401k Plan data: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN plan

FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 401k Plan overview

Plan Name	FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN
Plan identification number	005

FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FOLLETT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: FOLLETT CORPORATION

Employer identification number (EIN): 221635318

NAIC Classification: 333310

Additional information about FOLLETT CORPORATION

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0643192

More information about FOLLETT CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2019-01-01
005 2018-01-01
005 2017-01-01 THOMAS ROHRBACH
005 2016-01-01 THOMAS ROHRBACH
005 2015-01-01 THOMAS ROHRBACH THOMAS ROHRBACH 2016-10-06

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2019-01-01
005	2018-01-01
005	2017-01-01	THOMAS ROHRBACH
005	2016-01-01	THOMAS ROHRBACH
005	2015-01-01	THOMAS ROHRBACH	THOMAS ROHRBACH	2016-10-06

Plan Statistics for FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN

Measure Date Value
2019: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 240
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3
2018: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 236
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 219
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 21
Total of all active and inactive participants 2018-01-01 240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 240
Number of participants with account balances 2018-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 282
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 223
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 13
Total of all active and inactive participants 2017-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 236
Number of participants with account balances 2017-01-01 195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 14
2016: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 253
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 29
Total of all active and inactive participants 2016-01-01 282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 282
Number of participants with account balances 2016-01-01 233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 10
2015: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 217
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 13
Total of all active and inactive participants 2015-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 230
Number of participants with account balances 2015-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3

Measure	Date	Value
2019: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	240
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3
2018: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	236
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	219
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	21
Total of all active and inactive participants	2018-01-01	240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	240
Number of participants with account balances	2018-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	282
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	223
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	13
Total of all active and inactive participants	2017-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	236
Number of participants with account balances	2017-01-01	195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	14
2016: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	253
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	29
Total of all active and inactive participants	2016-01-01	282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	282
Number of participants with account balances	2016-01-01	233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	10
2015: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	217
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	13
Total of all active and inactive participants	2015-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	230
Number of participants with account balances	2015-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3

