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Plan Name | SMITH & BURGESS 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | SMITH & BURGESS, LLC |
Employer identification number (EIN): | 208739445 |
NAIC Classification: | 541330 |
NAIC Description: | Engineering Services |
Additional information about SMITH & BURGESS, LLC
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2007-03-29 |
Company Identification Number: | 0800794397 |
Legal Registered Office Address: |
7600 W TIDWELL RD STE 600 HOUSTON United States of America (USA) 77040 |
More information about SMITH & BURGESS, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | MICHELLE RAMIREZ | 2020-07-30 | ||
001 | 2018-01-01 | JOHN BURGESS | 2019-05-02 | ||
001 | 2017-01-01 | JOHN BURGESS | 2018-06-29 | ||
001 | 2016-01-01 | ||||
001 | 2015-01-01 | JOHN BURGESS | 2016-06-16 | ||
001 | 2014-01-01 | JOHN BURGESS | 2015-05-05 | ||
001 | 2013-01-01 | JOHN BURGESS | 2014-06-26 | ||
001 | 2012-01-01 | JOHN BURGESS | 2013-05-22 |
Measure | Date | Value |
---|---|---|
2022: SMITH & BURGESS 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 137 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 84 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 61 |
Total of all active and inactive participants | 2022-01-01 | 145 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 145 |
Number of participants with account balances | 2022-01-01 | 141 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: SMITH & BURGESS 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 135 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 84 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 53 |
Total of all active and inactive participants | 2021-01-01 | 137 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 137 |
Number of participants with account balances | 2021-01-01 | 136 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: SMITH & BURGESS 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 136 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 88 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 47 |
Total of all active and inactive participants | 2020-01-01 | 135 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 135 |
Number of participants with account balances | 2020-01-01 | 133 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : SMITH & BURGESS 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-961,046 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,345,111 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,342,289 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,055,172 |
Value of total assets at end of year | 2022-12-31 | $8,978,627 |
Value of total assets at beginning of year | 2022-12-31 | $11,284,784 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $2,822 |
Total interest from all sources | 2022-12-31 | $3,830 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $189,333 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $189,333 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $890,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $720,443 |
Participant contributions at end of year | 2022-12-31 | $13,792 |
Participant contributions at beginning of year | 2022-12-31 | $15,809 |
Participant contributions at end of year | 2022-12-31 | $23,833 |
Participant contributions at beginning of year | 2022-12-31 | $25,106 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,306,157 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $8,978,627 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $11,284,784 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $8,593,269 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $11,213,824 |
Interest on participant loans | 2022-12-31 | $767 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $335,636 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $18,582 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $18,582 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $3,063 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,209,381 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $334,729 |
Employer contributions (assets) at end of year | 2022-12-31 | $12,097 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $11,463 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,342,289 |
Contract administrator fees | 2022-12-31 | $2,822 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CROWE LLP |
Accountancy firm EIN | 2022-12-31 | 350921680 |
2021 : SMITH & BURGESS 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $2,583,735 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $239,849 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $238,919 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,034,650 |
Value of total assets at end of year | 2021-12-31 | $11,284,784 |
Value of total assets at beginning of year | 2021-12-31 | $8,940,898 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $930 |
Total interest from all sources | 2021-12-31 | $886 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $175,522 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $175,522 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $890,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $704,596 |
Participant contributions at end of year | 2021-12-31 | $15,809 |
Participant contributions at beginning of year | 2021-12-31 | $18,530 |
Participant contributions at end of year | 2021-12-31 | $25,106 |
Participant contributions at beginning of year | 2021-12-31 | $24,456 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $8,098 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,343,886 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $11,284,784 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $8,940,898 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $11,213,824 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $8,871,276 |
Interest on participant loans | 2021-12-31 | $884 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $18,582 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $14,793 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $14,793 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $2 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,372,677 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $321,956 |
Employer contributions (assets) at end of year | 2021-12-31 | $11,463 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $11,843 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $238,919 |
Contract administrator fees | 2021-12-31 | $930 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CROWE LLP |
Accountancy firm EIN | 2021-12-31 | 350921680 |
2020 : SMITH & BURGESS 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $2,450,317 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,191,381 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,190,091 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,194,156 |
Value of total assets at end of year | 2020-12-31 | $8,940,898 |
Value of total assets at beginning of year | 2020-12-31 | $7,681,962 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,290 |
Total interest from all sources | 2020-12-31 | $1,598 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $135,566 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $135,566 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $890,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $806,105 |
Participant contributions at end of year | 2020-12-31 | $18,530 |
Participant contributions at beginning of year | 2020-12-31 | $32,989 |
Participant contributions at end of year | 2020-12-31 | $24,456 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $9,272 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,258,936 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $8,940,898 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $7,681,962 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $8,871,276 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $7,631,689 |
Interest on participant loans | 2020-12-31 | $1,506 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $14,793 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $17,284 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $17,284 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $92 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,118,997 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $378,779 |
Employer contributions (assets) at end of year | 2020-12-31 | $11,843 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,190,091 |
Contract administrator fees | 2020-12-31 | $1,290 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BRIGGS & VESELKA CO |
Accountancy firm EIN | 2020-12-31 | 741769118 |
2022: SMITH & BURGESS 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: SMITH & BURGESS 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: SMITH & BURGESS 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |