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JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 401k Plan overview

Plan NameJOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN
Plan identification number 002

JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOSEPH A. BATTAGLIA, D.M.D. has sponsored the creation of one or more 401k plans.

Company Name:JOSEPH A. BATTAGLIA, D.M.D.
Employer identification number (EIN):222476310
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JOSEPH A. BATTAGLIA, DMD2023-05-06 JOSEPH A. BATTAGLIA, DMD2023-05-06
0022021-01-01JOSEPH BATTAGLIA2022-09-09 JOSEPH BATTAGLIA2022-09-09
0022020-01-01JOSEPH A BATTAGLIA2021-07-17 JOSEPH A BATTAGLIA2021-07-17
0022018-01-01JOSEPH BATTAGLIA2019-05-11 JOSEPH BATTAGLIA2019-05-11
0022017-01-01JOSEPH A BATTAGLIA, DMD2018-07-23 JOSEPH A BATTAGLIA, DMD2018-07-23
0022016-01-01JOSEPH A BATTTAGLIA2017-06-10 JOSEPH A BATTTAGLIA2017-06-10
0022015-01-01JOSEPH A BATTAGLIA JOSEPH A BATTAGLIA2016-07-23
0022014-01-01JOSEPH BATTAGLIA JOSEPH BATTAGLIA2015-07-07
0022013-01-01JOSEPH BATTAGLIA JOSEPH BATTAGLIA2014-08-05
0022012-01-01JOSEPH BATTAGLIA JOSEPH BATTAGLIA2013-07-11
0022011-01-01JOSEPH BATTAGLIA
0022009-01-01JOSEPH BATTAGLIA

Plan Statistics for JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN

401k plan membership statisitcs for JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN

Measure Date Value
2015: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013
Number of participants with account balances2014-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017
Number of participants with account balances2009-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN

Measure Date Value
2015 : JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$62,719
Expenses. Total of all expenses incurred2015-12-31$0
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$1,936,811
Total plan assets at beginning of year2015-12-31$1,874,092
Value of fidelity bond covering the plan2015-12-31$2,000,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$1,560
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$62,719
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,936,811
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,874,092
Total contributions received or receivable from employer(s)2015-12-31$61,159
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
2014 : JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$174
Total plan liabilities at beginning of year2014-12-31$174
Total income from all sources2014-12-31$170,974
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,874,266
Total plan assets at beginning of year2014-12-31$1,703,292
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$107,993
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$170,974
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,874,092
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,703,118
Total contributions received or receivable from employer(s)2014-12-31$62,981
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$174
Total plan liabilities at beginning of year2013-12-31$174
Total income from all sources2013-12-31$329,940
Expenses. Total of all expenses incurred2013-12-31$40,068
Benefits paid (including direct rollovers)2013-12-31$40,068
Total plan assets at end of year2013-12-31$1,703,292
Total plan assets at beginning of year2013-12-31$1,413,420
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$268,127
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$289,872
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,703,118
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,413,246
Total contributions received or receivable from employer(s)2013-12-31$61,813
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$174
Total plan liabilities at beginning of year2012-12-31$246
Total income from all sources2012-12-31$227,718
Expenses. Total of all expenses incurred2012-12-31$6,283
Benefits paid (including direct rollovers)2012-12-31$6,283
Total plan assets at end of year2012-12-31$1,413,420
Total plan assets at beginning of year2012-12-31$1,192,057
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$167,753
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$221,435
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,413,246
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,191,811
Total contributions received or receivable from employer(s)2012-12-31$59,965
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$246
Total plan liabilities at beginning of year2011-12-31$174
Total income from all sources2011-12-31$-42,688
Expenses. Total of all expenses incurred2011-12-31$361
Benefits paid (including direct rollovers)2011-12-31$361
Total plan assets at end of year2011-12-31$1,192,057
Total plan assets at beginning of year2011-12-31$1,235,034
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-94,562
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-43,049
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,191,811
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,234,860
Total contributions received or receivable from employer(s)2011-12-31$51,874
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$174
Total plan liabilities at beginning of year2010-12-31$174
Total income from all sources2010-12-31$205,916
Expenses. Total of all expenses incurred2010-12-31$3,371
Benefits paid (including direct rollovers)2010-12-31$3,371
Total plan assets at end of year2010-12-31$1,235,034
Total plan assets at beginning of year2010-12-31$1,032,489
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$149,540
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$202,545
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,234,860
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,032,315
Total contributions received or receivable from employer(s)2010-12-31$56,376
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN

2015: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: JOSEPH A. BATTAGLIA, DMD PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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