401k Plan data: SIMON & GEHERIN 401(K) PLAN plan

SIMON & GEHERIN 401(K) PLAN 401k Plan overview

Plan Name	SIMON & GEHERIN 401(K) PLAN
Plan identification number	001

SIMON & GEHERIN 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SIMON & GEHERIN PLLC has sponsored the creation of one or more 401k plans.

Company Name: SIMON & GEHERIN PLLC

Employer identification number (EIN): 205724903

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIMON & GEHERIN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 DANIEL GEHERIN 2018-06-04 DANIEL GEHERIN 2018-06-04
001 2017-01-01 DANIEL GEHERIN 2018-06-04 DANIEL GEHERIN 2018-06-04
001 2016-01-01 DANIEL GEHERIN 2017-07-31 DANIEL GEHERIN 2017-07-31
001 2015-01-01 JOSEPH SIMON JOSEPH SIMON 2016-07-16
001 2014-01-01 JOSEPH SIMON JOSEPH SIMON 2015-06-30
001 2013-01-01 JOSEPH SIMON JOSEPH SIMON 2014-07-10
001 2012-01-01 JOSEPH SIMON JOSEPH SIMON 2013-06-10
001 2011-01-01 JOSEPH SIMON JOSEPH SIMON 2012-09-06
001 2009-01-01 JOSEPH SIMON JOSEPH SIMON 2011-02-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	DANIEL GEHERIN	2018-06-04	DANIEL GEHERIN	2018-06-04
001	2017-01-01	DANIEL GEHERIN	2018-06-04	DANIEL GEHERIN	2018-06-04
001	2016-01-01	DANIEL GEHERIN	2017-07-31	DANIEL GEHERIN	2017-07-31
001	2015-01-01	JOSEPH SIMON		JOSEPH SIMON	2016-07-16
001	2014-01-01	JOSEPH SIMON		JOSEPH SIMON	2015-06-30
001	2013-01-01	JOSEPH SIMON		JOSEPH SIMON	2014-07-10
001	2012-01-01	JOSEPH SIMON		JOSEPH SIMON	2013-06-10
001	2011-01-01	JOSEPH SIMON		JOSEPH SIMON	2012-09-06
001	2009-01-01	JOSEPH SIMON		JOSEPH SIMON	2011-02-22

Plan Statistics for SIMON & GEHERIN 401(K) PLAN

401k plan membership statisitcs for SIMON & GEHERIN 401(K) PLAN

Measure Date Value
2015: SIMON & GEHERIN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 5
Number of participants with account balances 2015-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SIMON & GEHERIN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SIMON & GEHERIN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SIMON & GEHERIN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SIMON & GEHERIN 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SIMON & GEHERIN 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5

Measure	Date	Value
2015: SIMON & GEHERIN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5
Number of participants with account balances	2015-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SIMON & GEHERIN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SIMON & GEHERIN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SIMON & GEHERIN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SIMON & GEHERIN 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SIMON & GEHERIN 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5

Financial Data on SIMON & GEHERIN 401(K) PLAN

Measure	Date	Value
2015 : SIMON & GEHERIN 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$37,510
Expenses. Total of all expenses incurred	2015-12-31	$24,923
Benefits paid (including direct rollovers)	2015-12-31	$24,923
Total plan assets at end of year	2015-12-31	$1,128,439
Total plan assets at beginning of year	2015-12-31	$1,115,852
Total contributions received or receivable from participants	2015-12-31	$63,954
Assets. Value of loans (other than to participants)	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$565
Other income received	2015-12-31	$-52,099
Net income (gross income less expenses)	2015-12-31	$12,587
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,128,439
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,115,852
Total contributions received or receivable from employer(s)	2015-12-31	$25,090
2014 : SIMON & GEHERIN 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$225,276
Total plan assets at end of year	2014-12-31	$1,115,852
Total plan assets at beginning of year	2014-12-31	$890,576
Total contributions received or receivable from participants	2014-12-31	$59,236
Contributions received from other sources (not participants or employers)	2014-12-31	$71,787
Other income received	2014-12-31	$70,386
Net income (gross income less expenses)	2014-12-31	$225,276
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,115,852
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$890,576
Total contributions received or receivable from employer(s)	2014-12-31	$23,867
2013 : SIMON & GEHERIN 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$612,748
Expenses. Total of all expenses incurred	2013-12-31	$73,290
Benefits paid (including direct rollovers)	2013-12-31	$73,290
Total plan assets at end of year	2013-12-31	$890,576
Total plan assets at beginning of year	2013-12-31	$351,118
Total contributions received or receivable from participants	2013-12-31	$63,914
Contributions received from other sources (not participants or employers)	2013-12-31	$457,452
Other income received	2013-12-31	$69,765
Net income (gross income less expenses)	2013-12-31	$539,458
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$890,576
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$351,118
Total contributions received or receivable from employer(s)	2013-12-31	$21,617
2012 : SIMON & GEHERIN 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$110,211
Total plan assets at end of year	2012-12-31	$351,118
Total plan assets at beginning of year	2012-12-31	$240,907
Total contributions received or receivable from participants	2012-12-31	$58,735
Contributions received from other sources (not participants or employers)	2012-12-31	$1,833
Other income received	2012-12-31	$33,043
Net income (gross income less expenses)	2012-12-31	$110,211
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$351,118
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$240,907
Total contributions received or receivable from employer(s)	2012-12-31	$16,600
2011 : SIMON & GEHERIN 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$51,487
Expenses. Total of all expenses incurred	2011-12-31	$8,071
Benefits paid (including direct rollovers)	2011-12-31	$8,071
Total plan assets at end of year	2011-12-31	$240,907
Total plan assets at beginning of year	2011-12-31	$197,491
Total contributions received or receivable from participants	2011-12-31	$36,883
Other income received	2011-12-31	$-2,039
Net income (gross income less expenses)	2011-12-31	$43,416
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$240,907
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$197,491
Total contributions received or receivable from employer(s)	2011-12-31	$16,643
2010 : SIMON & GEHERIN 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$80,029
Total plan assets at end of year	2010-12-31	$197,491
Total plan assets at beginning of year	2010-12-31	$117,462
Total contributions received or receivable from participants	2010-12-31	$46,412
Other income received	2010-12-31	$17,659
Net income (gross income less expenses)	2010-12-31	$80,029
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$197,491
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$117,462
Total contributions received or receivable from employer(s)	2010-12-31	$15,958

Form 5500 Responses for SIMON & GEHERIN 401(K) PLAN

2015: SIMON & GEHERIN 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SIMON & GEHERIN 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SIMON & GEHERIN 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SIMON & GEHERIN 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SIMON & GEHERIN 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SIMON & GEHERIN 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SIMON & GEHERIN PLLC
Employer identification number (EIN):	205724903
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers