EMPIRE MERCHANTS NORTH, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMPIRE MERCHANTS NORTH 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $644,524 |
| Total transfer of assets from this plan | 2023-12-31 | $27,617 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $9,444,594 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $3,714,703 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $3,598,555 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $3,055,257 |
| Value of total assets at end of year | 2023-12-31 | $44,408,043 |
| Value of total assets at beginning of year | 2023-12-31 | $38,061,245 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $116,148 |
| Total interest from all sources | 2023-12-31 | $45,246 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $766,295 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $766,295 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,939,510 |
| Participant contributions at end of year | 2023-12-31 | $631,736 |
| Participant contributions at beginning of year | 2023-12-31 | $718,641 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $40,772 |
| Other income not declared elsewhere | 2023-12-31 | $6,354 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,729,891 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $44,408,043 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $38,061,245 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $35,249 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $40,338,124 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $34,122,764 |
| Interest on participant loans | 2023-12-31 | $45,246 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $3,438,183 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $3,219,840 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $5,439,596 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $131,846 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,074,975 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $3,598,555 |
| Contract administrator fees | 2023-12-31 | $61,899 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2023-12-31 | 134008185 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $644,524 |
| Total transfer of assets from this plan | 2023-01-01 | $27,617 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $9,444,594 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $3,714,703 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $3,598,555 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $3,055,257 |
| Value of total assets at end of year | 2023-01-01 | $44,408,043 |
| Value of total assets at beginning of year | 2023-01-01 | $38,061,245 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $116,148 |
| Total interest from all sources | 2023-01-01 | $45,246 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $766,295 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $766,295 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,939,510 |
| Participant contributions at end of year | 2023-01-01 | $631,736 |
| Participant contributions at beginning of year | 2023-01-01 | $718,641 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $40,772 |
| Other income not declared elsewhere | 2023-01-01 | $6,354 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,729,891 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $44,408,043 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $38,061,245 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $35,249 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $40,338,124 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $34,122,764 |
| Interest on participant loans | 2023-01-01 | $45,246 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $3,438,183 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $3,219,840 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $5,439,596 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $131,846 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,074,975 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $3,598,555 |
| Contract administrator fees | 2023-01-01 | $61,899 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2023-01-01 | 134008185 |
| 2022 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $578,819 |
| Total transfer of assets from this plan | 2022-12-31 | $7,381 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-3,372,946 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $2,775,013 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,637,723 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $14,449 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,668,036 |
| Value of total assets at end of year | 2022-12-31 | $38,061,245 |
| Value of total assets at beginning of year | 2022-12-31 | $43,637,766 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $122,841 |
| Total interest from all sources | 2022-12-31 | $40,476 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $635,858 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $635,858 |
| Administrative expenses professional fees incurred | 2022-12-31 | $18,750 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,977,564 |
| Participant contributions at end of year | 2022-12-31 | $718,641 |
| Participant contributions at beginning of year | 2022-12-31 | $637,692 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $616,803 |
| Other income not declared elsewhere | 2022-12-31 | $8,064 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-6,147,959 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $38,061,245 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $43,637,766 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $40,513 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $34,122,764 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $40,038,374 |
| Interest on participant loans | 2022-12-31 | $40,476 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $3,219,840 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,961,700 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-7,516,438 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-208,942 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,073,669 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,637,723 |
| Contract administrator fees | 2022-12-31 | $63,578 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2022-12-31 | 134008185 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $578,819 |
| Total transfer of assets from this plan | 2022-01-01 | $7,381 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-3,372,946 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $2,775,013 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,637,723 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $14,449 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,668,036 |
| Value of total assets at end of year | 2022-01-01 | $38,061,245 |
| Value of total assets at beginning of year | 2022-01-01 | $43,637,766 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $122,841 |
| Total interest from all sources | 2022-01-01 | $40,476 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $635,858 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $635,858 |
| Administrative expenses professional fees incurred | 2022-01-01 | $18,750 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,977,564 |
| Participant contributions at end of year | 2022-01-01 | $718,641 |
| Participant contributions at beginning of year | 2022-01-01 | $637,692 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $616,803 |
| Other income not declared elsewhere | 2022-01-01 | $8,064 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-6,147,959 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $38,061,245 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $43,637,766 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $40,513 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $34,122,764 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $40,038,374 |
| Interest on participant loans | 2022-01-01 | $40,476 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $3,219,840 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $2,961,700 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-7,516,438 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-208,942 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,073,669 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,637,723 |
| Contract administrator fees | 2022-01-01 | $63,578 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2022-01-01 | 134008185 |
| 2021 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $304,900 |
| Total transfer of assets from this plan | 2021-12-31 | $69,973 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $8,100,894 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $4,747,435 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,621,804 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,665,427 |
| Value of total assets at end of year | 2021-12-31 | $43,637,766 |
| Value of total assets at beginning of year | 2021-12-31 | $40,049,380 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $125,631 |
| Total interest from all sources | 2021-12-31 | $46,718 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $570,271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $570,271 |
| Administrative expenses professional fees incurred | 2021-12-31 | $43,106 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,999,495 |
| Participant contributions at end of year | 2021-12-31 | $637,692 |
| Participant contributions at beginning of year | 2021-12-31 | $705,938 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,380 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $236 |
| Other income not declared elsewhere | 2021-12-31 | $5,389 |
| Administrative expenses (other) incurred | 2021-12-31 | $38,569 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $3,353,459 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $43,637,766 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $40,049,380 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $40,038,374 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $36,549,878 |
| Interest on participant loans | 2021-12-31 | $46,718 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,961,700 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,793,564 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,698,369 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $114,720 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $663,552 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,621,568 |
| Contract administrator fees | 2021-12-31 | $43,956 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2021-12-31 | 134008185 |
| 2020 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $230,702 |
| Total transfer of assets from this plan | 2020-12-31 | $32,845 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Expenses. Interest paid | 2020-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $7,609,799 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $3,104,924 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,977,313 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of total corrective distributions | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,602,588 |
| Value of total assets at end of year | 2020-12-31 | $40,049,380 |
| Value of total assets at beginning of year | 2020-12-31 | $35,346,648 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $127,611 |
| Total income from rents | 2020-12-31 | $0 |
| Total interest from all sources | 2020-12-31 | $43,015 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $524,899 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $524,899 |
| Administrative expenses professional fees incurred | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
| Contributions received from participants | 2020-12-31 | $1,946,196 |
| Participant contributions at end of year | 2020-12-31 | $705,938 |
| Participant contributions at beginning of year | 2020-12-31 | $662,026 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $47 |
| Administrative expenses (other) incurred | 2020-12-31 | $127,611 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Income. Non cash contributions | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $4,504,875 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $40,049,380 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $35,346,648 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
| Investment advisory and management fees | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $36,549,878 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $32,386,019 |
| Interest on participant loans | 2020-12-31 | $43,015 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Interest earned on other investments | 2020-12-31 | $0 |
| Income. Interest from US Government securities | 2020-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,793,564 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,298,603 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,377,590 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $61,660 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $656,392 |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Income. Dividends from preferred stock | 2020-12-31 | $0 |
| Income. Dividends from common stock | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,977,313 |
| Contract administrator fees | 2020-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2020-12-31 | 134008185 |
| 2019 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $61,828 |
| Total transfer of assets from this plan | 2019-12-31 | $472,019 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $8,738,882 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $2,482,379 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,351,440 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,521,120 |
| Value of total assets at end of year | 2019-12-31 | $35,346,648 |
| Value of total assets at beginning of year | 2019-12-31 | $29,500,336 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $130,939 |
| Total interest from all sources | 2019-12-31 | $38,387 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $562,598 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $562,598 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,868,078 |
| Participant contributions at end of year | 2019-12-31 | $662,026 |
| Participant contributions at beginning of year | 2019-12-31 | $544,722 |
| Other income not declared elsewhere | 2019-12-31 | $1,270 |
| Administrative expenses (other) incurred | 2019-12-31 | $130,939 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $6,256,503 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $35,346,648 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $29,500,336 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $32,386,019 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $26,672,120 |
| Interest on participant loans | 2019-12-31 | $38,387 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,298,603 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,283,494 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,563,573 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $51,934 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $653,042 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,351,440 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | HELD KRANZLER MCCOSKER PULICE LLP |
| Accountancy firm EIN | 2019-12-31 | 134008185 |
| 2018 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $114,409 |
| Total transfer of assets from this plan | 2018-12-31 | $300 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $407,880 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $2,050,718 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,920,817 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,371,108 |
| Value of total assets at end of year | 2018-12-31 | $29,500,336 |
| Value of total assets at beginning of year | 2018-12-31 | $31,029,065 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $129,901 |
| Total interest from all sources | 2018-12-31 | $30,930 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $493,643 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $493,643 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,760,223 |
| Participant contributions at end of year | 2018-12-31 | $544,722 |
| Participant contributions at beginning of year | 2018-12-31 | $560,865 |
| Other income not declared elsewhere | 2018-12-31 | $-122 |
| Administrative expenses (other) incurred | 2018-12-31 | $129,901 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,642,838 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $29,500,336 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,029,065 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $26,672,120 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $28,247,511 |
| Interest on participant loans | 2018-12-31 | $30,930 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $2,283,494 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $2,220,689 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,529,298 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $41,619 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $610,885 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,920,817 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HELD KRANZLER MCCOSKER PULICE LLP |
