401k Plan data: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST plan

VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VENTION MEDICAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: VENTION MEDICAL, INC.

Employer identification number (EIN): 222275137

NAIC Classification: 326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-07-01 JAMES GILBERT
001 2014-07-01 JAMES GILBERT
001 2013-07-01 JAMES GILBERT
001 2012-07-01 JAMES GILBERT JAMES GILBERT 2014-04-15
001 2011-07-01 JAMES GILBERT
001 2010-07-01 JAMES GILBERT
001 2009-07-01 GWEN GAAL 2011-04-08
001 2009-07-01 GWEN GAAL
001 2009-07-01 JAMES GILBERT
001 2008-07-01 JAMES GILBERT

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-07-01	JAMES GILBERT
001	2014-07-01	JAMES GILBERT
001	2013-07-01	JAMES GILBERT
001	2012-07-01	JAMES GILBERT	JAMES GILBERT	2014-04-15
001	2011-07-01	JAMES GILBERT
001	2010-07-01	JAMES GILBERT
001	2009-07-01		GWEN GAAL	2011-04-08
001	2009-07-01	GWEN GAAL
001	2009-07-01	JAMES GILBERT
001	2008-07-01	JAMES GILBERT

Plan Statistics for VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2015: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-07-01 1,102
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 1,008
Number of retired or separated participants receiving benefits 2015-07-01 2
Number of other retired or separated participants entitled to future benefits 2015-07-01 196
Total of all active and inactive participants 2015-07-01 1,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 1,206
Number of participants with account balances 2015-07-01 1,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 86
2014: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-07-01 959
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 917
Number of retired or separated participants receiving benefits 2014-07-01 1
Number of other retired or separated participants entitled to future benefits 2014-07-01 184
Total of all active and inactive participants 2014-07-01 1,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 1,102
Number of participants with account balances 2014-07-01 852
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 54
2013: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-07-01 968
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 838
Number of retired or separated participants receiving benefits 2013-07-01 4
Number of other retired or separated participants entitled to future benefits 2013-07-01 117
Total of all active and inactive participants 2013-07-01 959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 959
Number of participants with account balances 2013-07-01 652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 19
2012: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-07-01 686
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 748
Number of retired or separated participants receiving benefits 2012-07-01 5
Number of other retired or separated participants entitled to future benefits 2012-07-01 215
Total of all active and inactive participants 2012-07-01 968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 968
Number of participants with account balances 2012-07-01 709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 14
2011: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-07-01 129
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 558
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 52
Total of all active and inactive participants 2011-07-01 610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 610
Number of participants with account balances 2011-07-01 439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 5
2010: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-07-01 128
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 84
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 45
Total of all active and inactive participants 2010-07-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 129
Number of participants with account balances 2010-07-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 3
2009: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-07-01 164
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 86
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 42
Total of all active and inactive participants 2009-07-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 128
Number of participants with account balances 2009-07-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 4
2008: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2008 401k membership
Total participants, beginning-of-year 2008-07-01 152
Total number of active participants reported on line 7a of the Form 5500 2008-07-01 128
Number of retired or separated participants receiving benefits 2008-07-01 0
Number of other retired or separated participants entitled to future benefits 2008-07-01 36
Total of all active and inactive participants 2008-07-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-07-01 0
Total participants 2008-07-01 164
Number of participants with account balances 2008-07-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-07-01 4

Measure	Date	Value
2015: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-07-01	1,102
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	1,008
Number of retired or separated participants receiving benefits	2015-07-01	2
Number of other retired or separated participants entitled to future benefits	2015-07-01	196
Total of all active and inactive participants	2015-07-01	1,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	1,206
Number of participants with account balances	2015-07-01	1,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	86
2014: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-07-01	959
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	917
Number of retired or separated participants receiving benefits	2014-07-01	1
Number of other retired or separated participants entitled to future benefits	2014-07-01	184
Total of all active and inactive participants	2014-07-01	1,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	1,102
Number of participants with account balances	2014-07-01	852
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	54
2013: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-07-01	968
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	838
Number of retired or separated participants receiving benefits	2013-07-01	4
Number of other retired or separated participants entitled to future benefits	2013-07-01	117
Total of all active and inactive participants	2013-07-01	959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	959
Number of participants with account balances	2013-07-01	652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	19
2012: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-07-01	686
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	748
Number of retired or separated participants receiving benefits	2012-07-01	5
Number of other retired or separated participants entitled to future benefits	2012-07-01	215
Total of all active and inactive participants	2012-07-01	968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	968
Number of participants with account balances	2012-07-01	709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	14
2011: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-07-01	129
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	558
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	52
Total of all active and inactive participants	2011-07-01	610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	610
Number of participants with account balances	2011-07-01	439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	5
2010: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-07-01	128
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	84
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	45
Total of all active and inactive participants	2010-07-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	129
Number of participants with account balances	2010-07-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	3
2009: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-07-01	164
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	86
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	42
Total of all active and inactive participants	2009-07-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	128
Number of participants with account balances	2009-07-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	4
2008: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2008 401k membership
Total participants, beginning-of-year	2008-07-01	152
Total number of active participants reported on line 7a of the Form 5500	2008-07-01	128
Number of retired or separated participants receiving benefits	2008-07-01	0
Number of other retired or separated participants entitled to future benefits	2008-07-01	36
Total of all active and inactive participants	2008-07-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-07-01	0
Total participants	2008-07-01	164
Number of participants with account balances	2008-07-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-07-01	4

Financial Data on VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2016 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$0
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets to this plan	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Expenses. Interest paid	2016-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$4,869,629
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$4,457,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$4,408,297
Expenses. Certain deemed distributions of participant loans	2016-06-30	$0
Value of total corrective distributions	2016-06-30	$9,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$5,226,633
Value of total assets at end of year	2016-06-30	$38,557,066
Value of total assets at beginning of year	2016-06-30	$38,145,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$39,910
Total income from rents	2016-06-30	$0
Total interest from all sources	2016-06-30	$28,649
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$1,850,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$1,850,789
Assets. Real estate other than employer real property at end of year	2016-06-30	$0
Assets. Real estate other than employer real property at beginning of year	2016-06-30	$0
Administrative expenses professional fees incurred	2016-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-06-30	$0
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$3,547,356
Participant contributions at end of year	2016-06-30	$1,126,667
Participant contributions at beginning of year	2016-06-30	$909,346
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$0
Assets. Other investments not covered elsewhere at end of year	2016-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$561,305
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$0
Assets. Loans (other than to participants) at end of year	2016-06-30	$0
Assets. Loans (other than to participants) at beginning of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-06-30	$0
Other income not declared elsewhere	2016-06-30	$0
Administrative expenses (other) incurred	2016-06-30	$39,170
Liabilities. Value of operating payables at end of year	2016-06-30	$0
Liabilities. Value of operating payables at beginning of year	2016-06-30	$0
Total non interest bearing cash at end of year	2016-06-30	$0
Total non interest bearing cash at beginning of year	2016-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Income. Non cash contributions	2016-06-30	$0
Value of net income/loss	2016-06-30	$411,770
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$38,557,066
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$38,145,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Assets. partnership/joint venture interests at end of year	2016-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2016-06-30	$0
Investment advisory and management fees	2016-06-30	$740
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$33,478,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$33,180,156
Value of interest in pooled separate accounts at end of year	2016-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$0
Interest on participant loans	2016-06-30	$28,649
Income. Interest from loans (other than to participants)	2016-06-30	$0
Interest earned on other investments	2016-06-30	$0
Income. Interest from US Government securities	2016-06-30	$0
Income. Interest from corporate debt instruments	2016-06-30	$0
Value of interest in master investment trust accounts at end of year	2016-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2016-06-30	$0
Value of interest in common/collective trusts at end of year	2016-06-30	$3,951,640
Value of interest in common/collective trusts at beginning of year	2016-06-30	$4,055,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2016-06-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-06-30	$0
Asset value of US Government securities at end of year	2016-06-30	$0
Asset value of US Government securities at beginning of year	2016-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-2,239,519
Net investment gain/loss from pooled separate accounts	2016-06-30	$0
Net investment gain or loss from common/collective trusts	2016-06-30	$3,077
Net gain/loss from 103.12 investment entities	2016-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Assets. Invements in employer securities at end of year	2016-06-30	$0
Assets. Invements in employer securities at beginning of year	2016-06-30	$0
Assets. Value of employer real property at end of year	2016-06-30	$0
Assets. Value of employer real property at beginning of year	2016-06-30	$0
Contributions received in cash from employer	2016-06-30	$1,117,972
Employer contributions (assets) at end of year	2016-06-30	$0
Employer contributions (assets) at beginning of year	2016-06-30	$0
Income. Dividends from preferred stock	2016-06-30	$0
Income. Dividends from common stock	2016-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$4,408,297
Asset. Corporate debt instrument preferred debt at end of year	2016-06-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-06-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-06-30	$0
Contract administrator fees	2016-06-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-06-30	$0
Liabilities. Value of benefit claims payable at end of year	2016-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-06-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-06-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-06-30	$0
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Aggregate proceeds on sale of assets	2016-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	GRANT THORNTON LLP
Accountancy firm EIN	2016-06-30	366055558
2015 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$0
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total transfer of assets to this plan	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Expenses. Interest paid	2015-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$5,345,120
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$3,084,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$3,023,430
Expenses. Certain deemed distributions of participant loans	2015-06-30	$2,348
Value of total corrective distributions	2015-06-30	$14,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$3,735,290
Value of total assets at end of year	2015-06-30	$38,145,296
Value of total assets at beginning of year	2015-06-30	$35,884,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$43,879
Total income from rents	2015-06-30	$0
Total interest from all sources	2015-06-30	$29,519
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$1,723,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$1,723,294
Assets. Real estate other than employer real property at end of year	2015-06-30	$0
Assets. Real estate other than employer real property at beginning of year	2015-06-30	$0
Administrative expenses professional fees incurred	2015-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-06-30	$0
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$2,810,150
Participant contributions at end of year	2015-06-30	$909,346
Participant contributions at beginning of year	2015-06-30	$943,155
Participant contributions at end of year	2015-06-30	$0
Participant contributions at beginning of year	2015-06-30	$73,932
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$172,005
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$0
Assets. Loans (other than to participants) at end of year	2015-06-30	$0
Assets. Loans (other than to participants) at beginning of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$0
Other income not declared elsewhere	2015-06-30	$0
Administrative expenses (other) incurred	2015-06-30	$43,879
Liabilities. Value of operating payables at end of year	2015-06-30	$0
Liabilities. Value of operating payables at beginning of year	2015-06-30	$0
Total non interest bearing cash at end of year	2015-06-30	$0
Total non interest bearing cash at beginning of year	2015-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Income. Non cash contributions	2015-06-30	$0
Value of net income/loss	2015-06-30	$2,260,867
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$38,145,296
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$35,884,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Assets. partnership/joint venture interests at end of year	2015-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2015-06-30	$0
Investment advisory and management fees	2015-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$33,180,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$30,298,227
Value of interest in pooled separate accounts at end of year	2015-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$0
Interest on participant loans	2015-06-30	$29,500
Income. Interest from loans (other than to participants)	2015-06-30	$0
Interest earned on other investments	2015-06-30	$0
Income. Interest from US Government securities	2015-06-30	$0
Income. Interest from corporate debt instruments	2015-06-30	$0
Value of interest in master investment trust accounts at end of year	2015-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2015-06-30	$0
Value of interest in common/collective trusts at end of year	2015-06-30	$4,055,794
Value of interest in common/collective trusts at beginning of year	2015-06-30	$4,455,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$19
Assets. Value of investments in 103.12 investment entities at end of year	2015-06-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-30	$0
Asset value of US Government securities at end of year	2015-06-30	$0
Asset value of US Government securities at beginning of year	2015-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-196,941
Net investment gain/loss from pooled separate accounts	2015-06-30	$0
Net investment gain or loss from common/collective trusts	2015-06-30	$53,958
Net gain/loss from 103.12 investment entities	2015-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Assets. Invements in employer securities at end of year	2015-06-30	$0
Assets. Invements in employer securities at beginning of year	2015-06-30	$0
Assets. Value of employer real property at end of year	2015-06-30	$0
Assets. Value of employer real property at beginning of year	2015-06-30	$0
Contributions received in cash from employer	2015-06-30	$753,135
Employer contributions (assets) at end of year	2015-06-30	$0
Employer contributions (assets) at beginning of year	2015-06-30	$113,805
Income. Dividends from preferred stock	2015-06-30	$0
Income. Dividends from common stock	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$3,023,430
Asset. Corporate debt instrument preferred debt at end of year	2015-06-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-06-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-06-30	$0
Contract administrator fees	2015-06-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-06-30	$0
Liabilities. Value of benefit claims payable at end of year	2015-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-06-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-06-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-06-30	$0
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	GRANT THORNTON LLP
Accountancy firm EIN	2015-06-30	366055558
2014 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$0
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total transfer of assets to this plan	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Expenses. Interest paid	2014-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$8,567,250
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$3,312,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$3,272,367
Expenses. Certain deemed distributions of participant loans	2014-06-30	$49
Value of total corrective distributions	2014-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$3,247,877
Value of total assets at end of year	2014-06-30	$35,884,429
Value of total assets at beginning of year	2014-06-30	$30,629,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$40,133
Total income from rents	2014-06-30	$0
Total interest from all sources	2014-06-30	$26,027
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$1,054,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$1,054,133
Assets. Real estate other than employer real property at end of year	2014-06-30	$0
Assets. Real estate other than employer real property at beginning of year	2014-06-30	$0
Administrative expenses professional fees incurred	2014-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-06-30	$0
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$2,254,727
Participant contributions at end of year	2014-06-30	$943,155
Participant contributions at beginning of year	2014-06-30	$669,526
Participant contributions at end of year	2014-06-30	$73,932
Participant contributions at beginning of year	2014-06-30	$52,009
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$289,980
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$1,915
Assets. Loans (other than to participants) at end of year	2014-06-30	$0
Assets. Loans (other than to participants) at beginning of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$0
Other income not declared elsewhere	2014-06-30	$18,507
Administrative expenses (other) incurred	2014-06-30	$39,218
Liabilities. Value of operating payables at end of year	2014-06-30	$0
Liabilities. Value of operating payables at beginning of year	2014-06-30	$0
Total non interest bearing cash at end of year	2014-06-30	$0
Total non interest bearing cash at beginning of year	2014-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Income. Non cash contributions	2014-06-30	$0
Value of net income/loss	2014-06-30	$5,254,701
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$35,884,429
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$30,629,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Assets. partnership/joint venture interests at end of year	2014-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2014-06-30	$0
Investment advisory and management fees	2014-06-30	$915
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$30,298,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$25,186,233
Value of interest in pooled separate accounts at end of year	2014-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$2,091,273
Interest on participant loans	2014-06-30	$26,019
Income. Interest from loans (other than to participants)	2014-06-30	$0
Interest earned on other investments	2014-06-30	$0
Income. Interest from US Government securities	2014-06-30	$0
Income. Interest from corporate debt instruments	2014-06-30	$0
Value of interest in master investment trust accounts at end of year	2014-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2014-06-30	$0
Value of interest in common/collective trusts at end of year	2014-06-30	$4,455,310
Value of interest in common/collective trusts at beginning of year	2014-06-30	$2,024,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$146,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$146,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$8
Assets. Value of investments in 103.12 investment entities at end of year	2014-06-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-06-30	$0
Asset value of US Government securities at end of year	2014-06-30	$0
Asset value of US Government securities at beginning of year	2014-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$4,201,461
Net investment gain/loss from pooled separate accounts	2014-06-30	$0
Net investment gain or loss from common/collective trusts	2014-06-30	$19,245
Net gain/loss from 103.12 investment entities	2014-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Assets. Invements in employer securities at end of year	2014-06-30	$0
Assets. Invements in employer securities at beginning of year	2014-06-30	$0
Assets. Value of employer real property at end of year	2014-06-30	$0
Assets. Value of employer real property at beginning of year	2014-06-30	$0
Contributions received in cash from employer	2014-06-30	$703,170
Employer contributions (assets) at end of year	2014-06-30	$113,805
Employer contributions (assets) at beginning of year	2014-06-30	$458,436
Income. Dividends from preferred stock	2014-06-30	$0
Income. Dividends from common stock	2014-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$3,272,367
Asset. Corporate debt instrument preferred debt at end of year	2014-06-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-06-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-06-30	$0
Contract administrator fees	2014-06-30	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-30	$0
Liabilities. Value of benefit claims payable at end of year	2014-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-06-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-06-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-06-30	$0
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	GRANT THORNTON LLP
Accountancy firm EIN	2014-06-30	366055558
2013 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total transfer of assets to this plan	2013-06-30	$14,788,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$5,725,482
Total of all expenses incurred	2013-06-30	$3,875,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$3,854,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$2,990,911
Value of total assets at end of year	2013-06-30	$30,629,728
Value of total assets at beginning of year	2013-06-30	$13,991,562
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$21,089
Total interest from all sources	2013-06-30	$18,211
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$642,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$642,553
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$1,838,817
Participant contributions at end of year	2013-06-30	$669,526
Participant contributions at beginning of year	2013-06-30	$283,220
Participant contributions at end of year	2013-06-30	$52,009
Participant contributions at beginning of year	2013-06-30	$17,000
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$236,346
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$1,915
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$1,822
Other income not declared elsewhere	2013-06-30	$10,534
Administrative expenses (other) incurred	2013-06-30	$21,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$1,850,028
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$30,629,728
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$13,991,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$25,186,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$12,491,241
Value of interest in pooled separate accounts at end of year	2013-06-30	$2,091,273
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$0
Interest on participant loans	2013-06-30	$18,204
Value of interest in common/collective trusts at end of year	2013-06-30	$2,024,197
Value of interest in common/collective trusts at beginning of year	2013-06-30	$1,194,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$146,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$2,025,435
Net investment gain/loss from pooled separate accounts	2013-06-30	$22,063
Net investment gain or loss from common/collective trusts	2013-06-30	$15,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$915,748
Employer contributions (assets) at end of year	2013-06-30	$458,436
Employer contributions (assets) at beginning of year	2013-06-30	$4,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$3,854,365
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-06-30	Yes
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	ROTHSTEIN KASS
Accountancy firm EIN	2013-06-30	222131009
2012 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets to this plan	2012-06-30	$5,367,078
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$1,419,608
Total loss/gain on sale of assets	2012-06-30	$-51,999
Total of all expenses incurred	2012-06-30	$541,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$518,035
Value of total corrective distributions	2012-06-30	$16,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$1,111,059
Value of total assets at end of year	2012-06-30	$13,991,562
Value of total assets at beginning of year	2012-06-30	$7,746,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$7,541
Total interest from all sources	2012-06-30	$9,988
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$199,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$199,626
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$250,000
If this is an individual account plan, was there a blackout period	2012-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$855,289
Participant contributions at end of year	2012-06-30	$283,220
Participant contributions at beginning of year	2012-06-30	$178,309
Participant contributions at end of year	2012-06-30	$17,000
Participant contributions at beginning of year	2012-06-30	$15,599
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$66,696
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$1,822
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$3,294
Other income not declared elsewhere	2012-06-30	$-8,211
Administrative expenses (other) incurred	2012-06-30	$7,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$877,757
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$13,991,562
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$7,746,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$12,491,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$6,872,370
Interest on participant loans	2012-06-30	$9,988
Value of interest in common/collective trusts at end of year	2012-06-30	$1,194,164
Value of interest in common/collective trusts at beginning of year	2012-06-30	$607,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$147,683
Net investment gain or loss from common/collective trusts	2012-06-30	$11,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$189,074
Employer contributions (assets) at end of year	2012-06-30	$4,115
Employer contributions (assets) at beginning of year	2012-06-30	$69,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$518,035
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	Yes
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$5,153,431
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$5,205,430
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	FLACKMAN, GOODMAN & POTTER
Accountancy firm EIN	2012-06-30	221974849
2011 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$1,971,274
Total loss/gain on sale of assets	2011-06-30	$214,904
Total of all expenses incurred	2011-06-30	$281,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$275,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$503,260
Value of total assets at end of year	2011-06-30	$7,661,208
Value of total assets at beginning of year	2011-06-30	$5,971,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$6,116
Total interest from all sources	2011-06-30	$9,053
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$97,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$97,303
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$250,000
If this is an individual account plan, was there a blackout period	2011-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$440,035
Participant contributions at end of year	2011-06-30	$181,266
Participant contributions at beginning of year	2011-06-30	$182,004
Participant contributions at end of year	2011-06-30	$15,599
Participant contributions at beginning of year	2011-06-30	$16,621
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$3,294
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$2,912
Other income not declared elsewhere	2011-06-30	$3,751
Administrative expenses (other) incurred	2011-06-30	$6,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$1,689,780
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$7,661,208
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$5,971,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$6,872,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$5,254,055
Interest on participant loans	2011-06-30	$9,053
Value of interest in common/collective trusts at end of year	2011-06-30	$607,572
Value of interest in common/collective trusts at beginning of year	2011-06-30	$535,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$1,133,881
Net investment gain or loss from common/collective trusts	2011-06-30	$9,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$63,225
Employer contributions (assets) at end of year	2011-06-30	$69,583
Employer contributions (assets) at beginning of year	2011-06-30	$67,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$275,378
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	Yes
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$1,690,926
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$1,476,022
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	FLACKMAN, GOODMAN & POTTER
Accountancy firm EIN	2011-06-30	221974849
2010 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0
2009 : VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total unrealized appreciation/depreciation of assets	2009-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-06-30	$0
Total income from all sources (including contributions)	2009-06-30	$-685,947
Total loss/gain on sale of assets	2009-06-30	$-284,344
Total of all expenses incurred	2009-06-30	$240,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2009-06-30	$198,688
Value of total corrective distributions	2009-06-30	$32,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2009-06-30	$713,025
Value of total assets at end of year	2009-06-30	$5,607,717
Value of total assets at beginning of year	2009-06-30	$6,533,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2009-06-30	$8,490
Total interest from all sources	2009-06-30	$14,145
Total dividends received (eg from common stock, registered investment company shares)	2009-06-30	$215,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2009-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2009-06-30	$215,049
Was this plan covered by a fidelity bond	2009-06-30	Yes
Value of fidelity bond cover	2009-06-30	$250,000
If this is an individual account plan, was there a blackout period	2009-06-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2009-06-30	No
Contributions received from participants	2009-06-30	$526,454
Participant contributions at end of year	2009-06-30	$162,179
Participant contributions at beginning of year	2009-06-30	$184,995
Participant contributions at end of year	2009-06-30	$18,548
Participant contributions at beginning of year	2009-06-30	$16,373
Income. Received or receivable in cash from other sources (including rollovers)	2009-06-30	$3,110
Value of other receiveables (less allowance for doubtful accounts) at end of year	2009-06-30	$2,561
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2009-06-30	$2,622
Other income not declared elsewhere	2009-06-30	$11,741
Administrative expenses (other) incurred	2009-06-30	$8,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-06-30	No
Value of net income/loss	2009-06-30	$-926,095
Value of net assets at end of year (total assets less liabilities)	2009-06-30	$5,607,717
Value of net assets at beginning of year (total assets less liabilities)	2009-06-30	$6,533,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2009-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2009-06-30	No
Were any leases to which the plan was party in default or uncollectible	2009-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2009-06-30	$4,625,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2009-06-30	$5,852,982
Interest on participant loans	2009-06-30	$14,145
Value of interest in common/collective trusts at end of year	2009-06-30	$747,416
Value of interest in common/collective trusts at beginning of year	2009-06-30	$472,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2009-06-30	$-1,373,802
Net investment gain or loss from common/collective trusts	2009-06-30	$18,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2009-06-30	No
Was there a failure to transmit to the plan any participant contributions	2009-06-30	No
Has the plan failed to provide any benefit when due under the plan	2009-06-30	No
Contributions received in cash from employer	2009-06-30	$183,461
Employer contributions (assets) at end of year	2009-06-30	$51,418
Employer contributions (assets) at beginning of year	2009-06-30	$4,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2009-06-30	$198,688
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2009-06-30	Yes
Did the plan have assets held for investment	2009-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2009-06-30	No
Aggregate proceeds on sale of assets	2009-06-30	$1,419,523
Aggregate carrying amount (costs) on sale of assets	2009-06-30	$1,703,867
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2009-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2009-06-30	Disclaimer
Accountancy firm name	2009-06-30	KPMG LLP
Accountancy firm EIN	2009-06-30	135565207

Form 5500 Responses for VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST

2015: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	Yes
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	Yes
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	Yes
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	Yes
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes
2008: VENTION MEDICAL 401(K) PROFIT SHARING PLAN & TRUST 2008 form 5500 responses
2008-07-01	Type of plan entity	Single employer plan
2008-07-01	Submission has been amended	Yes
2008-07-01	This submission is the final filing	No
2008-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-07-01	Plan is a collectively bargained plan	No
2008-07-01	Plan funding arrangement – Trust	Yes
2008-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number	45620801
Policy instance	1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number	45620801
Policy instance	1

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Company Name:	VENTION MEDICAL, INC.
Employer identification number (EIN):	222275137
NAIC Classification:	326100