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UNION SAVINGS PLAN 401k Plan overview

Plan NameUNION SAVINGS PLAN
Plan identification number 005

UNION SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PATRIOT COAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:PATRIOT COAL CORPORATION
Employer identification number (EIN):205622045
NAIC Classification:212110
NAIC Description: Coal Mining

Additional information about PATRIOT COAL CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4225102

More information about PATRIOT COAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNION SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052015-01-01LOIS MANNON LOIS MANNON2016-10-13
0052014-01-01DALE LUCHA
0052013-01-01MICHAEL J LUNA MICHAEL J LUNA2014-09-30
0052012-01-01MICHAEL J. LUNA
0052011-01-01MICHAEL J. LUNA2012-09-26 MICHAEL J. LUNA2012-09-26
0052010-01-01ROBERT B. THUMITH2011-07-21 ROBERT B. THUMITH2011-07-21

Financial Data on UNION SAVINGS PLAN

Measure Date Value
2015 : UNION SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$1,996,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,416,765
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,909,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,903,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,464,770
Value of total assets at end of year2015-12-31$2,255,464
Value of total assets at beginning of year2015-12-31$7,745,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,475
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$94,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$94,863
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$586,170
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$39,835
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$662
Other income not declared elsewhere2015-12-31$7,182
Administrative expenses (other) incurred2015-12-31$6,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,492,950
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,255,464
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,745,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,064,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,866,770
Value of interest in common/collective trusts at end of year2015-12-31$190,753
Value of interest in common/collective trusts at beginning of year2015-12-31$712,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-162,531
Net investment gain or loss from common/collective trusts2015-12-31$12,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,878,600
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$126,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,902,578
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BROWN SMITH & WALLACE, LLC
Accountancy firm EIN2015-12-31431001367
2014 : UNION SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,889,288
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,046,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,043,233
Value of total corrective distributions2014-12-31$3,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,552,385
Value of total assets at end of year2014-12-31$7,745,027
Value of total assets at beginning of year2014-12-31$3,902,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$550
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$147,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$147,330
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,084,518
Participant contributions at end of year2014-12-31$39,835
Participant contributions at beginning of year2014-12-31$27,832
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$35
Other income not declared elsewhere2014-12-31$22
Administrative expenses (other) incurred2014-12-31$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,842,382
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,745,027
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,902,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,866,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,985,348
Value of interest in common/collective trusts at end of year2014-12-31$712,129
Value of interest in common/collective trusts at beginning of year2014-12-31$746,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$197,021
Net investment gain or loss from common/collective trusts2014-12-31$-7,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,467,832
Employer contributions (assets) at end of year2014-12-31$126,293
Employer contributions (assets) at beginning of year2014-12-31$143,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,043,233
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BROWN SMITH & WALLACE, LLC
Accountancy firm EIN2014-12-31431001367
2013 : UNION SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,610,853
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$317,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$317,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,326,218
Value of total assets at end of year2013-12-31$3,902,645
Value of total assets at beginning of year2013-12-31$1,609,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$57,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$57,433
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$195,639
Participant contributions at end of year2013-12-31$27,832
Participant contributions at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,293,088
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,902,645
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,609,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,985,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,001,242
Value of interest in common/collective trusts at end of year2013-12-31$746,343
Value of interest in common/collective trusts at beginning of year2013-12-31$608,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$225,227
Net investment gain or loss from common/collective trusts2013-12-31$1,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,130,579
Employer contributions (assets) at end of year2013-12-31$143,122
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$317,765
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BROWN SMITH & WALLACE, LLC
Accountancy firm EIN2013-12-31431001367
2012 : UNION SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$973,016
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$535,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$535,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$805,651
Value of total assets at end of year2012-12-31$1,609,557
Value of total assets at beginning of year2012-12-31$1,171,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$22,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$22,473
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$437,665
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,609,557
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,171,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,001,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$860,058
Value of interest in common/collective trusts at end of year2012-12-31$608,315
Value of interest in common/collective trusts at beginning of year2012-12-31$311,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$104,055
Net investment gain or loss from common/collective trusts2012-12-31$40,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$805,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$535,350
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596

Form 5500 Responses for UNION SAVINGS PLAN

2015: UNION SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNION SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNION SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNION SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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