401k Plan data: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN plan

JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

JTEKT NORTH AMERICA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: JTEKT NORTH AMERICA CORPORATION

Employer identification number (EIN): 222896829

NAIC Classification: 332700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 PAT SCHMIDT PAT SCHMIDT 2014-10-09
001 2012-01-01 PAT SCHMIDT PAT SCHMIDT 2013-10-01
001 2011-01-01 PAT SCHMIDT PAT SCHMIDT 2012-10-08
001 2010-01-01 PAT SCHMIDT
001 2009-01-01 PAT SCHMIDT PAT SCHMIDT 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	PAT SCHMIDT	PAT SCHMIDT	2014-10-09
001	2012-01-01	PAT SCHMIDT	PAT SCHMIDT	2013-10-01
001	2011-01-01	PAT SCHMIDT	PAT SCHMIDT	2012-10-08
001	2010-01-01	PAT SCHMIDT
001	2009-01-01	PAT SCHMIDT	PAT SCHMIDT	2010-10-12

Plan Statistics for JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2013: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,988
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,066
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 231
Total of all active and inactive participants 2013-01-01 2,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,298
Number of participants with account balances 2013-01-01 2,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,728
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,871
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 116
Total of all active and inactive participants 2012-01-01 1,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,988
Number of participants with account balances 2012-01-01 1,988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,788
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,594
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 133
Total of all active and inactive participants 2011-01-01 1,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,728
Number of participants with account balances 2011-01-01 1,728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,858
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,497
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 290
Total of all active and inactive participants 2010-01-01 1,788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,788
Number of participants with account balances 2010-01-01 1,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,664
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,660
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 198
Total of all active and inactive participants 2009-01-01 1,858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,858
Number of participants with account balances 2009-01-01 1,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 45

Measure	Date	Value
2013: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,988
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,066
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	231
Total of all active and inactive participants	2013-01-01	2,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,298
Number of participants with account balances	2013-01-01	2,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,728
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,871
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	116
Total of all active and inactive participants	2012-01-01	1,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,988
Number of participants with account balances	2012-01-01	1,988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,788
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,594
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	133
Total of all active and inactive participants	2011-01-01	1,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,728
Number of participants with account balances	2011-01-01	1,728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,858
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,497
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	290
Total of all active and inactive participants	2010-01-01	1,788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,788
Number of participants with account balances	2010-01-01	1,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,664
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,660
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	198
Total of all active and inactive participants	2009-01-01	1,858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,858
Number of participants with account balances	2009-01-01	1,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	45

