EMPIRE MERCHANTS NORTH, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $27,434 |
| Total transfer of assets from this plan | 2023-12-31 | $644,524 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $8,075,309 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $4,367,672 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $4,260,983 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,429,012 |
| Value of total assets at end of year | 2023-12-31 | $40,412,895 |
| Value of total assets at beginning of year | 2023-12-31 | $37,322,348 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $106,689 |
| Total interest from all sources | 2023-12-31 | $42,465 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $676,287 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $676,287 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,386,576 |
| Participant contributions at end of year | 2023-12-31 | $620,188 |
| Participant contributions at beginning of year | 2023-12-31 | $649,957 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $133,852 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-12-31 | $1,395 |
| Other income not declared elsewhere | 2023-12-31 | $5,747 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $3,707,637 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $40,412,895 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $37,322,348 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $33,303 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $35,755,498 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $32,454,473 |
| Interest on participant loans | 2023-12-31 | $42,465 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $4,037,209 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $4,217,918 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $4,733,618 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $188,180 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $908,584 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $4,259,588 |
| Contract administrator fees | 2023-12-31 | $54,386 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2023-12-31 | 134008185 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $27,434 |
| Total transfer of assets from this plan | 2023-01-01 | $644,524 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $8,075,309 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $4,367,672 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $4,260,983 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,429,012 |
| Value of total assets at end of year | 2023-01-01 | $40,412,895 |
| Value of total assets at beginning of year | 2023-01-01 | $37,322,348 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $106,689 |
| Total interest from all sources | 2023-01-01 | $42,465 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $676,287 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $676,287 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,386,576 |
| Participant contributions at end of year | 2023-01-01 | $620,188 |
| Participant contributions at beginning of year | 2023-01-01 | $649,957 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $133,852 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-01-01 | $1,395 |
| Other income not declared elsewhere | 2023-01-01 | $5,747 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $3,707,637 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $40,412,895 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $37,322,348 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $33,303 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $35,755,498 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $32,454,473 |
| Interest on participant loans | 2023-01-01 | $42,465 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $4,037,209 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $4,217,918 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $4,733,618 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $188,180 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $908,584 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $4,259,588 |
| Contract administrator fees | 2023-01-01 | $54,386 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2023-01-01 | 134008185 |
| 2022 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $7,381 |
| Total transfer of assets from this plan | 2022-12-31 | $231,419 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-4,439,888 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $4,719,051 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $4,598,853 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,317,524 |
| Value of total assets at end of year | 2022-12-31 | $37,322,348 |
| Value of total assets at beginning of year | 2022-12-31 | $46,705,325 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $120,198 |
| Total interest from all sources | 2022-12-31 | $39,431 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $582,100 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $582,100 |
| Administrative expenses professional fees incurred | 2022-12-31 | $18,748 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,424,225 |
| Participant contributions at end of year | 2022-12-31 | $649,957 |
| Participant contributions at beginning of year | 2022-12-31 | $633,106 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $52,742 |
| Other income not declared elsewhere | 2022-12-31 | $6,946 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-9,158,939 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $37,322,348 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $46,705,325 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $43,522 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $32,454,473 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $41,179,135 |
| Interest on participant loans | 2022-12-31 | $39,431 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $4,217,918 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $4,893,084 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-7,102,034 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-283,855 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $840,557 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,598,853 |
| Contract administrator fees | 2022-12-31 | $57,928 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2022-12-31 | 134008185 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $7,381 |
| Total transfer of assets from this plan | 2022-01-01 | $231,419 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-4,439,888 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $4,719,051 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $4,598,853 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $2,317,524 |
| Value of total assets at end of year | 2022-01-01 | $37,322,348 |
| Value of total assets at beginning of year | 2022-01-01 | $46,705,325 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $120,198 |
| Total interest from all sources | 2022-01-01 | $39,431 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $582,100 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $582,100 |
| Administrative expenses professional fees incurred | 2022-01-01 | $18,748 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,424,225 |
| Participant contributions at end of year | 2022-01-01 | $649,957 |
| Participant contributions at beginning of year | 2022-01-01 | $633,106 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $52,742 |
| Other income not declared elsewhere | 2022-01-01 | $6,946 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-9,158,939 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $37,322,348 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $46,705,325 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $43,522 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $32,454,473 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $41,179,135 |
| Interest on participant loans | 2022-01-01 | $39,431 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $4,217,918 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $4,893,084 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-7,102,034 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-283,855 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $840,557 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $4,598,853 |
| Contract administrator fees | 2022-01-01 | $57,928 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2022-01-01 | 134008185 |
| 2021 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $14,323 |
| Total transfer of assets from this plan | 2021-12-31 | $304,895 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $8,521,842 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $4,708,584 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,562,274 |
| Value of total corrective distributions | 2021-12-31 | $17,388 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,476,570 |
| Value of total assets at end of year | 2021-12-31 | $46,705,325 |
| Value of total assets at beginning of year | 2021-12-31 | $43,182,639 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $128,922 |
| Total interest from all sources | 2021-12-31 | $46,204 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $578,402 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $578,402 |
| Administrative expenses professional fees incurred | 2021-12-31 | $45,063 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,549,554 |
| Participant contributions at end of year | 2021-12-31 | $633,106 |
| Participant contributions at beginning of year | 2021-12-31 | $801,080 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $113,760 |
| Other income not declared elsewhere | 2021-12-31 | $5,625 |
| Administrative expenses (other) incurred | 2021-12-31 | $39,538 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $3,813,258 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $46,705,325 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $43,182,639 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $41,179,135 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $37,595,671 |
| Interest on participant loans | 2021-12-31 | $46,204 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $4,893,084 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $4,785,888 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,226,481 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $188,560 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $813,256 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,562,274 |
| Contract administrator fees | 2021-12-31 | $44,321 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2021-12-31 | 134008185 |
| 2020 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $32,845 |
| Total transfer of assets from this plan | 2020-12-31 | $171,067 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Expenses. Interest paid | 2020-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $7,824,126 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $2,804,466 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,672,961 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of total corrective distributions | 2020-12-31 | $19,645 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,582,032 |
| Value of total assets at end of year | 2020-12-31 | $43,182,639 |
| Value of total assets at beginning of year | 2020-12-31 | $38,301,201 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $111,860 |
| Total income from rents | 2020-12-31 | $0 |
| Total interest from all sources | 2020-12-31 | $53,251 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $543,527 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $543,527 |
| Administrative expenses professional fees incurred | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
| Contributions received from participants | 2020-12-31 | $1,647,576 |
| Participant contributions at end of year | 2020-12-31 | $801,080 |
| Participant contributions at beginning of year | 2020-12-31 | $880,331 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $36,416 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $10 |
| Administrative expenses (other) incurred | 2020-12-31 | $111,860 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Income. Non cash contributions | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $5,019,660 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $43,182,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $38,301,201 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
| Investment advisory and management fees | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $37,595,671 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $33,807,049 |
| Interest on participant loans | 2020-12-31 | $53,251 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Interest earned on other investments | 2020-12-31 | $0 |
| Income. Interest from US Government securities | 2020-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $4,785,888 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $3,613,821 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,555,668 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $89,638 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $898,040 |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Income. Dividends from preferred stock | 2020-12-31 | $0 |
| Income. Dividends from common stock | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,672,961 |
| Contract administrator fees | 2020-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | HELD KRANZLER MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2020-12-31 | 134008185 |
| 2019 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $24,957 |
| Total transfer of assets from this plan | 2019-12-31 | $61,828 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $9,334,920 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $2,428,846 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,256,720 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $-186 |
| Value of total corrective distributions | 2019-12-31 | $38,156 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,604,502 |
| Value of total assets at end of year | 2019-12-31 | $38,301,201 |
| Value of total assets at beginning of year | 2019-12-31 | $31,431,998 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $134,156 |
| Total interest from all sources | 2019-12-31 | $59,834 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $568,062 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $568,062 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,653,800 |
| Participant contributions at end of year | 2019-12-31 | $880,331 |
| Participant contributions at beginning of year | 2019-12-31 | $859,124 |
| Other income not declared elsewhere | 2019-12-31 | $-381 |
| Administrative expenses (other) incurred | 2019-12-31 | $134,156 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $6,906,074 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $38,301,201 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $31,431,998 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $33,807,049 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $26,925,436 |
| Interest on participant loans | 2019-12-31 | $59,834 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $3,613,821 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $3,647,438 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,020,157 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $82,746 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $950,702 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,256,720 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | HELD KRANZLER MCCOSKER & PULICE LLC |
| Accountancy firm EIN | 2019-12-31 | 134008185 |
| 2018 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $300 |
| Total transfer of assets from this plan | 2018-12-31 | $114,409 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $574,251 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $2,632,021 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,498,945 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,473,512 |
| Value of total assets at end of year | 2018-12-31 | $31,431,998 |
| Value of total assets at beginning of year | 2018-12-31 | $33,603,877 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $133,076 |
| Total interest from all sources | 2018-12-31 | $51,481 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $502,644 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $502,644 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,638,397 |
| Participant contributions at end of year | 2018-12-31 | $859,124 |
| Participant contributions at beginning of year | 2018-12-31 | $934,756 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $16,264 |
| Other income not declared elsewhere | 2018-12-31 | $232 |
| Administrative expenses (other) incurred | 2018-12-31 | $133,076 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-2,057,770 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $31,431,998 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $33,603,877 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $26,925,436 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $29,508,539 |
| Interest on participant loans | 2018-12-31 | $51,481 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $3,647,438 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $3,160,582 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,519,739 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $66,121 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $818,851 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,498,945 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HELD,KRANZLER,MCCOSKER&PULICE |
| Accountancy firm EIN | 2018-12-31 | 134008185 |
| 2017 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets to this plan | 2017-12-31 | $65,097 |
| Total transfer of assets from this plan | 2017-12-31 | $33,578 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $7,576,985 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,684,238 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,564,886 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $-462 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,442,291 |
| Value of total assets at end of year | 2017-12-31 | $33,603,877 |
| Value of total assets at beginning of year | 2017-12-31 | $27,679,611 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $119,814 |
| Total interest from all sources | 2017-12-31 | $47,478 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $411,727 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $411,727 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,596,124 |
| Participant contributions at end of year | 2017-12-31 | $934,756 |
| Participant contributions at beginning of year | 2017-12-31 | $859,412 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $12,493 |
| Other income not declared elsewhere | 2017-12-31 | $1,128 |
| Administrative expenses (other) incurred | 2017-12-31 | $119,814 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $4 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,892,747 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $33,603,877 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $27,679,611 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $29,508,539 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $23,943,246 |
| Interest on participant loans | 2017-12-31 | $47,478 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $3,160,582 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,876,949 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,618,347 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $56,014 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $833,674 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,564,886 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HELD KRANZLER MCCOSKER AND PULICE |
| Accountancy firm EIN | 2017-12-31 | 134008185 |
| 2016 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $304,709 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $4,420,685 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $4,312,433 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,160,883 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-842 |
| Value of total corrective distributions | 2016-12-31 | $4,368 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,360,689 |
| Value of total assets at end of year | 2016-12-31 | $27,679,611 |
| Value of total assets at beginning of year | 2016-12-31 | $27,266,650 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $148,024 |
| Total interest from all sources | 2016-12-31 | $44,204 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $377,680 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $377,680 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $18,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,545,321 |
| Participant contributions at end of year | 2016-12-31 | $859,412 |
| Participant contributions at beginning of year | 2016-12-31 | $896,876 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,120 |
| Other income not declared elsewhere | 2016-12-31 | $3,034 |
| Administrative expenses (other) incurred | 2016-12-31 | $148,024 |
| Total non interest bearing cash at end of year | 2016-12-31 | $4 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $108,252 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $27,679,611 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $27,266,650 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $23,943,246 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,945,644 |
| Interest on participant loans | 2016-12-31 | $44,204 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,876,949 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $4,424,130 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,574,885 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $60,193 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $813,248 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,160,883 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HELD, KRANZLER, MCCOSKER & PULICE |
| Accountancy firm EIN | 2016-12-31 | 134008185 |
| 2015 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $20,460 |
| Total transfer of assets from this plan | 2015-12-31 | $7,259 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,466,726 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $2,387,094 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,279,279 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $200 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,410,608 |
| Value of total assets at end of year | 2015-12-31 | $27,266,650 |
| Value of total assets at beginning of year | 2015-12-31 | $27,173,817 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $107,615 |
| Total interest from all sources | 2015-12-31 | $44,722 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $347,236 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $347,236 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $18,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,570,348 |
| Participant contributions at end of year | 2015-12-31 | $896,876 |
| Participant contributions at beginning of year | 2015-12-31 | $838,769 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $6,057 |
| Other income not declared elsewhere | 2015-12-31 | $4,193 |
| Administrative expenses (other) incurred | 2015-12-31 | $107,615 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $79,632 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $27,266,650 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $27,173,817 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,945,644 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $22,334,447 |
| Interest on participant loans | 2015-12-31 | $44,722 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $4,424,130 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,000,601 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-405,371 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $65,338 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $834,203 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,279,279 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HELD, KRANZLER, MCCOSKER & PULICE |
| Accountancy firm EIN | 2015-12-31 | 134008185 |
| 2014 : EMPIRE MERCHANTS NORTH SALES UNION 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $3,039,245 |
| Total transfer of assets from this plan | 2014-12-31 | $2,953,546 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $4,207,609 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,853,151 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,755,349 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $-1,983 |
| Value of total corrective distributions | 2014-12-31 | $5,610 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,541,888 |
| Value of total assets at end of year | 2014-12-31 | $27,173,817 |
| Value of total assets at beginning of year | 2014-12-31 | $24,733,660 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $94,175 |
| Total interest from all sources | 2014-12-31 | $41,406 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,077,511 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,077,511 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,595,157 |
| Participant contributions at end of year | 2014-12-31 | $838,769 |
| Participant contributions at beginning of year | 2014-12-31 | $715,484 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $14,066 |
| Other income not declared elsewhere | 2014-12-31 | $126 |
| Administrative expenses (other) incurred | 2014-12-31 | $94,175 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,354,458 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,173,817 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,733,660 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $22,334,447 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,450,321 |
| Interest on participant loans | 2014-12-31 | $41,406 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,000,601 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,567,855 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $490,050 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $56,628 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $932,665 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,755,349 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HELD,KRANZLER,MCCOSKER & PULICE LLP |
| Accountancy firm EIN | 2014-12-31 | 134008185 |
