WESTCHESTER HEALTH ASSOCIATES, PLLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2018 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-11 | $375,411 |
| Total of all expenses incurred | 2018-12-11 | $30,210,939 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-11 | $30,189,475 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-11 | $15,525 |
| Value of total assets at end of year | 2018-12-11 | $0 |
| Value of total assets at beginning of year | 2018-12-11 | $29,835,528 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-11 | $21,464 |
| Total interest from all sources | 2018-12-11 | $4,265 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-11 | $174,957 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-11 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-12-11 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-11 | $174,957 |
| Administrative expenses professional fees incurred | 2018-12-11 | $14 |
| Was this plan covered by a fidelity bond | 2018-12-11 | Yes |
| Value of fidelity bond cover | 2018-12-11 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-11 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-11 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-11 | No |
| Participant contributions at end of year | 2018-12-11 | $0 |
| Participant contributions at beginning of year | 2018-12-11 | $121,748 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-11 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-11 | $4,049 |
| Administrative expenses (other) incurred | 2018-12-11 | $21,450 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-11 | No |
| Value of net income/loss | 2018-12-11 | $-29,835,528 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-11 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-11 | $29,835,528 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-11 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-11 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-11 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-11 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-11 | $28,129,164 |
| Interest on participant loans | 2018-12-11 | $3,944 |
| Value of interest in common/collective trusts at end of year | 2018-12-11 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-11 | $1,366,244 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-11 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-11 | $214,323 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-11 | $214,323 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-11 | $321 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-11 | $167,697 |
| Net investment gain or loss from common/collective trusts | 2018-12-11 | $12,967 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-11 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-11 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-11 | No |
| Contributions received in cash from employer | 2018-12-11 | $15,525 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-11 | $30,189,475 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-11 | No |
| Did the plan have assets held for investment | 2018-12-11 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-11 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-11 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-11 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-11 | Disclaimer |
| Accountancy firm name | 2018-12-11 | TYLER, SIMMS & ST. SAUVEUR |
| Accountancy firm EIN | 2018-12-11 | 020476956 |
| 2017 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $664 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,542,915 |
| Total of all expenses incurred | 2017-12-31 | $18,073,315 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $18,045,866 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $767,866 |
| Value of total assets at end of year | 2017-12-31 | $29,835,528 |
| Value of total assets at beginning of year | 2017-12-31 | $41,365,264 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $27,449 |
| Total interest from all sources | 2017-12-31 | $8,672 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $542,919 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $542,919 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $420,950 |
| Participant contributions at end of year | 2017-12-31 | $121,748 |
| Participant contributions at beginning of year | 2017-12-31 | $347,297 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $97,176 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $4,049 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $640 |
| Administrative expenses (other) incurred | 2017-12-31 | $27,449 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $-11,530,400 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $29,835,528 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $41,365,264 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $28,129,164 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $37,862,714 |
| Interest on participant loans | 2017-12-31 | $8,494 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,366,244 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,615,804 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $214,323 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $217,409 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $217,409 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $178 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,191,557 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $31,901 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $249,740 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $1,321,400 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $18,045,866 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | TYLER, SIMMS & ST. SAUVEUR |
| Accountancy firm EIN | 2017-12-31 | 020476956 |
| 2016 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $7,655,071 |
| Total of all expenses incurred | 2016-12-31 | $3,503,447 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,429,694 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $38,897 |
| Value of total corrective distributions | 2016-12-31 | $8,322 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,626,452 |
| Value of total assets at end of year | 2016-12-31 | $41,365,264 |
| Value of total assets at beginning of year | 2016-12-31 | $37,213,640 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $26,534 |
| Total interest from all sources | 2016-12-31 | $16,288 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $719,188 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $719,188 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,224,610 |
| Participant contributions at end of year | 2016-12-31 | $347,297 |
| Participant contributions at beginning of year | 2016-12-31 | $462,393 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $49,879 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $640 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $4,728 |
| Administrative expenses (other) incurred | 2016-12-31 | $26,534 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $4,151,624 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $41,365,264 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $37,213,640 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $37,862,714 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $33,382,093 |
| Interest on participant loans | 2016-12-31 | $16,288 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,615,804 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,901,019 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $217,409 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $155,793 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $155,793 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,261,661 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $31,482 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $2,351,963 |
| Employer contributions (assets) at end of year | 2016-12-31 | $1,321,400 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $1,307,614 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,429,694 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | TYLER, SIMMS & ST. SAUVEUR |
| Accountancy firm EIN | 2016-12-31 | 020476956 |
| 2015 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $4,271,115 |
| Total of all expenses incurred | 2015-12-31 | $1,479,359 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,455,071 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,569,232 |
| Value of total assets at end of year | 2015-12-31 | $37,213,640 |
| Value of total assets at beginning of year | 2015-12-31 | $34,421,884 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $24,288 |
| Total interest from all sources | 2015-12-31 | $17,337 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $562,346 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $562,346 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,235,537 |
| Participant contributions at end of year | 2015-12-31 | $462,393 |
| Participant contributions at beginning of year | 2015-12-31 | $397,894 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $10,785 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $4,728 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2,958 |
| Administrative expenses (other) incurred | 2015-12-31 | $24,288 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $2,791,756 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $37,213,640 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $34,421,884 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $33,382,093 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $30,259,446 |
| Interest on participant loans | 2015-12-31 | $17,324 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,901,019 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,321,629 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $155,793 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $108,993 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $108,993 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $13 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-918,492 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $40,692 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $2,322,910 |
| Employer contributions (assets) at end of year | 2015-12-31 | $1,307,614 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $1,330,964 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,455,071 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | TYLER, SIMMS & ST. SAUVEUR |
| Accountancy firm EIN | 2015-12-31 | 020476956 |
| 2014 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $7,092,085 |
| Total of all expenses incurred | 2014-12-31 | $2,380,635 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,360,194 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,971,363 |
| Value of total assets at end of year | 2014-12-31 | $34,421,884 |
| Value of total assets at beginning of year | 2014-12-31 | $29,710,434 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $20,441 |
| Total interest from all sources | 2014-12-31 | $17,591 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $577,059 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $577,059 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,183,842 |
| Participant contributions at end of year | 2014-12-31 | $397,894 |
| Participant contributions at beginning of year | 2014-12-31 | $441,211 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $409,855 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2,958 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $2,894 |
| Administrative expenses (other) incurred | 2014-12-31 | $20,441 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $4,711,450 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $34,421,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $29,710,434 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $30,259,446 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $25,592,917 |
| Interest on participant loans | 2014-12-31 | $17,583 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,321,629 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,191,133 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $108,993 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $49,781 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $49,781 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $8 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,488,940 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $37,132 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $2,377,666 |
| Employer contributions (assets) at end of year | 2014-12-31 | $1,330,964 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $1,432,498 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,360,194 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | TYLER, SIMMS & ST. SAUVEUR |
| Accountancy firm EIN | 2014-12-31 | 020476956 |
| 2013 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $8,647,676 |
| Total of all expenses incurred | 2013-12-31 | $567,286 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $562,252 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,902,212 |
| Value of total assets at end of year | 2013-12-31 | $29,710,434 |
| Value of total assets at beginning of year | 2013-12-31 | $21,630,044 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,034 |
| Total interest from all sources | 2013-12-31 | $16,795 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $538,928 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $538,928 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,898,406 |
| Participant contributions at end of year | 2013-12-31 | $441,211 |
| Participant contributions at beginning of year | 2013-12-31 | $342,823 |
| Participant contributions at beginning of year | 2013-12-31 | $6,837 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $608,790 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $2,894 |
| Administrative expenses (other) incurred | 2013-12-31 | $5,034 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $8,080,390 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $29,710,434 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $21,630,044 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $25,592,917 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $19,902,817 |
