401k Plan data: CLIFFORD W. ESTES EMPLOYEE PS PLAN plan

CLIFFORD W. ESTES EMPLOYEE PS PLAN 401k Plan overview

Plan Name	CLIFFORD W. ESTES EMPLOYEE PS PLAN
Plan identification number	001

CLIFFORD W. ESTES EMPLOYEE PS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLIFFORD W. ESTES CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: CLIFFORD W. ESTES CO., INC.

Employer identification number (EIN): 221663997

NAIC Classification: 327900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLIFFORD W. ESTES EMPLOYEE PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 DOUGLAS ESTES 2023-09-20
001 2021-01-01 ROXANNE CATRAMBONE 2022-06-10 ROXANNE CATRAMBONE 2022-06-10
001 2020-01-01 ROXANNE CATRAMBONE 2021-06-16 DOUGLAS ESTES 2021-06-16
001 2018-01-01 DOUGLAS B ESTES 2019-10-02
001 2018-01-01 DOUGLAS B ESTES 2019-09-30
001 2017-01-01 DOUGLAS ESTES 2018-06-15 DOUGLAS ESTES 2018-06-15
001 2016-01-01 ROXANNE CATRAMBONE 2017-06-30
001 2015-01-01 DOUGLAS B. ESTES 2016-09-21
001 2014-01-01 DOUGLAS ESTES 2015-10-14 DOUGLAS ESTES 2015-10-14
001 2013-01-01 DOUGLAS ESTES DOUGLAS ESTES 2014-10-21
001 2012-01-01 DOUGLAS ESTES DOUGLAS ESTES 2013-07-25
001 2011-01-01 DOUGLAS ESTES DOUGLAS ESTES 2012-06-25
001 2009-01-01 DOUGLAS ESTES DOUGLAS ESTES 2010-07-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	DOUGLAS ESTES	2023-09-20
001	2021-01-01	ROXANNE CATRAMBONE	2022-06-10	ROXANNE CATRAMBONE	2022-06-10
001	2020-01-01	ROXANNE CATRAMBONE	2021-06-16	DOUGLAS ESTES	2021-06-16
001	2018-01-01	DOUGLAS B ESTES	2019-10-02
001	2018-01-01	DOUGLAS B ESTES	2019-09-30
001	2017-01-01	DOUGLAS ESTES	2018-06-15	DOUGLAS ESTES	2018-06-15
001	2016-01-01	ROXANNE CATRAMBONE	2017-06-30
001	2015-01-01	DOUGLAS B. ESTES	2016-09-21
001	2014-01-01	DOUGLAS ESTES	2015-10-14	DOUGLAS ESTES	2015-10-14
001	2013-01-01	DOUGLAS ESTES		DOUGLAS ESTES	2014-10-21
001	2012-01-01	DOUGLAS ESTES		DOUGLAS ESTES	2013-07-25
001	2011-01-01	DOUGLAS ESTES		DOUGLAS ESTES	2012-06-25
001	2009-01-01	DOUGLAS ESTES		DOUGLAS ESTES	2010-07-14

Plan Statistics for CLIFFORD W. ESTES EMPLOYEE PS PLAN

401k plan membership statisitcs for CLIFFORD W. ESTES EMPLOYEE PS PLAN

Measure Date Value
2013: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 76
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 66
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 9
Total of all active and inactive participants 2013-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 75
Number of participants with account balances 2013-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 66
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 73
Number of participants with account balances 2012-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 65
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 71
Number of participants with account balances 2011-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 60
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 72
Number of participants with account balances 2009-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	76
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	66
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	9
Total of all active and inactive participants	2013-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	75
Number of participants with account balances	2013-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	66
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	73
Number of participants with account balances	2012-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	65
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	71
Number of participants with account balances	2011-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	60
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	72
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	72
Number of participants with account balances	2009-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CLIFFORD W. ESTES EMPLOYEE PS PLAN

Measure	Date	Value
2013 : CLIFFORD W. ESTES EMPLOYEE PS PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$679,486
Expenses. Total of all expenses incurred	2013-12-31	$12,337
Benefits paid (including direct rollovers)	2013-12-31	$12,337
Total plan assets at end of year	2013-12-31	$3,147,937
Total plan assets at beginning of year	2013-12-31	$2,480,788
Total contributions received or receivable from participants	2013-12-31	$200,743
Contributions received from other sources (not participants or employers)	2013-12-31	$50,745
Other income received	2013-12-31	$372,756
Net income (gross income less expenses)	2013-12-31	$667,149
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,147,937
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,480,788
Assets. Value of participant loans	2013-12-31	$178,468
Total contributions received or receivable from employer(s)	2013-12-31	$55,242
2012 : CLIFFORD W. ESTES EMPLOYEE PS PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$378,774
Expenses. Total of all expenses incurred	2012-12-31	$1,875
Benefits paid (including direct rollovers)	2012-12-31	$1,875
Total plan assets at end of year	2012-12-31	$2,480,788
Total plan assets at beginning of year	2012-12-31	$2,103,889
Total contributions received or receivable from participants	2012-12-31	$165,270
Contributions received from other sources (not participants or employers)	2012-12-31	$36,467
Other income received	2012-12-31	$135,692
Net income (gross income less expenses)	2012-12-31	$376,899
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,480,788
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,103,889
Assets. Value of participant loans	2012-12-31	$163,651
Total contributions received or receivable from employer(s)	2012-12-31	$41,345
2011 : CLIFFORD W. ESTES EMPLOYEE PS PLAN 2011 401k financial data
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$246,239
Expenses. Total of all expenses incurred	2011-12-31	$231,052
Benefits paid (including direct rollovers)	2011-12-31	$122,364
Total plan assets at end of year	2011-12-31	$2,103,889
Total plan assets at beginning of year	2011-12-31	$2,088,702
Total contributions received or receivable from participants	2011-12-31	$166,876
Expenses. Other expenses not covered elsewhere	2011-12-31	$108,688
Contributions received from other sources (not participants or employers)	2011-12-31	$27,223
Other income received	2011-12-31	$14,378
Net income (gross income less expenses)	2011-12-31	$15,187
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,103,889
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,088,702
Assets. Value of participant loans	2011-12-31	$75,800
Total contributions received or receivable from employer(s)	2011-12-31	$37,762
2010 : CLIFFORD W. ESTES EMPLOYEE PS PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$374,869
Expenses. Total of all expenses incurred	2010-12-31	$203,356
Benefits paid (including direct rollovers)	2010-12-31	$203,356
Total plan assets at end of year	2010-12-31	$2,088,702
Total plan assets at beginning of year	2010-12-31	$1,917,189
Total contributions received or receivable from participants	2010-12-31	$153,406
Contributions received from other sources (not participants or employers)	2010-12-31	$20,946
Other income received	2010-12-31	$164,614
Net income (gross income less expenses)	2010-12-31	$171,513
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,088,702
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,917,189
Assets. Value of participant loans	2010-12-31	$87,144
Total contributions received or receivable from employer(s)	2010-12-31	$35,903

Form 5500 Responses for CLIFFORD W. ESTES EMPLOYEE PS PLAN

2013: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: CLIFFORD W. ESTES EMPLOYEE PS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CLIFFORD W. ESTES CO., INC.
Employer identification number (EIN):	221663997
NAIC Classification:	327900