401k Plan data: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN plan

THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN
Plan identification number	002

THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KENNEDY CULVERT & SUPPLY CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: KENNEDY CULVERT & SUPPLY CO., INC.

Employer identification number (EIN): 221994905

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 ROBERT A. KENNEDY, JR. 2023-07-25
002 2021-01-01 ROBERT A. KENNEDY, JR. 2022-06-13
002 2020-01-01 ROBERT A. KENNEDY, JR. 2021-07-26
002 2019-01-01 ROBERT A. KENNEDY, JR. 2020-06-19
002 2018-01-01 ROBERT A. KENNEDY, JR. 2019-07-05
002 2017-01-01 ROBERT A. KENNEDY, JR. 2018-05-07
002 2016-01-01 ROBERT A. KENNEDY, JR. 2017-05-26
002 2015-01-01 ROBERT A. KENNEDY, JR. 2016-08-10
002 2014-01-01 ROBERT KENNEDY
002 2013-01-01 ROBERT KENNEDY
002 2012-01-01 ROBERT KENNEDY ROBERT KENNEDY 2013-10-03
002 2011-01-01 ROBERT KENNEDY
002 2009-01-01 ROBERT KENNEDY
002 2009-01-01 ROBERT A. KENNEDY, JR. ROBERT A. KENNEDY, JR. 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	ROBERT A. KENNEDY, JR.	2023-07-25
002	2021-01-01	ROBERT A. KENNEDY, JR.	2022-06-13
002	2020-01-01	ROBERT A. KENNEDY, JR.	2021-07-26
002	2019-01-01	ROBERT A. KENNEDY, JR.	2020-06-19
002	2018-01-01	ROBERT A. KENNEDY, JR.	2019-07-05
002	2017-01-01	ROBERT A. KENNEDY, JR.	2018-05-07
002	2016-01-01	ROBERT A. KENNEDY, JR.	2017-05-26
002	2015-01-01	ROBERT A. KENNEDY, JR.	2016-08-10
002	2014-01-01	ROBERT KENNEDY
002	2013-01-01	ROBERT KENNEDY
002	2012-01-01	ROBERT KENNEDY		ROBERT KENNEDY	2013-10-03
002	2011-01-01	ROBERT KENNEDY
002	2009-01-01	ROBERT KENNEDY
002	2009-01-01	ROBERT A. KENNEDY, JR.		ROBERT A. KENNEDY, JR.	2010-10-15

Plan Statistics for THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN

401k plan membership statisitcs for THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN

Measure Date Value
2014: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 79
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 92
Number of participants with account balances 2014-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 83
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 23
Total of all active and inactive participants 2013-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 106
Number of participants with account balances 2013-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 183
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 138
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 17
Total of all active and inactive participants 2012-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 156
Number of participants with account balances 2012-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 160
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 183
Number of participants with account balances 2011-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 172
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 26
Total of all active and inactive participants 2009-01-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 199
Number of participants with account balances 2009-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	79
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	92
Number of participants with account balances	2014-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	83
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	23
Total of all active and inactive participants	2013-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	106
Number of participants with account balances	2013-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	183
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	138
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	17
Total of all active and inactive participants	2012-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	156
Number of participants with account balances	2012-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	160
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	183
Number of participants with account balances	2011-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	172
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	26
Total of all active and inactive participants	2009-01-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	199
Number of participants with account balances	2009-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN

Measure	Date	Value
2014 : THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$590,813
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$711,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$708,247
Value of total corrective distributions	2014-12-31	$406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$175,339
Value of total assets at end of year	2014-12-31	$5,094,887
Value of total assets at beginning of year	2014-12-31	$5,215,662
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,935
Total interest from all sources	2014-12-31	$9,277
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$175,339
Participant contributions at end of year	2014-12-31	$60,431
Participant contributions at beginning of year	2014-12-31	$90,641
Administrative expenses (other) incurred	2014-12-31	$2,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-120,775
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,094,887
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,215,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,650,018
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,583,834
Interest on participant loans	2014-12-31	$3,183
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$6,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$384,438
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$491,187
Net investment gain/loss from pooled separate accounts	2014-12-31	$406,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$50,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$708,247
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SHARER PETREE BROTZ & SNYDER
Accountancy firm EIN	2014-12-31	222944613
2013 : THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,266,236
Total loss/gain on sale of assets	2013-12-31	$202,964
Total of all expenses incurred	2013-12-31	$344,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$341,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$236,827
Value of total assets at end of year	2013-12-31	$5,215,662
Value of total assets at beginning of year	2013-12-31	$4,293,488
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,255
Total interest from all sources	2013-12-31	$26,681
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$186,827
Participant contributions at end of year	2013-12-31	$90,641
Participant contributions at beginning of year	2013-12-31	$78,076
Administrative expenses (other) incurred	2013-12-31	$2,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$922,174
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,215,662
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,293,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,565,407
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,583,834
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$4,109
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$650,005
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$22,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$491,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$799,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$50,000
Employer contributions (assets) at end of year	2013-12-31	$50,000
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$341,807
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$202,964
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SHARER PETREE BROTZ & SNYDER
Accountancy firm EIN	2013-12-31	222944613
2012 : THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$662,906
Total loss/gain on sale of assets	2012-12-31	$44,131
Total of all expenses incurred	2012-12-31	$190,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$176,906
Value of total corrective distributions	2012-12-31	$5,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$192,942
Value of total assets at end of year	2012-12-31	$4,293,488
Value of total assets at beginning of year	2012-12-31	$3,821,222
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,957
Total interest from all sources	2012-12-31	$3,760
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$83,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$83,019
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$210,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$192,942
Participant contributions at end of year	2012-12-31	$78,076
Participant contributions at beginning of year	2012-12-31	$93,040
Other income not declared elsewhere	2012-12-31	$46
Administrative expenses (other) incurred	2012-12-31	$7,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$472,266
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,293,488
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,821,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,565,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,876,049
Interest on participant loans	2012-12-31	$3,760
Value of interest in common/collective trusts at end of year	2012-12-31	$650,005
Value of interest in common/collective trusts at beginning of year	2012-12-31	$732,502
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$119,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$330,751
Net investment gain or loss from common/collective trusts	2012-12-31	$8,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$176,906
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$1,107,090
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$1,062,959
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SHARER PETREE BROTZ & SNYDER
Accountancy firm EIN	2012-12-31	222944613
2011 : THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$226,105
Total loss/gain on sale of assets	2011-12-31	$7,904
Total of all expenses incurred	2011-12-31	$33,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$27,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$276,002
Value of total assets at end of year	2011-12-31	$3,821,222
Value of total assets at beginning of year	2011-12-31	$3,628,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,726
Total interest from all sources	2011-12-31	$2,585
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$63,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$63,133
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$210,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$185,542
Participant contributions at end of year	2011-12-31	$93,040
Participant contributions at beginning of year	2011-12-31	$21,293
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$90,460
Other income not declared elsewhere	2011-12-31	$194
Administrative expenses (other) incurred	2011-12-31	$5,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$192,461
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,821,222
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,628,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,876,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,810,753
Interest on participant loans	2011-12-31	$2,585
Value of interest in common/collective trusts at end of year	2011-12-31	$732,502
Value of interest in common/collective trusts at beginning of year	2011-12-31	$677,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$119,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$119,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-134,903
Net investment gain or loss from common/collective trusts	2011-12-31	$11,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$27,918
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$260,111
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$252,207
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WAGNER SHARER MURTAUGH & PETREE
Accountancy firm EIN	2011-12-31	222944613
2010 : THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$537,111
Total loss/gain on sale of assets	2010-12-31	$-16,193
Total of all expenses incurred	2010-12-31	$200,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$192,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$196,618
Value of total assets at end of year	2010-12-31	$3,628,761
Value of total assets at beginning of year	2010-12-31	$3,292,189
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,254
Total interest from all sources	2010-12-31	$1,115
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$34,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$34,864
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$210,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$190,973
Participant contributions at end of year	2010-12-31	$21,293
Participant contributions at beginning of year	2010-12-31	$19,233
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$5,645
Other income not declared elsewhere	2010-12-31	$485
Administrative expenses (other) incurred	2010-12-31	$8,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$336,572
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,628,761
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,292,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,810,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,511,951
Interest on participant loans	2010-12-31	$1,115
Value of interest in common/collective trusts at end of year	2010-12-31	$677,084
Value of interest in common/collective trusts at beginning of year	2010-12-31	$641,374
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$119,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$119,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$311,071
Net investment gain or loss from common/collective trusts	2010-12-31	$9,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$192,285
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$508,960
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$525,153
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WAGNER SHARER MURTAUGH & PETREE
Accountancy firm EIN	2010-12-31	222944613
2009 : THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN

2014: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE KENNEDY COMPANIES 401(K) / PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872337

Policy instance

Insurance contract or identification number	872337
Number of Individuals Covered	91
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $9,653
Total amount of fees paid to insurance company	USD $3,165
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,653
Insurance broker organization code?	3
Amount paid for insurance broker fees	3165
Additional information about fees paid to insurance broker	TPA PROGRAM FEES
Insurance broker name	CONTINENTAL BENEFITS GROUP, INC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872337

Policy instance

Insurance contract or identification number	872337
Number of Individuals Covered	75
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $46,097
Total amount of fees paid to insurance company	USD $13,311
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $46,097
Insurance broker organization code?	3
Amount paid for insurance broker fees	13311
Additional information about fees paid to insurance broker	TPA PROGRAM FEES
Insurance broker name	CONTINENTAL BENEFITS GROUP, INC

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P55278

Policy instance

Insurance contract or identification number	P55278
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P55278

Policy instance

Insurance contract or identification number	P55278
Number of Individuals Covered	1
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P55278

Policy instance

Insurance contract or identification number	P55278
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	KENNEDY CULVERT & SUPPLY CO., INC.
Employer identification number (EIN):	221994905
NAIC Classification:	238900