291,492
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-19,360
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$83,147
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$591,211
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$508,064
Assets. Value of participant loans	2011-12-31	$70,265
Total contributions received or receivable from employer(s)	2011-12-31	$27,262
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$507,702
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$507,702
Total plan assets at beginning of year	2010-12-31	$0
Total contributions received or receivable from participants	2010-12-31	$73,197
Assets. Value of loans (other than to participants)	2010-12-31	$130,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$315,902
Other income received	2010-12-31	$33,597
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$507,702
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$507,702
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Assets. Value of participant loans	2010-12-31	$87,447
Total contributions received or receivable from employer(s)	2010-12-31	$85,006
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN

2020: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2013: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PERSONAL FINANCIAL CONSULTANTS, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	First time form 5500 has been submitted	Yes
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PERSONAL FINANCIAL CONSULTANTS, INC
Employer identification number (EIN):	205573935
NAIC Classification:	523120
NAIC Description:	Securities Brokerage