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JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 401k Plan overview

Plan NameJOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN
Plan identification number 001

JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN W. GREENFIELD, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:JOHN W. GREENFIELD, D.D.S.
Employer identification number (EIN):221841139
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01LINDA GREENFIELD
0012016-01-01LINDA GREENFIELD
0012015-01-01JOHN W. GREENFIELD, DDS JOHN W.GREENFIELD,DDS2016-03-11
0012014-01-01JOHN W. GREENFIELD, DDS
0012014-01-01JOHN W. GREENFIELD, DDS
0012013-01-01JOHN W. GREENFIELD, DDS
0012012-01-01JOHN W. GREENFIELD, DDS
0012011-01-01JOHN W. GREENFIELD, DDS
0012010-01-01JOHN W. GREENFIELD, DDS JOHN W. GREENFIELD, DDS2011-09-26
0012009-01-01JOHN W. GREENFIELD JOHN W. GREENFIELD2010-10-04

Plan Statistics for JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN

401k plan membership statisitcs for JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN

Measure Date Value
2017: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011
Number of participants with account balances2016-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-011
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012
Total number of active participants reported on line 7a of the Form 55002010-01-012
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012
Number of participants with account balances2010-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012
Number of participants with account balances2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN

Measure Date Value
2017 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-07-01$4,312
Expenses. Total of all expenses incurred2017-07-01$46,733
Benefits paid (including direct rollovers)2017-07-01$46,733
Total plan assets at end of year2017-07-01$0
Total plan assets at beginning of year2017-07-01$42,421
Value of fidelity bond covering the plan2017-07-01$500,000
Other income received2017-07-01$4,312
Net income (gross income less expenses)2017-07-01$-42,421
Net plan assets at end of year (total assets less liabilities)2017-07-01$0
Net plan assets at beginning of year (total assets less liabilities)2017-07-01$42,421
2016 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$-1,063
Expenses. Total of all expenses incurred2016-12-31$5,068,429
Benefits paid (including direct rollovers)2016-12-31$5,068,429
Total plan assets at end of year2016-12-31$42,421
Total plan assets at beginning of year2016-12-31$5,111,913
Value of fidelity bond covering the plan2016-12-31$500,000
Other income received2016-12-31$-1,063
Net income (gross income less expenses)2016-12-31$-5,069,492
Net plan assets at end of year (total assets less liabilities)2016-12-31$42,421
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$5,111,913
2015 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$528,759
Expenses. Total of all expenses incurred2015-12-31$210,000
Benefits paid (including direct rollovers)2015-12-31$210,000
Total plan assets at end of year2015-12-31$5,111,913
Total plan assets at beginning of year2015-12-31$4,793,154
Value of fidelity bond covering the plan2015-12-31$500,000
Other income received2015-12-31$528,759
Net income (gross income less expenses)2015-12-31$318,759
Net plan assets at end of year (total assets less liabilities)2015-12-31$5,111,913
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,793,154
2014 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,096,467
Expenses. Total of all expenses incurred2014-12-31$200,000
Benefits paid (including direct rollovers)2014-12-31$200,000
Total plan assets at end of year2014-12-31$4,793,154
Total plan assets at beginning of year2014-12-31$3,896,687
Value of fidelity bond covering the plan2014-12-31$500,000
Other income received2014-12-31$1,096,467
Net income (gross income less expenses)2014-12-31$896,467
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,793,154
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,896,687
2013 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,265,942
Expenses. Total of all expenses incurred2013-12-31$141,640
Benefits paid (including direct rollovers)2013-12-31$141,640
Total plan assets at end of year2013-12-31$3,896,687
Total plan assets at beginning of year2013-12-31$2,772,385
Value of fidelity bond covering the plan2013-12-31$500,000
Other income received2013-12-31$1,265,942
Net income (gross income less expenses)2013-12-31$1,124,302
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,896,687
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,772,385
2012 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$364,395
Expenses. Total of all expenses incurred2012-12-31$96,000
Benefits paid (including direct rollovers)2012-12-31$96,000
Total plan assets at end of year2012-12-31$2,772,385
Total plan assets at beginning of year2012-12-31$2,503,990
Value of fidelity bond covering the plan2012-12-31$500,000
Other income received2012-12-31$364,395
Net income (gross income less expenses)2012-12-31$268,395
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,772,385
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,503,990
2011 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$-737,884
Expenses. Total of all expenses incurred2011-12-31$124,255
Benefits paid (including direct rollovers)2011-12-31$124,255
Total plan assets at end of year2011-12-31$2,503,990
Total plan assets at beginning of year2011-12-31$3,366,129
Value of fidelity bond covering the plan2011-12-31$500,000
Other income received2011-12-31$-737,884
Net income (gross income less expenses)2011-12-31$-862,139
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,503,990
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,366,129
2010 : JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2010 401k financial data
Total income from all sources2010-12-31$472,763
Expenses. Total of all expenses incurred2010-12-31$30,000
Benefits paid (including direct rollovers)2010-12-31$30,000
Total plan assets at end of year2010-12-31$3,366,129
Total plan assets at beginning of year2010-12-31$2,923,366
Value of fidelity bond covering the plan2010-12-31$500,000
Other income received2010-12-31$472,763
Net income (gross income less expenses)2010-12-31$442,763
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,366,129
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,923,366

Form 5500 Responses for JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN

2017: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JOHN W. GREENFIELD, D.D.S. SELF-EMPLOYED RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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