PHILLIPS & COHEN ASSOCIATES, LTD. has sponsored the creation of one or more 401k plans.
Additional information about PHILLIPS & COHEN ASSOCIATES, LTD.
Submission information for form 5500 for 401k plan PHILLIPS & COHEN ASSOCIATES 401(K) PLAN
Measure | Date | Value |
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2022 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $541,299 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $138,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $105,313 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,478,789 |
Value of total assets at end of year | 2022-12-31 | $6,058,870 |
Value of total assets at beginning of year | 2022-12-31 | $5,655,571 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $32,687 |
Total interest from all sources | 2022-12-31 | $9,423 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $102,409 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $102,409 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $976,144 |
Participant contributions at end of year | 2022-12-31 | $242,712 |
Participant contributions at beginning of year | 2022-12-31 | $167,104 |
Participant contributions at end of year | 2022-12-31 | $45,858 |
Participant contributions at beginning of year | 2022-12-31 | $7,680 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $8,977 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $403,299 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $6,058,870 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,655,571 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $5,486,736 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $5,272,846 |
Interest on participant loans | 2022-12-31 | $9,423 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $260,796 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $203,949 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,057,597 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $8,275 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $493,668 |
Employer contributions (assets) at end of year | 2022-12-31 | $22,768 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $3,992 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $105,313 |
Contract administrator fees | 2022-12-31 | $32,687 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BEFLINT, LYONS & SHUMAN, PA |
Accountancy firm EIN | 2022-12-31 | 510232399 |
2021 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $169,714 |
Total income from all sources (including contributions) | 2021-12-31 | $1,830,386 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $31,142 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $18,120 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $1,827 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,085,954 |
Value of total assets at end of year | 2021-12-31 | $5,655,571 |
Value of total assets at beginning of year | 2021-12-31 | $4,026,041 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $11,195 |
Total interest from all sources | 2021-12-31 | $7,362 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $61,977 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $61,977 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $627,396 |
Participant contributions at end of year | 2021-12-31 | $167,104 |
Participant contributions at beginning of year | 2021-12-31 | $131,689 |
Participant contributions at end of year | 2021-12-31 | $7,680 |
Participant contributions at beginning of year | 2021-12-31 | $2,783 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $118,136 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $169,714 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,799,244 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,655,571 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,856,327 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $5,272,846 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,711,789 |
Interest on participant loans | 2021-12-31 | $7,362 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $203,949 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $179,357 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $673,012 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $332 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,749 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $340,422 |
Employer contributions (assets) at end of year | 2021-12-31 | $3,992 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $423 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $18,120 |
Contract administrator fees | 2021-12-31 | $11,195 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BEFLINT, LYONS & SHUMAN, PA |
Accountancy firm EIN | 2021-12-31 | 510232399 |
2020 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $169,714 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $37,554 |
Total income from all sources (including contributions) | 2020-12-31 | $957,255 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $169,677 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $167,484 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of total corrective distributions | 2020-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $375,219 |
Value of total assets at end of year | 2020-12-31 | $4,026,041 |
Value of total assets at beginning of year | 2020-12-31 | $3,106,303 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,193 |
Total interest from all sources | 2020-12-31 | $10,101 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $243,627 |
Participant contributions at end of year | 2020-12-31 | $131,689 |
Participant contributions at beginning of year | 2020-12-31 | $155,442 |
Participant contributions at end of year | 2020-12-31 | $2,783 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $35,950 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $169,714 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $37,554 |
Other income not declared elsewhere | 2020-12-31 | $0 |
Administrative expenses (other) incurred | 2020-12-31 | $2,193 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $787,578 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,856,327 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,068,749 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,711,789 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,838,148 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $0 |
Interest on participant loans | 2020-12-31 | $8,314 |
Interest earned on other investments | 2020-12-31 | $1,787 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $179,357 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $112,713 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $571,935 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $0 |
Contributions received in cash from employer | 2020-12-31 | $95,642 |
Employer contributions (assets) at end of year | 2020-12-31 | $423 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $167,484 |
Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $0 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2020-12-31 | 131639826 |
2019 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $37,554 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $37,554 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $36,400 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $36,400 |
Total income from all sources (including contributions) | 2019-12-31 | $847,694 |
Total income from all sources (including contributions) | 2019-12-31 | $847,694 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $67,271 |
Total of all expenses incurred | 2019-12-31 | $67,271 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $65,097 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $65,097 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Value of total corrective distributions | 2019-12-31 | $0 |
Value of total corrective distributions | 2019-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $299,633 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $299,633 |
Value of total assets at end of year | 2019-12-31 | $3,106,303 |
Value of total assets at end of year | 2019-12-31 | $3,106,303 |
Value of total assets at beginning of year | 2019-12-31 | $2,324,726 |
Value of total assets at beginning of year | 2019-12-31 | $2,324,726 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,174 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,174 |
Total interest from all sources | 2019-12-31 | $9,162 |
Total interest from all sources | 2019-12-31 | $9,162 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $224,488 |
Contributions received from participants | 2019-12-31 | $224,488 |
Participant contributions at end of year | 2019-12-31 | $155,442 |
Participant contributions at end of year | 2019-12-31 | $155,442 |
Participant contributions at beginning of year | 2019-12-31 | $140,815 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $37,554 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $37,554 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $36,400 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $36,400 |
Other income not declared elsewhere | 2019-12-31 | $0 |
Other income not declared elsewhere | 2019-12-31 | $0 |
Administrative expenses (other) incurred | 2019-12-31 | $2,174 |
Administrative expenses (other) incurred | 2019-12-31 | $2,174 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $780,423 |
Value of net income/loss | 2019-12-31 | $780,423 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,068,749 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,068,749 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,288,326 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,288,326 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,838,148 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,838,148 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,906,508 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Interest on participant loans | 2019-12-31 | $8,559 |
Interest on participant loans | 2019-12-31 | $8,559 |
Interest earned on other investments | 2019-12-31 | $603 |
Interest earned on other investments | 2019-12-31 | $603 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $112,713 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $112,713 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $277,403 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $277,403 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $538,899 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $538,899 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $0 |
Contributions received in cash from employer | 2019-12-31 | $75,145 |
Contributions received in cash from employer | 2019-12-31 | $75,145 |
Income. Dividends from common stock | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $65,097 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $65,097 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $0 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | EISNERAMPER LLP |
Accountancy firm name | 2019-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2019-12-31 | 131639826 |
Accountancy firm EIN | 2019-12-31 | 131639826 |
2018 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $36,400 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $2,049 |
Total income from all sources (including contributions) | 2018-12-31 | $74,766 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $149,595 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $148,300 |
Value of total corrective distributions | 2018-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $204,905 |
Value of total assets at end of year | 2018-12-31 | $2,324,726 |
Value of total assets at beginning of year | 2018-12-31 | $2,365,204 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,295 |
Total interest from all sources | 2018-12-31 | $7,033 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $198,091 |
Participant contributions at end of year | 2018-12-31 | $140,815 |
Participant contributions at beginning of year | 2018-12-31 | $109,585 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $2,710 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $6,814 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $36,400 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $2,049 |
Other income not declared elsewhere | 2018-12-31 | $0 |
Administrative expenses (other) incurred | 2018-12-31 | $1,295 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-74,829 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,288,326 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,363,155 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,906,508 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,169,327 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $0 |
Interest on participant loans | 2018-12-31 | $7,033 |
Interest earned on other investments | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $277,403 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $83,582 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-137,172 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $0 |
Contributions received in cash from employer | 2018-12-31 | $0 |
Income. Dividends from common stock | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $148,300 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $0 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2018-12-31 | 131639826 |
2017 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $2,049 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $16,596 |
Total income from all sources (including contributions) | 2017-12-31 | $490,744 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $55,036 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $51,678 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $0 |
Value of total corrective distributions | 2017-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $143,613 |
Value of total assets at end of year | 2017-12-31 | $2,365,204 |
Value of total assets at beginning of year | 2017-12-31 | $1,944,043 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,358 |
Total interest from all sources | 2017-12-31 | $4,076 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $143,613 |
Participant contributions at end of year | 2017-12-31 | $109,585 |
Participant contributions at beginning of year | 2017-12-31 | $78,062 |
Participant contributions at end of year | 2017-12-31 | $2,710 |
Participant contributions at beginning of year | 2017-12-31 | $10,497 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $2,049 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $16,596 |
Other income not declared elsewhere | 2017-12-31 | $0 |
Administrative expenses (other) incurred | 2017-12-31 | $3,358 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $435,708 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,363,155 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,927,447 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,169,327 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $1,831,699 |
Interest on participant loans | 2017-12-31 | $4,076 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
Interest earned on other investments | 2017-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $83,582 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $23,785 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $343,055 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $0 |
Contributions received in cash from employer | 2017-12-31 | $0 |
Income. Dividends from common stock | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $51,678 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2017-12-31 | 131639826 |
2016 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $16,596 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $18,507 |
Total income from all sources (including contributions) | 2016-12-31 | $299,304 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $154,120 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $135,310 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $130,007 |
Value of total assets at end of year | 2016-12-31 | $1,944,043 |
Value of total assets at beginning of year | 2016-12-31 | $1,800,770 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $18,810 |
Total interest from all sources | 2016-12-31 | $2,625 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $130,007 |
Participant contributions at end of year | 2016-12-31 | $78,062 |
Participant contributions at beginning of year | 2016-12-31 | $80,461 |
Participant contributions at end of year | 2016-12-31 | $10,497 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $16,596 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $18,507 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $145,184 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,927,447 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,782,263 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $1,831,699 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $1,690,607 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $2,625 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $23,785 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $29,702 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $166,672 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $135,310 |
Contract administrator fees | 2016-12-31 | $18,810 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2016-12-31 | 131639826 |
2015 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $18,507 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $82,158 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $130,670 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $109,358 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $4,671 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $113,755 |