| Interest on participant loans | 2013-12-31 | $16,795 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,191,133 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $49,781 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,393,121 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $777,173 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $19,447 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $2,395,016 |
| Employer contributions (assets) at end of year | 2013-12-31 | $1,432,498 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,377,567 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $562,252 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | TYLER, SIMMS & ST. SAUVEUR |
| Accountancy firm EIN | 2013-12-31 | 020476956 |
| 2012 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $6,476,321 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $513,923 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $511,848 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,748,010 |
| Value of total assets at end of year | 2012-12-31 | $21,630,044 |
| Value of total assets at beginning of year | 2012-12-31 | $15,667,646 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,075 |
| Total interest from all sources | 2012-12-31 | $10,681 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,717,319 |
| Participant contributions at end of year | 2012-12-31 | $342,823 |
| Participant contributions at beginning of year | 2012-12-31 | $227,645 |
| Participant contributions at end of year | 2012-12-31 | $6,837 |
| Participant contributions at beginning of year | 2012-12-31 | $5,985 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $786,945 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $5,962,398 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $21,630,044 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,667,646 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $19,902,817 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $14,284,006 |
| Interest on participant loans | 2012-12-31 | $10,681 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,717,630 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,243,746 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,377,567 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,150,010 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $511,848 |
| Contract administrator fees | 2012-12-31 | $2,075 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | GETTRY MARCUS CPA, P.C. |
| Accountancy firm EIN | 2012-12-31 | 133418879 |
| 2011 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,285,602 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $521,129 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $520,064 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,371,709 |
| Value of total assets at end of year | 2011-12-31 | $15,667,646 |
| Value of total assets at beginning of year | 2011-12-31 | $11,903,173 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,065 |
| Total interest from all sources | 2011-12-31 | $6,932 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $433,557 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $433,557 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,529,891 |
| Participant contributions at end of year | 2011-12-31 | $227,645 |
| Participant contributions at beginning of year | 2011-12-31 | $131,009 |
| Participant contributions at end of year | 2011-12-31 | $5,985 |
| Participant contributions at beginning of year | 2011-12-31 | $30,979 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $971,769 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,065 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Income. Non cash contributions | 2011-12-31 | $0 |
| Value of net income/loss | 2011-12-31 | $3,764,473 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,667,646 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $11,903,173 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $14,284,006 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $10,387,750 |
| Interest on participant loans | 2011-12-31 | $6,932 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $179,518 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-526,596 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,870,049 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,150,010 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,173,917 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $520,064 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | GETTRY MARCUS STERN & LEHRER CPA PC |
| Accountancy firm EIN | 2011-12-31 | 133418879 |
| 2010 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $456,823 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $4,455,777 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $120,618 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $111,775 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $8,343 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,539,481 |
| Value of total assets at end of year | 2010-12-31 | $11,903,173 |
| Value of total assets at beginning of year | 2010-12-31 | $7,111,191 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $500 |
| Total interest from all sources | 2010-12-31 | $3,677 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $186,114 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $186,114 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,345,650 |
| Participant contributions at end of year | 2010-12-31 | $131,009 |
| Participant contributions at beginning of year | 2010-12-31 | $80,295 |
| Participant contributions at end of year | 2010-12-31 | $30,979 |
| Participant contributions at beginning of year | 2010-12-31 | $37,260 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $352,384 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,335,159 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $11,903,173 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,111,191 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $10,387,750 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $6,060,598 |
| Interest on participant loans | 2010-12-31 | $3,061 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $179,518 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $41,762 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $616 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $25,627 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $726,505 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,841,447 |
| Employer contributions (assets) at end of year | 2010-12-31 | $1,173,917 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $865,649 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $111,775 |
| Contract administrator fees | 2010-12-31 | $500 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | GETTRY MARCUS STERN & LEHRER CPA PC |
| Accountancy firm EIN | 2010-12-31 | 133418879 |
| 2009 : WESTCHESTER HEALTH ASSOCIATES, PLLC 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