Financial Data on JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2013 : JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$95,274,269
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$19,658,595
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,753,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,691,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$9,315,751
Value of total assets at end of year	2013-12-31	$205,820,461
Value of total assets at beginning of year	2013-12-31	$96,641,208
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$61,715
Total interest from all sources	2013-12-31	$1,067,278
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$603,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$603,098
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,600,087
Participant contributions at end of year	2013-12-31	$4,963,795
Participant contributions at beginning of year	2013-12-31	$4,035,148
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$45,576
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$311,865
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$5,598,889
Other income not declared elsewhere	2013-12-31	$89,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$13,904,984
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$205,820,461
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$96,641,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$89,720,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$37,762,695
Value of interest in pooled separate accounts at end of year	2013-12-31	$56,136,168
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$25,426,816
Interest on participant loans	2013-12-31	$188,448
Interest earned on other investments	2013-12-31	$878,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$547,886
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$569,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$569,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$48,852,911
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$28,774,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,452,093
Net investment gain/loss from pooled separate accounts	2013-12-31	$5,130,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,403,799
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$27,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,691,896
Contract administrator fees	2013-12-31	$61,715
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PUGH & COMPANY, P.C.
Accountancy firm EIN	2013-12-31	621142155
2012 : JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$17,678,549
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,583,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,521,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,355,934
Value of total assets at end of year	2012-12-31	$96,641,208
Value of total assets at beginning of year	2012-12-31	$83,546,082
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$61,715
Total interest from all sources	2012-12-31	$967,745
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$541,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$541,146
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,979,244
Participant contributions at end of year	2012-12-31	$4,035,148
Participant contributions at beginning of year	2012-12-31	$3,900,957
Participant contributions at end of year	2012-12-31	$45,576
Participant contributions at beginning of year	2012-12-31	$45,867
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$368,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$13,095,126
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$96,641,208
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$83,546,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$37,762,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$41,089,224
Value of interest in pooled separate accounts at end of year	2012-12-31	$25,426,816
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$11,489,448
Interest on participant loans	2012-12-31	$167,170
Interest earned on other investments	2012-12-31	$800,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$569,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$512,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$512,683
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$83
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$28,774,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$26,480,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,974,037
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,839,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,008,240
Employer contributions (assets) at end of year	2012-12-31	$27,339
Employer contributions (assets) at beginning of year	2012-12-31	$27,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,521,708
Contract administrator fees	2012-12-31	$61,715
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PUGH & COMPANY, P.C.
Accountancy firm EIN	2012-12-31	621142155
2011 : JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$5,138,835
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,869,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,839,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,960,369
Value of total assets at end of year	2011-12-31	$83,546,082
Value of total assets at beginning of year	2011-12-31	$82,276,807
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$30,437
Total interest from all sources	2011-12-31	$925,521
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$441,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$441,821
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,195,683
Participant contributions at end of year	2011-12-31	$3,900,957
Participant contributions at beginning of year	2011-12-31	$3,677,814
Participant contributions at end of year	2011-12-31	$45,867
Participant contributions at beginning of year	2011-12-31	$81,500
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$285,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,269,275
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$83,546,082
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$82,276,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$41,089,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$42,178,704
Value of interest in pooled separate accounts at end of year	2011-12-31	$11,489,448
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$11,111,141
Interest on participant loans	2011-12-31	$175,614
Interest earned on other investments	2011-12-31	$749,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$512,683
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$490,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$490,598
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$26,480,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$24,686,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,017,772
Net investment gain/loss from pooled separate accounts	2011-12-31	$-171,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,478,914
Employer contributions (assets) at end of year	2011-12-31	$27,095
Employer contributions (assets) at beginning of year	2011-12-31	$50,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,839,123
Contract administrator fees	2011-12-31	$30,437
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PUGH & COMPANY, PC
Accountancy firm EIN	2011-12-31	621142155
2010 : JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$13,450,373
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,861,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,830,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,239,570
Value of total assets at end of year	2010-12-31	$82,276,807
Value of total assets at beginning of year	2010-12-31	$74,687,987
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$31,273
Total interest from all sources	2010-12-31	$919,740
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$371,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$371,606
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,938,706
Participant contributions at end of year	2010-12-31	$3,677,814
Participant contributions at beginning of year	2010-12-31	$3,184,121
Participant contributions at end of year	2010-12-31	$81,500
Participant contributions at beginning of year	2010-12-31	$102,121
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,588,820
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$82,276,807
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$74,687,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$42,178,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$37,298,788
Value of interest in pooled separate accounts at end of year	2010-12-31	$11,111,141
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$9,892,937
Interest on participant loans	2010-12-31	$183,401
Interest earned on other investments	2010-12-31	$736,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$490,598
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$463,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$463,283
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$83
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$24,686,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$23,675,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,559,583
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,359,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,297,683
Employer contributions (assets) at end of year	2010-12-31	$50,120
Employer contributions (assets) at beginning of year	2010-12-31	$71,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,830,280
Contract administrator fees	2010-12-31	$31,273
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PUGH & COMPANY, PC
Accountancy firm EIN	2010-12-31	621142155

Form 5500 Responses for JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN

2013: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JTEKT NORTH AMERICA 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

JTEKT NORTH AMERICA 401(K) RETIREMENT PLAN [EIN = 570570962]

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Company Name:	JTEKT NORTH AMERICA CORPORATION
Employer identification number (EIN):	222896829
NAIC Classification:	332700