| Accountancy firm EIN | 2018-12-31 | 134008185 |
| 2017 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $34,324 |
| Total transfer of assets from this plan | 2017-12-31 | $65,843 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $7,037,008 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $948,767 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $837,253 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $-519 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,211,715 |
| Value of total assets at end of year | 2017-12-31 | $31,029,065 |
| Value of total assets at beginning of year | 2017-12-31 | $24,972,343 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $112,033 |
| Total interest from all sources | 2017-12-31 | $29,563 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $398,550 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $398,550 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,596,992 |
| Participant contributions at end of year | 2017-12-31 | $560,865 |
| Participant contributions at beginning of year | 2017-12-31 | $591,645 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $12,844 |
| Other income not declared elsewhere | 2017-12-31 | $2,017 |
| Administrative expenses (other) incurred | 2017-12-31 | $112,033 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $6,088,241 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $31,029,065 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $24,972,343 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $28,247,511 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $22,360,598 |
| Interest on participant loans | 2017-12-31 | $29,563 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $2,220,689 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,020,100 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,358,203 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $36,960 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $601,879 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $837,253 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HELD KRANZLER MCCOSKER AND PULICE |
| Accountancy firm EIN | 2017-12-31 | 134008185 |
| 2016 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $304,709 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $4,057,430 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $3,407,402 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,267,127 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,089,976 |
| Value of total assets at end of year | 2016-12-31 | $24,972,343 |
| Value of total assets at beginning of year | 2016-12-31 | $24,627,024 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $140,275 |
| Total interest from all sources | 2016-12-31 | $31,500 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $363,049 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $363,049 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $18,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,437,608 |
| Participant contributions at end of year | 2016-12-31 | $591,645 |
| Participant contributions at beginning of year | 2016-12-31 | $707,132 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $34,674 |
| Other income not declared elsewhere | 2016-12-31 | $2,924 |
| Administrative expenses (other) incurred | 2016-12-31 | $140,275 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $650,028 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $24,972,343 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $24,627,024 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $22,360,598 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,922,659 |
| Interest on participant loans | 2016-12-31 | $31,500 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,020,100 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,997,233 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,533,966 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $36,015 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $617,694 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,267,127 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HELD, KRANZLER, MCCOSKER & PULICE |
| Accountancy firm EIN | 2016-12-31 | 134008185 |
| 2015 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $7,259 |
| Total transfer of assets from this plan | 2015-12-31 | $20,460 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,134,051 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $2,944,491 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,828,097 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $13,823 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,077,972 |
| Value of total assets at end of year | 2015-12-31 | $24,627,024 |
| Value of total assets at beginning of year | 2015-12-31 | $25,450,665 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $102,571 |
| Total interest from all sources | 2015-12-31 | $32,624 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $365,088 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $365,088 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $18,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,481,742 |
| Participant contributions at end of year | 2015-12-31 | $707,132 |
| Participant contributions at beginning of year | 2015-12-31 | $668,684 |
| Other income not declared elsewhere | 2015-12-31 | $-67 |
| Administrative expenses (other) incurred | 2015-12-31 | $102,571 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-810,440 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $24,627,024 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $25,450,665 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,922,659 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $22,077,749 |
| Interest on participant loans | 2015-12-31 | $32,624 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,997,233 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,704,232 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-379,633 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $38,067 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $596,230 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,828,097 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HELD, KRANZLER, MCCOSKER & PULICE |
| Accountancy firm EIN | 2015-12-31 | 134008185 |
| 2014 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $3,643,231 |
| Total transfer of assets from this plan | 2014-12-31 | $3,728,931 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,689,365 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $625,311 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $534,309 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $-16,549 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,208,991 |
| Value of total assets at end of year | 2014-12-31 | $25,450,665 |
| Value of total assets at beginning of year | 2014-12-31 | $22,472,311 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $107,551 |
| Total interest from all sources | 2014-12-31 | $28,290 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,115,046 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,115,046 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,405,220 |
| Participant contributions at end of year | 2014-12-31 | $668,684 |
| Participant contributions at beginning of year | 2014-12-31 | $514,529 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $219,594 |
| Other income not declared elsewhere | 2014-12-31 | $985 |
| Administrative expenses (other) incurred | 2014-12-31 | $107,551 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $3,064,054 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $25,450,665 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $22,472,311 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $22,077,749 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,401,830 |
| Interest on participant loans | 2014-12-31 | $28,290 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,704,232 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,555,952 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $298,510 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $37,543 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $584,177 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $534,309 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HELD,KRANZLER,MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2014-12-31 | 134008185 |
| 2013 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets from this plan | 2013-12-31 | $24,291 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $5,631,615 |
| Total loss/gain on sale of assets | 2013-12-31 | $42,773 |
| Total of all expenses incurred | 2013-12-31 | $1,731,487 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,608,965 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $16,549 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,928,477 |
| Value of total assets at end of year | 2013-12-31 | $22,472,311 |
| Value of total assets at beginning of year | 2013-12-31 | $18,596,474 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $105,973 |
| Total interest from all sources | 2013-12-31 | $23,866 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $880,944 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $880,944 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,264,255 |
| Participant contributions at end of year | 2013-12-31 | $514,529 |
| Participant contributions at beginning of year | 2013-12-31 | $515,291 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $103,142 |
| Other income not declared elsewhere | 2013-12-31 | $-38 |
| Administrative expenses (other) incurred | 2013-12-31 | $105,973 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $3,900,128 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $22,472,311 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,596,474 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $19,401,830 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,416,280 |
| Interest on participant loans | 2013-12-31 | $23,866 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,555,952 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,664,903 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,292,053 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $463,540 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $561,080 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,608,965 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $1,033,330 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $990,557 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HELD, KRANZLER, MCCOSKEY, PULICE |
| Accountancy firm EIN | 2013-12-31 | 134008185 |
| 2012 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $72,838 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $72,838 |
| Total transfer of assets to this plan | 2012-12-31 | $213,439 |
| Total transfer of assets from this plan | 2012-12-31 | $175,457 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,607,198 |
| Total loss/gain on sale of assets | 2012-12-31 | $12,162 |
| Total of all expenses incurred | 2012-12-31 | $1,625,988 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,549,292 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,738,698 |
| Value of total assets at end of year | 2012-12-31 | $18,596,474 |
| Value of total assets at beginning of year | 2012-12-31 | $16,577,282 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $76,696 |
| Total interest from all sources | 2012-12-31 | $21,568 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $304,899 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $304,899 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,145,623 |
| Participant contributions at end of year | 2012-12-31 | $515,291 |
| Participant contributions at beginning of year | 2012-12-31 | $499,425 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $32,291 |
| Other income not declared elsewhere | 2012-12-31 | $102 |
| Administrative expenses (other) incurred | 2012-12-31 | $76,696 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,981,210 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,596,474 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $16,577,282 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,416,280 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,265,053 |
| Interest on participant loans | 2012-12-31 | $21,568 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,664,903 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,812,804 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,253,306 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $203,625 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $560,784 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,549,292 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $1,053,470 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,041,308 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HELD, KRANZLER, MCCOSKEU, PULICE |
| Accountancy firm EIN | 2012-12-31 | 134008185 |
| 2011 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $309,997 |
| Total transfer of assets from this plan | 2011-12-31 | $199,575 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,304,037 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $796,389 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $724,010 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,755,315 |
| Value of total assets at end of year | 2011-12-31 | $16,577,282 |
| Value of total assets at beginning of year | 2011-12-31 | $15,959,212 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $72,379 |
| Total interest from all sources | 2011-12-31 | $21,022 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $114,416 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $114,416 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,211,803 |
| Participant contributions at end of year | 2011-12-31 | $499,425 |
| Participant contributions at beginning of year | 2011-12-31 | $400,592 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $2,498,516 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $28,467 |
| Other income not declared elsewhere | 2011-12-31 | $55,950 |
| Administrative expenses (other) incurred | 2011-12-31 | $72,379 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $507,648 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $16,577,282 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,959,212 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,265,053 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $11,543,125 |
| Interest on participant loans | 2011-12-31 | $21,022 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,812,804 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,516,979 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-645,797 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $3,131 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $515,045 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $724,010 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2011-12-31 | 134008185 |
| 2010 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets from this plan | 2010-12-31 | $21,305 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $3,397,181 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $526,948 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $456,577 |
| Value of total corrective distributions | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,758,183 |
| Value of total assets at end of year | 2010-12-31 | $15,959,212 |
| Value of total assets at beginning of year | 2010-12-31 | $13,110,284 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $70,371 |
| Total interest from all sources | 2010-12-31 | $24,077 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $154,730 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $154,730 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,162,308 |
| Participant contributions at end of year | 2010-12-31 | $400,592 |
| Participant contributions at beginning of year | 2010-12-31 | $412,039 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $2,498,516 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,153,597 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $83,763 |
| Other income not declared elsewhere | 2010-12-31 | $126,615 |
| Administrative expenses (other) incurred | 2010-12-31 | $70,371 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,870,233 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,959,212 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $13,110,284 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $11,543,125 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,527,382 |
| Interest on participant loans | 2010-12-31 | $24,077 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,516,979 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,017,266 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,199,252 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $134,324 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $512,112 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $456,577 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | HELD KRANZLER MCCOOKER & POLICE LLC |
| Accountancy firm EIN | 2010-12-31 | 134008185 |
| 2009 : EMPIRE MERCHANTS NORTH 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