Value of total assets at end of year | 2015-12-31 | $1,800,770 |
Value of total assets at beginning of year | 2015-12-31 | $1,830,775 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $16,641 |
Total interest from all sources | 2015-12-31 | $3,661 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $102,166 |
Participant contributions at end of year | 2015-12-31 | $80,461 |
Participant contributions at beginning of year | 2015-12-31 | $102,490 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $12,565 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $11,589 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $4,780 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $18,507 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-48,512 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,782,263 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,830,775 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,690,607 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,687,377 |
Interest on participant loans | 2015-12-31 | $3,661 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $29,702 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $23,563 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-35,258 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $109,358 |
Contract administrator fees | 2015-12-31 | $16,641 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2015-12-31 | 131639826 |
2014 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $194,993 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $214,879 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $209,947 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $116,423 |
Value of total assets at end of year | 2014-12-31 | $1,830,775 |
Value of total assets at beginning of year | 2014-12-31 | $1,850,661 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $4,932 |
Total interest from all sources | 2014-12-31 | $3,942 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $116,423 |
Participant contributions at end of year | 2014-12-31 | $102,490 |
Participant contributions at beginning of year | 2014-12-31 | $19,696 |
Participant contributions at end of year | 2014-12-31 | $12,565 |
Participant contributions at beginning of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $4,780 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-19,886 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,830,775 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,850,661 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,687,377 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,753,711 |
Interest on participant loans | 2014-12-31 | $3,942 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $23,563 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $77,254 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $74,628 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $209,947 |
Contract administrator fees | 2014-12-31 | $4,932 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $392,929 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $234,601 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $229,165 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $118,564 |
Value of total assets at end of year | 2013-12-31 | $1,850,661 |
Value of total assets at beginning of year | 2013-12-31 | $1,692,333 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,436 |
Total interest from all sources | 2013-12-31 | $3,877 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $118,564 |
Participant contributions at end of year | 2013-12-31 | $19,696 |
Participant contributions at beginning of year | 2013-12-31 | $122,646 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $158,328 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,850,661 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,692,333 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,753,711 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,509,964 |
Interest on participant loans | 2013-12-31 | $3,877 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $77,254 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $59,723 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $270,488 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $229,165 |
Contract administrator fees | 2013-12-31 | $5,436 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $283,001 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $171,729 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $165,162 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $134,568 |
Value of total assets at end of year | 2012-12-31 | $1,692,333 |
Value of total assets at beginning of year | 2012-12-31 | $1,581,061 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,567 |
Total interest from all sources | 2012-12-31 | $5,242 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $134,568 |
Participant contributions at end of year | 2012-12-31 | $122,646 |
Participant contributions at beginning of year | 2012-12-31 | $143,419 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $111,272 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,692,333 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,581,061 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,509,964 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,383,940 |
Interest on participant loans | 2012-12-31 | $5,242 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $59,723 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $53,702 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $143,191 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $165,162 |
Contract administrator fees | 2012-12-31 | $6,567 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $112,744 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $184,050 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $134,596 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $147,097 |
Value of total assets at end of year | 2011-12-31 | $1,581,061 |
Value of total assets at beginning of year | 2011-12-31 | $1,652,367 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $49,454 |
Total interest from all sources | 2011-12-31 | $6,025 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $124,128 |
Participant contributions at end of year | 2011-12-31 | $143,419 |
Participant contributions at beginning of year | 2011-12-31 | $98,806 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $22,969 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-71,306 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,581,061 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,652,367 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,383,940 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,497,529 |
Interest on participant loans | 2011-12-31 | $6,025 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $53,702 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $56,032 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-40,378 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $134,596 |
Contract administrator fees | 2011-12-31 | $49,454 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2011-12-31 | 036605558 |
2010 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $325,962 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $172,819 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $136,298 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $153,137 |
Value of total assets at end of year | 2010-12-31 | $1,652,367 |
Value of total assets at beginning of year | 2010-12-31 | $1,499,224 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $36,521 |
Total interest from all sources | 2010-12-31 | $10,279 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $135,268 |
Participant contributions at end of year | 2010-12-31 | $98,806 |
Participant contributions at beginning of year | 2010-12-31 | $115,380 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $17,869 |
Other income not declared elsewhere | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $153,143 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,652,367 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,499,224 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $13,941 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,497,529 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,298,135 |
Interest on participant loans | 2010-12-31 | $6,626 |
Interest earned on other investments | 2010-12-31 | $3,653 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $56,032 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $85,709 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $162,546 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $136,298 |
Contract administrator fees | 2010-12-31 | $22,580 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2010-12-31 | 036605558 |
2009 : PHILLIPS & COHEN ASSOCIATES 401(K) PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |