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I.A.T.S.E. LOCAL 21 401(K) PLAN 401k Plan overview

Plan NameI.A.T.S.E. LOCAL 21 401(K) PLAN
Plan identification number 001

I.A.T.S.E. LOCAL 21 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

I.A.T.S.E. LOCAL 21 has sponsored the creation of one or more 401k plans.

Company Name:I.A.T.S.E. LOCAL 21
Employer identification number (EIN):223585682
NAIC Classification:711100
NAIC Description: Performing Arts Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan I.A.T.S.E. LOCAL 21 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BRIAN DONNELLY
0012016-01-01BRIAN DONNELLY
0012015-01-01BRIAN DONNELLY
0012014-01-01BRIAN DONNELLY
0012013-01-01BRIAN DONNELLY
0012011-01-01BRIAN DONNELLY
0012009-01-01BRIAN DONNELLY

Plan Statistics for I.A.T.S.E. LOCAL 21 401(K) PLAN

401k plan membership statisitcs for I.A.T.S.E. LOCAL 21 401(K) PLAN

Measure Date Value
2022: I.A.T.S.E. LOCAL 21 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01820
Total number of active participants reported on line 7a of the Form 55002022-01-01453
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01370
Total of all active and inactive participants2022-01-01823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01823
Number of participants with account balances2022-01-01590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
Number of employers contributing to the scheme2022-01-019
2021: I.A.T.S.E. LOCAL 21 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01758
Total number of active participants reported on line 7a of the Form 55002021-01-01436
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01384
Total of all active and inactive participants2021-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01820
Number of participants with account balances2021-01-01574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
Number of employers contributing to the scheme2021-01-0110
2020: I.A.T.S.E. LOCAL 21 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01998
Total number of active participants reported on line 7a of the Form 55002020-01-01363
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01395
Total of all active and inactive participants2020-01-01758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01758
Number of participants with account balances2020-01-01758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
Number of employers contributing to the scheme2020-01-017
2019: I.A.T.S.E. LOCAL 21 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01925
Total number of active participants reported on line 7a of the Form 55002019-01-01707
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01291
Total of all active and inactive participants2019-01-01998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01998
Number of participants with account balances2019-01-01573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
Number of employers contributing to the scheme2019-01-017
2018: I.A.T.S.E. LOCAL 21 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01763
Total number of active participants reported on line 7a of the Form 55002018-01-01639
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01286
Total of all active and inactive participants2018-01-01925
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01925
Number of participants with account balances2018-01-01564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
Number of employers contributing to the scheme2018-01-017
2017: I.A.T.S.E. LOCAL 21 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01575
Total number of active participants reported on line 7a of the Form 55002017-01-01488
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01275
Total of all active and inactive participants2017-01-01763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01763
Number of participants with account balances2017-01-01545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
Number of employers contributing to the scheme2017-01-017
2016: I.A.T.S.E. LOCAL 21 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01799
Total number of active participants reported on line 7a of the Form 55002016-01-01337
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01238
Total of all active and inactive participants2016-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01575
Number of participants with account balances2016-01-01532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
Number of employers contributing to the scheme2016-01-010
2015: I.A.T.S.E. LOCAL 21 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01695
Total number of active participants reported on line 7a of the Form 55002015-01-01581
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01218
Total of all active and inactive participants2015-01-01799
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01799
Number of participants with account balances2015-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
Number of employers contributing to the scheme2015-01-017
2014: I.A.T.S.E. LOCAL 21 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01673
Total number of active participants reported on line 7a of the Form 55002014-01-01503
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01192
Total of all active and inactive participants2014-01-01695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01695
Number of participants with account balances2014-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
Number of employers contributing to the scheme2014-01-017
2013: I.A.T.S.E. LOCAL 21 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01376
Total number of active participants reported on line 7a of the Form 55002013-01-01507
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01165
Total of all active and inactive participants2013-01-01673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01673
Number of participants with account balances2013-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
Number of employers contributing to the scheme2013-01-0111
2011: I.A.T.S.E. LOCAL 21 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01317
Total number of active participants reported on line 7a of the Form 55002011-01-01242
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01118
Total of all active and inactive participants2011-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01360
Number of participants with account balances2011-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: I.A.T.S.E. LOCAL 21 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01238
Total number of active participants reported on line 7a of the Form 55002009-01-01190
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0186
Total of all active and inactive participants2009-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01276
Number of participants with account balances2009-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on I.A.T.S.E. LOCAL 21 401(K) PLAN

Measure Date Value
2022 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,847,789
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$765,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$665,748
Value of total corrective distributions2022-12-31$9,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$984,229
Value of total assets at end of year2022-12-31$13,090,177
Value of total assets at beginning of year2022-12-31$15,703,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$89,910
Total interest from all sources2022-12-31$18,924
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$332,459
Participant contributions at beginning of year2022-12-31$1,019
Other income not declared elsewhere2022-12-31$67,598
Administrative expenses (other) incurred2022-12-31$89,910
Total non interest bearing cash at end of year2022-12-31$20,316
Total non interest bearing cash at beginning of year2022-12-31$19,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,613,310
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,090,177
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,703,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$11,023,187
Value of interest in pooled separate accounts at beginning of year2022-12-31$13,906,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$18,924
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,016,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,741,790
Net investment gain or loss from common/collective trusts2022-12-31$-2,918,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$651,770
Employer contributions (assets) at end of year2022-12-31$30,325
Employer contributions (assets) at beginning of year2022-12-31$34,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$665,748
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2022-12-31271728945
2021 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$19,272
Total income from all sources (including contributions)2021-12-31$2,261,798
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$497,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$409,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$362,075
Value of total assets at end of year2021-12-31$15,703,487
Value of total assets at beginning of year2021-12-31$13,958,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$87,834
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$125,589
Participant contributions at end of year2021-12-31$1,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$19,272
Other income not declared elsewhere2021-12-31$74,196
Administrative expenses (other) incurred2021-12-31$87,834
Total non interest bearing cash at end of year2021-12-31$19,681
Total non interest bearing cash at beginning of year2021-12-31$16,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,764,680
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,703,487
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,938,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$13,906,075
Value of interest in pooled separate accounts at beginning of year2021-12-31$12,636,599
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,741,790
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,305,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$17,303
Net investment gain or loss from common/collective trusts2021-12-31$1,808,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$236,486
Employer contributions (assets) at end of year2021-12-31$34,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$409,284
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2021-12-31271728945
2020 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$19,272
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$27,477
Total income from all sources (including contributions)2020-12-31$2,439,778
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,457,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,381,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$352,729
Value of total assets at end of year2020-12-31$13,958,079
Value of total assets at beginning of year2020-12-31$12,983,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$76,223
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$126,028
Participant contributions at beginning of year2020-12-31$8,646
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$19,272
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$27,477
Other income not declared elsewhere2020-12-31$64,392
Administrative expenses (other) incurred2020-12-31$76,223
Total non interest bearing cash at end of year2020-12-31$16,243
Total non interest bearing cash at beginning of year2020-12-31$19,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$982,465
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,938,807
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,956,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$12,636,599
Value of interest in pooled separate accounts at beginning of year2020-12-31$11,528,769
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,305,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,400,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$13,589
Net investment gain or loss from common/collective trusts2020-12-31$2,009,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$226,701
Employer contributions (assets) at beginning of year2020-12-31$26,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,381,090
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2020-12-31271728945
2019 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$27,477
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$7,249
Total income from all sources (including contributions)2019-12-31$3,209,901
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$428,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$350,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,057,519
Value of total assets at end of year2019-12-31$12,983,819
Value of total assets at beginning of year2019-12-31$10,182,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$78,872
Total interest from all sources2019-12-31$13,218
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$403,886
Participant contributions at end of year2019-12-31$8,646
Participant contributions at beginning of year2019-12-31$9,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$27,477
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$7,249
Other income not declared elsewhere2019-12-31$56,892
Administrative expenses (other) incurred2019-12-31$78,872
Total non interest bearing cash at end of year2019-12-31$19,382
Total non interest bearing cash at beginning of year2019-12-31$15,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,780,974
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,956,342
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,175,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$11,528,769
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,896,941
Interest earned on other investments2019-12-31$13,218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,400,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,246,246
Net investment gain or loss from common/collective trusts2019-12-31$2,082,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$653,633
Employer contributions (assets) at end of year2019-12-31$26,414
Employer contributions (assets) at beginning of year2019-12-31$15,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$350,055
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2019-12-31271728945
2018 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$7,249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$12,611
Total income from all sources (including contributions)2018-12-31$324,177
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$285,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$194,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$956,467
Value of total assets at end of year2018-12-31$10,182,617
Value of total assets at beginning of year2018-12-31$10,149,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$91,208
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$388,016
Participant contributions at end of year2018-12-31$9,167
Participant contributions at beginning of year2018-12-31$5,857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$7,249
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$12,611
Other income not declared elsewhere2018-12-31$52,651
Administrative expenses (other) incurred2018-12-31$91,208
Total non interest bearing cash at end of year2018-12-31$15,135
Total non interest bearing cash at beginning of year2018-12-31$20,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$38,618
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,175,368
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,136,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$8,896,941
Value of interest in pooled separate accounts at beginning of year2018-12-31$9,050,632
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,246,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,051,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$11,341
Net investment gain or loss from common/collective trusts2018-12-31$-696,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$568,451
Employer contributions (assets) at end of year2018-12-31$15,128
Employer contributions (assets) at beginning of year2018-12-31$21,445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$194,351
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2018-12-31271728945
2017 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,611
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,060
Total income from all sources (including contributions)2017-12-31$2,419,373
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$323,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$272,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$930,195
Value of total assets at end of year2017-12-31$10,149,361
Value of total assets at beginning of year2017-12-31$8,048,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$50,987
Total interest from all sources2017-12-31$9,615
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$330,984
Participant contributions at end of year2017-12-31$5,857
Participant contributions at beginning of year2017-12-31$9,118
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$76,038
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$12,611
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$7,060
Other income not declared elsewhere2017-12-31$52,319
Administrative expenses (other) incurred2017-12-31$50,987
Total non interest bearing cash at end of year2017-12-31$20,097
Total non interest bearing cash at beginning of year2017-12-31$13,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,095,396
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,136,750
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,041,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$9,050,632
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,102,274
Interest earned on other investments2017-12-31$9,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,051,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$898,105
Net investment gain or loss from common/collective trusts2017-12-31$1,427,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$523,173
Employer contributions (assets) at end of year2017-12-31$21,445
Employer contributions (assets) at beginning of year2017-12-31$25,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$272,990
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2017-12-31271728945
2016 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,060
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$17,120
Total income from all sources (including contributions)2016-12-31$1,270,560
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$336,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$317,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$773,789
Value of total assets at end of year2016-12-31$8,048,414
Value of total assets at beginning of year2016-12-31$7,124,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,750
Total interest from all sources2016-12-31$8,953
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$266,644
Participant contributions at end of year2016-12-31$9,118
Participant contributions at beginning of year2016-12-31$12,393
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,765
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$7,060
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$17,120
Administrative expenses (other) incurred2016-12-31$19,750
Total non interest bearing cash at end of year2016-12-31$13,487
Total non interest bearing cash at beginning of year2016-12-31$17,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$933,631
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,041,354
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,107,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$7,102,274
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,201,503
Interest earned on other investments2016-12-31$8,953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$898,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$855,529
Net investment gain or loss from common/collective trusts2016-12-31$487,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$494,380
Employer contributions (assets) at end of year2016-12-31$25,430
Employer contributions (assets) at beginning of year2016-12-31$38,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$317,179
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2016-12-31271728945
2015 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$17,120
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,533
Total income from all sources (including contributions)2015-12-31$737,175
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$252,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$218,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$713,588
Value of total assets at end of year2015-12-31$7,124,843
Value of total assets at beginning of year2015-12-31$6,631,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,860
Total interest from all sources2015-12-31$7,720
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$254,051
Participant contributions at end of year2015-12-31$12,393
Participant contributions at beginning of year2015-12-31$10,711
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$17,120
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$8,533
Administrative expenses (other) incurred2015-12-31$13,289
Total non interest bearing cash at end of year2015-12-31$17,409
Total non interest bearing cash at beginning of year2015-12-31$7,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$484,342
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,107,723
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,623,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$20,571
Value of interest in pooled separate accounts at end of year2015-12-31$6,201,503
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,916,358
Interest earned on other investments2015-12-31$7,720
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$855,529
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$674,409
Net investment gain/loss from pooled separate accounts2015-12-31$15,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$459,537
Employer contributions (assets) at end of year2015-12-31$38,009
Employer contributions (assets) at beginning of year2015-12-31$23,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$218,973
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2015-12-31271728945
2014 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,533
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,485
Total income from all sources (including contributions)2014-12-31$866,747
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$367,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$364,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$521,453
Value of total assets at end of year2014-12-31$6,631,914
Value of total assets at beginning of year2014-12-31$6,133,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,904
Total interest from all sources2014-12-31$7,658
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$232,369
Participant contributions at end of year2014-12-31$10,711
Participant contributions at beginning of year2014-12-31$11,168
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$8,533
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$9,485
Administrative expenses (other) incurred2014-12-31$2,904
Total non interest bearing cash at end of year2014-12-31$7,209
Total non interest bearing cash at beginning of year2014-12-31$6,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$498,908
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,623,381
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,124,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,916,358
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,510,502
Interest earned on other investments2014-12-31$7,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$674,409
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$588,283
Net investment gain/loss from pooled separate accounts2014-12-31$337,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$289,084
Employer contributions (assets) at end of year2014-12-31$23,227
Employer contributions (assets) at beginning of year2014-12-31$17,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$364,935
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31O'CONNOR DAVIES LLP
Accountancy firm EIN2014-12-31271728945
2013 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9,485
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,323
Total income from all sources (including contributions)2013-12-31$1,336,394
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$489,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$415,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$503,913
Value of total assets at end of year2013-12-31$6,133,958
Value of total assets at beginning of year2013-12-31$5,280,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$74,230
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$67,985
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$213,041
Participant contributions at end of year2013-12-31$11,168
Participant contributions at beginning of year2013-12-31$8,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$9,485
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,323
Other income not declared elsewhere2013-12-31$22,616
Administrative expenses (other) incurred2013-12-31$6,245
Total non interest bearing cash at end of year2013-12-31$6,269
Total non interest bearing cash at beginning of year2013-12-31$18,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$846,706
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,124,473
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,277,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$5,510,502
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,161,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$588,283
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$66,531
Net investment gain/loss from pooled separate accounts2013-12-31$809,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$290,872
Employer contributions (assets) at end of year2013-12-31$17,736
Employer contributions (assets) at beginning of year2013-12-31$25,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$415,458
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCENERNEY, BRADY & COMPANY
Accountancy firm EIN2013-12-31222833962
2012 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,323
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,014
Total income from all sources (including contributions)2012-12-31$1,134,459
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$261,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$190,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$595,255
Value of total assets at end of year2012-12-31$5,280,090
Value of total assets at beginning of year2012-12-31$4,408,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$71,311
Total interest from all sources2012-12-31$1,726
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$51,335
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$217,761
Participant contributions at end of year2012-12-31$8,448
Participant contributions at beginning of year2012-12-31$12,269
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,790
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$18,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,323
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,014
Administrative expenses (other) incurred2012-12-31$19,976
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$18,683
Total non interest bearing cash at beginning of year2012-12-31$32,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$18,000
Value of net income/loss2012-12-31$872,938
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,277,767
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,404,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$5,161,161
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,280,937
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$66,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$50,371
Net investment gain/loss from pooled separate accounts2012-12-31$537,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$356,704
Employer contributions (assets) at end of year2012-12-31$25,267
Employer contributions (assets) at beginning of year2012-12-31$14,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$190,210
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCENERNEY, BRADY & COMPANY
Accountancy firm EIN2012-12-31222833962
2011 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,014
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,007
Total income from all sources (including contributions)2011-12-31$295,908
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$347,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$222,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$482,893
Value of total assets at end of year2011-12-31$4,408,843
Value of total assets at beginning of year2011-12-31$4,460,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$125,229
Total interest from all sources2011-12-31$1,392
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$51,998
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$159,593
Participant contributions at end of year2011-12-31$12,269
Participant contributions at beginning of year2011-12-31$17,696
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$18,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$18,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,014
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,007
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$32,920
Total non interest bearing cash at beginning of year2011-12-31$11,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$72,000
Value of net income/loss2011-12-31$-51,927
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,404,829
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,456,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$73,231
Value of interest in pooled separate accounts at end of year2011-12-31$4,280,937
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,342,910
Interest earned on other investments2011-12-31$1,392
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$50,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$42,583
Net investment gain/loss from pooled separate accounts2011-12-31$-188,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$251,300
Employer contributions (assets) at end of year2011-12-31$14,346
Employer contributions (assets) at beginning of year2011-12-31$28,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$222,606
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCENERNEY, BRADY & COMPANY
Accountancy firm EIN2011-12-31222833962
2010 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,007
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,148
Total income from all sources (including contributions)2010-12-31$944,900
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$673,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$552,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$388,502
Value of total assets at end of year2010-12-31$4,460,763
Value of total assets at beginning of year2010-12-31$4,189,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$121,019
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$141,233
Participant contributions at end of year2010-12-31$17,696
Participant contributions at beginning of year2010-12-31$13,637
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$18,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,007
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$4,148
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$11,476
Total non interest bearing cash at beginning of year2010-12-31$29,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$60,000
Value of net income/loss2010-12-31$271,140
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,456,756
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,185,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$61,554
Value of interest in pooled separate accounts at end of year2010-12-31$4,342,910
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,092,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$42,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$39,073
Net investment gain/loss from pooled separate accounts2010-12-31$556,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$187,269
Employer contributions (assets) at end of year2010-12-31$28,098
Employer contributions (assets) at beginning of year2010-12-31$15,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$552,741
Contract administrator fees2010-12-31$59,465
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCENERNEY, BRADY & COMPANY
Accountancy firm EIN2010-12-31222833962
2009 : I.A.T.S.E. LOCAL 21 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for I.A.T.S.E. LOCAL 21 401(K) PLAN

2022: I.A.T.S.E. LOCAL 21 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: I.A.T.S.E. LOCAL 21 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: I.A.T.S.E. LOCAL 21 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: I.A.T.S.E. LOCAL 21 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: I.A.T.S.E. LOCAL 21 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: I.A.T.S.E. LOCAL 21 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: I.A.T.S.E. LOCAL 21 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: I.A.T.S.E. LOCAL 21 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: I.A.T.S.E. LOCAL 21 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: I.A.T.S.E. LOCAL 21 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2011: I.A.T.S.E. LOCAL 21 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: I.A.T.S.E. LOCAL 21 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872991
Policy instance 1
Insurance contract or identification number872991
Number of Individuals Covered590
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,122
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14122
Additional information about fees paid to insurance brokerSERVICE FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872991
Policy instance 1
Insurance contract or identification number872991
Number of Individuals Covered574
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,351
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14351
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872991
Policy instance 1
Insurance contract or identification number872991
Number of Individuals Covered578
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,322
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6322
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872991
Policy instance 1
Insurance contract or identification number872991
Number of Individuals Covered573
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16,844
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees16844
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872991
Policy instance 1
Insurance contract or identification number872991
Number of Individuals Covered564
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,639
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees15639
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872991
Policy instance 1
Insurance contract or identification number872991
Number of Individuals Covered545
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,944
Total amount of fees paid to insurance companyUSD $12,929
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12929
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $17,944
Insurance broker nameUBS FINANCIAL SERVICES

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