Financial Data on FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN

Measure	Date	Value
2019 : FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-08-31	$0
Total transfer of assets from this plan	2019-08-31	$10,760,511
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-08-31	$0
Total income from all sources (including contributions)	2019-08-31	$1,905,353
Total loss/gain on sale of assets	2019-08-31	$0
Total of all expenses incurred	2019-08-31	$1,223,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-08-31	$1,209,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-08-31	$423,422
Value of total assets at end of year	2019-08-31	$0
Value of total assets at beginning of year	2019-08-31	$10,078,890
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-08-31	$14,255
Total interest from all sources	2019-08-31	$18,334
Total dividends received (eg from common stock, registered investment company shares)	2019-08-31	$189,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-08-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-08-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-08-31	$189,730
Administrative expenses professional fees incurred	2019-08-31	$14,255
Was this plan covered by a fidelity bond	2019-08-31	Yes
Value of fidelity bond cover	2019-08-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-08-31	No
Contributions received from participants	2019-08-31	$351,218
Participant contributions at end of year	2019-08-31	$0
Participant contributions at beginning of year	2019-08-31	$387,313
Other income not declared elsewhere	2019-08-31	$-17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-08-31	No
Value of net income/loss	2019-08-31	$681,621
Value of net assets at end of year (total assets less liabilities)	2019-08-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-08-31	$10,078,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-08-31	No
Were any leases to which the plan was party in default or uncollectible	2019-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-08-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-08-31	$9,330,407
Interest on participant loans	2019-08-31	$13,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-08-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-08-31	$361,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-08-31	$361,170
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-08-31	$5,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-08-31	$1,273,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-08-31	No
Was there a failure to transmit to the plan any participant contributions	2019-08-31	No
Has the plan failed to provide any benefit when due under the plan	2019-08-31	No
Contributions received in cash from employer	2019-08-31	$72,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-08-31	$1,209,477
Did the plan have assets held for investment	2019-08-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-08-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-08-31	Disclaimer
Accountancy firm name	2019-08-31	PRESTON & COMPANY
Accountancy firm EIN	2019-08-31	232022858
2018 : FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$40,944
Total income from all sources (including contributions)	2018-12-31	$101,868
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,076,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,069,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$640,015
Value of total assets at end of year	2018-12-31	$10,078,890
Value of total assets at beginning of year	2018-12-31	$11,094,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$6,651
Total interest from all sources	2018-12-31	$21,945
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$532,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$532,105
Administrative expenses professional fees incurred	2018-12-31	$6,651
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$531,336
Participant contributions at end of year	2018-12-31	$387,313
Participant contributions at beginning of year	2018-12-31	$418,050
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,138
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$30,944
Other income not declared elsewhere	2018-12-31	$-3,063
Liabilities. Value of operating payables at end of year	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$10,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-974,476
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,078,890
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,053,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,330,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,286,941
Interest on participant loans	2018-12-31	$17,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$361,170
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$389,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$389,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$4,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,089,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$107,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,069,693
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRESTON & COMPANY
Accountancy firm EIN	2018-12-31	232022858
2017 : FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$26,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$40,944
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,469,522
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,239,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,234,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$637,559
Value of total assets at end of year	2017-12-31	$11,094,310
Value of total assets at beginning of year	2017-12-31	$9,849,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$5,200
Total interest from all sources	2017-12-31	$18,105
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$478,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$478,720
Administrative expenses professional fees incurred	2017-12-31	$5,200
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$533,299
Participant contributions at end of year	2017-12-31	$418,050
Participant contributions at beginning of year	2017-12-31	$362,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$30,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$-2,116
Liabilities. Value of operating payables at end of year	2017-12-31	$10,000
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,229,883
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,053,366
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$9,849,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,286,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$9,036,916
Interest on participant loans	2017-12-31	$16,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$389,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$448,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$448,074
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,861
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,337,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$104,260
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$2,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,234,439
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PRESTON & COMPANY
Accountancy firm EIN	2017-12-31	232022858
2016 : FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$208
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,426,965
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$491,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$488,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$686,191
Value of total assets at end of year	2016-12-31	$9,849,940
Value of total assets at beginning of year	2016-12-31	$8,914,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,648
Total interest from all sources	2016-12-31	$17,481
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$357,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$357,931
Administrative expenses professional fees incurred	2016-12-31	$3,500
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$569,918
Participant contributions at end of year	2016-12-31	$362,207
Participant contributions at beginning of year	2016-12-31	$470,863
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$13,804
Other income not declared elsewhere	2016-12-31	$1,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$935,091
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$9,849,940
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$8,914,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$148
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,036,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,039,752
Interest on participant loans	2016-12-31	$17,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$448,074
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$404,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$404,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$363,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$102,469
Employer contributions (assets) at end of year	2016-12-31	$2,743
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$488,226
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PRESTON & COMPANY
Accountancy firm EIN	2016-12-31	232022858
2015 : FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$8,737,288
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$538,128
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$360,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$355,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$655,764
Value of total assets at end of year	2015-12-31	$8,914,641
Value of total assets at beginning of year	2015-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,975
Total interest from all sources	2015-12-31	$18,864
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$383,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$383,109
Administrative expenses professional fees incurred	2015-12-31	$4,975
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$551,876
Participant contributions at end of year	2015-12-31	$470,863
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,059
Other income not declared elsewhere	2015-12-31	$3,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$177,353
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$8,914,641
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,039,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$18,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$404,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$56
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-522,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$97,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$355,800
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRESTON & COMPANY
Accountancy firm EIN	2015-12-31	232022858

Form 5500 Responses for FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN

2019: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FOLLETT CORPORATION UNION EMPLOYEES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FOLLETT CORPORATION
Employer identification number (EIN):	221635318
NAIC Classification:	333310

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0643192