?>
Logo

THE MERCADIEN GROUP, LLC 401(K) PLAN 401k Plan overview

Plan NameTHE MERCADIEN GROUP, LLC 401(K) PLAN
Plan identification number 001

THE MERCADIEN GROUP, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE MERCADIEN GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:THE MERCADIEN GROUP, LLC
Employer identification number (EIN):223693480
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MERCADIEN GROUP, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CONRAD DRUKER
0012016-01-01CONRAD DRUKER
0012015-01-01CONRAD DRUKER
0012014-01-01CONRAD DRUKER
0012013-01-01CONRAD DRUKER
0012012-01-01CONRAD DRUKER
0012011-01-01CONRAD DRUKER
0012010-01-01CONRAD DRUKER

Plan Statistics for THE MERCADIEN GROUP, LLC 401(K) PLAN

401k plan membership statisitcs for THE MERCADIEN GROUP, LLC 401(K) PLAN

Measure Date Value
2022: THE MERCADIEN GROUP, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01206
Total number of active participants reported on line 7a of the Form 55002022-01-01153
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0168
Total of all active and inactive participants2022-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01221
Number of participants with account balances2022-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: THE MERCADIEN GROUP, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01199
Total number of active participants reported on line 7a of the Form 55002021-01-01144
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0162
Total of all active and inactive participants2021-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01206
Number of participants with account balances2021-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0111
2020: THE MERCADIEN GROUP, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01207
Total number of active participants reported on line 7a of the Form 55002020-01-01141
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0158
Total of all active and inactive participants2020-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01199
Number of participants with account balances2020-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: THE MERCADIEN GROUP, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01203
Total number of active participants reported on line 7a of the Form 55002019-01-01155
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0152
Total of all active and inactive participants2019-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01207
Number of participants with account balances2019-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: THE MERCADIEN GROUP, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01192
Total number of active participants reported on line 7a of the Form 55002018-01-01156
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0147
Total of all active and inactive participants2018-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01203
Number of participants with account balances2018-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: THE MERCADIEN GROUP, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01182
Total number of active participants reported on line 7a of the Form 55002017-01-01145
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0147
Total of all active and inactive participants2017-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01192
Number of participants with account balances2017-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: THE MERCADIEN GROUP, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01168
Total number of active participants reported on line 7a of the Form 55002016-01-01141
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0141
Total of all active and inactive participants2016-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01182
Number of participants with account balances2016-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: THE MERCADIEN GROUP, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01154
Total number of active participants reported on line 7a of the Form 55002015-01-01129
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01168
Number of participants with account balances2015-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: THE MERCADIEN GROUP, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01146
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0131
Total of all active and inactive participants2014-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01154
Number of participants with account balances2014-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: THE MERCADIEN GROUP, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01130
Total number of active participants reported on line 7a of the Form 55002013-01-01118
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01146
Number of participants with account balances2013-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: THE MERCADIEN GROUP, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01126
Total number of active participants reported on line 7a of the Form 55002012-01-01104
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01130
Number of participants with account balances2012-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: THE MERCADIEN GROUP, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01142
Total number of active participants reported on line 7a of the Form 55002011-01-0197
Number of other retired or separated participants entitled to future benefits2011-01-0129
Total of all active and inactive participants2011-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01126
Number of participants with account balances2011-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: THE MERCADIEN GROUP, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01134
Total number of active participants reported on line 7a of the Form 55002010-01-01110
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-0125
Total of all active and inactive participants2010-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01142
Number of participants with account balances2010-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015

Financial Data on THE MERCADIEN GROUP, LLC 401(K) PLAN

Measure Date Value
2022 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$14,170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,865
Total income from all sources (including contributions)2022-12-31$-2,595,846
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,020,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,001,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,638,664
Value of total assets at end of year2022-12-31$23,900,033
Value of total assets at beginning of year2022-12-31$27,505,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$18,275
Total interest from all sources2022-12-31$9,310
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$18,274
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,218,604
Participant contributions at end of year2022-12-31$153,348
Participant contributions at beginning of year2022-12-31$222,574
Participant contributions at end of year2022-12-31$30
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$39,355
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$19,753
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$11,377
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$14,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$3,865
Other income not declared elsewhere2022-12-31$121,282
Administrative expenses (other) incurred2022-12-31$1
Total non interest bearing cash at end of year2022-12-31$14,186
Total non interest bearing cash at beginning of year2022-12-31$4,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,615,963
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,885,863
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$27,501,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,949,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$25,420,296
Value of interest in pooled separate accounts at end of year2022-12-31$1,720,984
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,822,768
Interest on participant loans2022-12-31$9,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,389,922
Net investment gain/loss from pooled separate accounts2022-12-31$24,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$380,705
Employer contributions (assets) at end of year2022-12-31$41,794
Employer contributions (assets) at beginning of year2022-12-31$23,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,001,842
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2022-12-31223271252
2021 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,865
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,955
Total income from all sources (including contributions)2021-12-31$4,621,065
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$261,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$245,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,564,119
Value of total assets at end of year2021-12-31$27,505,691
Value of total assets at beginning of year2021-12-31$23,146,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$16,514
Total interest from all sources2021-12-31$9,137
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$16,514
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,179,930
Participant contributions at end of year2021-12-31$222,574
Participant contributions at beginning of year2021-12-31$115,812
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$127,443
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$11,377
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$6,510
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$3,865
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$3,955
Other income not declared elsewhere2021-12-31$125,135
Total non interest bearing cash at end of year2021-12-31$4,912
Total non interest bearing cash at beginning of year2021-12-31$5,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,359,170
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,501,826
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$23,142,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$25,420,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$21,214,907
Value of interest in pooled separate accounts at end of year2021-12-31$1,822,768
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,794,580
Interest on participant loans2021-12-31$9,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,892,656
Net investment gain/loss from pooled separate accounts2021-12-31$30,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$256,746
Employer contributions (assets) at end of year2021-12-31$23,764
Employer contributions (assets) at beginning of year2021-12-31$8,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$245,381
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2021-12-31223271252
2020 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,955
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,315
Total income from all sources (including contributions)2020-12-31$4,307,755
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$857,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$842,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,381,827
Value of total assets at end of year2020-12-31$23,146,611
Value of total assets at beginning of year2020-12-31$19,696,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$14,417
Total interest from all sources2020-12-31$9,318
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$14,417
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,064,318
Participant contributions at end of year2020-12-31$115,812
Participant contributions at beginning of year2020-12-31$189,615
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$159,964
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$6,510
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$30,857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$3,955
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$4,315
Other income not declared elsewhere2020-12-31$89,534
Total non interest bearing cash at end of year2020-12-31$5,891
Total non interest bearing cash at beginning of year2020-12-31$12,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,450,588
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,142,656
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$19,692,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$21,214,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,113,177
Value of interest in pooled separate accounts at end of year2020-12-31$1,794,580
Value of interest in pooled separate accounts at beginning of year2020-12-31$338,270
Interest on participant loans2020-12-31$9,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,798,614
Net investment gain/loss from pooled separate accounts2020-12-31$28,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$157,545
Employer contributions (assets) at end of year2020-12-31$8,911
Employer contributions (assets) at beginning of year2020-12-31$11,597
Income. Dividends from preferred stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$842,750
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2020-12-31223271252
2019 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,245
Total income from all sources (including contributions)2019-12-31$4,607,126
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$440,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$426,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,297,588
Value of total assets at end of year2019-12-31$19,696,383
Value of total assets at beginning of year2019-12-31$15,530,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,759
Total interest from all sources2019-12-31$8,820
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$14,759
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,073,964
Participant contributions at end of year2019-12-31$189,615
Participant contributions at beginning of year2019-12-31$158,652
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$51,254
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$30,857
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$42,447
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,315
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$4,245
Other income not declared elsewhere2019-12-31$74,710
Total non interest bearing cash at end of year2019-12-31$12,867
Total non interest bearing cash at beginning of year2019-12-31$4,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,166,216
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,692,068
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,525,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,113,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,039,837
Value of interest in pooled separate accounts at end of year2019-12-31$338,270
Value of interest in pooled separate accounts at beginning of year2019-12-31$275,272
Interest on participant loans2019-12-31$8,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,220,296
Net investment gain/loss from pooled separate accounts2019-12-31$5,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$172,370
Employer contributions (assets) at end of year2019-12-31$11,597
Employer contributions (assets) at beginning of year2019-12-31$9,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$426,151
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2019-12-31223271252
2018 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,245
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,930
Total income from all sources (including contributions)2018-12-31$-135,785
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$716,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$701,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,134,117
Value of total assets at end of year2018-12-31$15,530,097
Value of total assets at beginning of year2018-12-31$16,382,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,709
Total interest from all sources2018-12-31$7,863
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$14,709
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$964,797
Participant contributions at end of year2018-12-31$158,652
Participant contributions at beginning of year2018-12-31$101,421
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$16,114
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$42,447
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$4,245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$3,930
Other income not declared elsewhere2018-12-31$59,875
Total non interest bearing cash at end of year2018-12-31$4,712
Total non interest bearing cash at beginning of year2018-12-31$1,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-852,246
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,525,852
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,378,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$15,039,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,117,754
Value of interest in pooled separate accounts at end of year2018-12-31$275,272
Value of interest in pooled separate accounts at beginning of year2018-12-31$157,776
Interest on participant loans2018-12-31$7,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,340,602
Net investment gain/loss from pooled separate accounts2018-12-31$2,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$153,206
Employer contributions (assets) at end of year2018-12-31$9,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$701,752
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2018-12-31223271252
2017 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,930
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,413
Total income from all sources (including contributions)2017-12-31$3,572,959
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$319,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$306,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,107,726
Value of total assets at end of year2017-12-31$16,382,028
Value of total assets at beginning of year2017-12-31$13,126,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,739
Total interest from all sources2017-12-31$4,948
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$12,739
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$884,729
Participant contributions at end of year2017-12-31$101,421
Participant contributions at beginning of year2017-12-31$120,192
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$82,540
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,930
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,413
Other income not declared elsewhere2017-12-31$48,775
Total non interest bearing cash at end of year2017-12-31$1,077
Total non interest bearing cash at beginning of year2017-12-31$2,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,253,577
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,378,098
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,124,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,117,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,872,851
Value of interest in pooled separate accounts at end of year2017-12-31$157,776
Value of interest in pooled separate accounts at beginning of year2017-12-31$130,848
Interest on participant loans2017-12-31$4,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,409,447
Net investment gain/loss from pooled separate accounts2017-12-31$2,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$140,457
Employer contributions (assets) at beginning of year2017-12-31$985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$306,643
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2017-12-31223271252
2016 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,413
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,262,892
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$817,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$801,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,355,812
Value of total assets at end of year2016-12-31$13,126,934
Value of total assets at beginning of year2016-12-31$11,679,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,664
Total interest from all sources2016-12-31$5,075
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$15,664
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$803,064
Participant contributions at end of year2016-12-31$120,192
Participant contributions at beginning of year2016-12-31$94,346
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$421,606
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,413
Other income not declared elsewhere2016-12-31$41,983
Total non interest bearing cash at end of year2016-12-31$2,058
Total non interest bearing cash at beginning of year2016-12-31$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,445,367
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,124,521
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,679,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,872,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,477,786
Value of interest in pooled separate accounts at end of year2016-12-31$130,848
Value of interest in pooled separate accounts at beginning of year2016-12-31$105,279
Interest on participant loans2016-12-31$5,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$858,467
Net investment gain/loss from pooled separate accounts2016-12-31$1,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$131,142
Employer contributions (assets) at end of year2016-12-31$985
Employer contributions (assets) at beginning of year2016-12-31$1,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$801,861
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2016-12-31223271252
2015 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$727,196
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$200,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$187,550
Expenses. Certain deemed distributions of participant loans2015-12-31$435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$924,895
Value of total assets at end of year2015-12-31$11,679,154
Value of total assets at beginning of year2015-12-31$11,152,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,981
Total interest from all sources2015-12-31$5,513
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$12,981
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$798,231
Participant contributions at end of year2015-12-31$94,346
Participant contributions at beginning of year2015-12-31$170,674
Other income not declared elsewhere2015-12-31$41,003
Total non interest bearing cash at end of year2015-12-31$550
Total non interest bearing cash at beginning of year2015-12-31$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$526,230
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,679,154
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,152,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,583,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,974,825
Interest on participant loans2015-12-31$5,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-244,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$126,664
Employer contributions (assets) at end of year2015-12-31$1,193
Employer contributions (assets) at beginning of year2015-12-31$7,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$187,550
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2015-12-31223271252
2014 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,427,684
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$580,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$566,859
Expenses. Certain deemed distributions of participant loans2014-12-31$2,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,013,808
Value of total assets at end of year2014-12-31$11,152,924
Value of total assets at beginning of year2014-12-31$10,305,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,081
Total interest from all sources2014-12-31$5,340
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$11,081
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$758,315
Participant contributions at end of year2014-12-31$170,674
Participant contributions at beginning of year2014-12-31$132,705
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$142,322
Other income not declared elsewhere2014-12-31$35,589
Total non interest bearing cash at end of year2014-12-31$8
Total non interest bearing cash at beginning of year2014-12-31$9,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$847,151
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,152,924
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,305,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,974,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,156,333
Interest on participant loans2014-12-31$5,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$372,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$113,171
Employer contributions (assets) at end of year2014-12-31$7,417
Employer contributions (assets) at beginning of year2014-12-31$7,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$566,859
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2014-12-31223271252
2013 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,671,870
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$499,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$469,968
Expenses. Certain deemed distributions of participant loans2013-12-31$18,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,102,618
Value of total assets at end of year2013-12-31$10,305,773
Value of total assets at beginning of year2013-12-31$8,133,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,960
Total interest from all sources2013-12-31$4,931
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$10,960
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$655,324
Participant contributions at end of year2013-12-31$132,705
Participant contributions at beginning of year2013-12-31$123,861
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$337,682
Other income not declared elsewhere2013-12-31$28,979
Total non interest bearing cash at end of year2013-12-31$9,264
Total non interest bearing cash at beginning of year2013-12-31$3,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,172,392
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,305,773
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,133,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,156,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,992,320
Interest on participant loans2013-12-31$4,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,535,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$109,612
Employer contributions (assets) at end of year2013-12-31$7,471
Employer contributions (assets) at beginning of year2013-12-31$13,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$469,968
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2013-12-31223271252
2012 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,921,883
Total of all expenses incurred2012-12-31$172,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$151,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$892,572
Value of total assets at end of year2012-12-31$8,133,381
Value of total assets at beginning of year2012-12-31$6,383,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$20,809
Total interest from all sources2012-12-31$4,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$20,809
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$634,942
Participant contributions at end of year2012-12-31$123,861
Participant contributions at beginning of year2012-12-31$98,169
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$145,244
Other income not declared elsewhere2012-12-31$23,803
Total non interest bearing cash at end of year2012-12-31$3,973
Total non interest bearing cash at beginning of year2012-12-31$11,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,749,434
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,133,381
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,383,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,992,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,272,160
Interest on participant loans2012-12-31$4,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,000,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$112,386
Employer contributions (assets) at end of year2012-12-31$13,227
Employer contributions (assets) at beginning of year2012-12-31$1,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$151,640
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2012-12-31223271252
2011 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,595
Total income from all sources (including contributions)2011-12-31$816,706
Total of all expenses incurred2011-12-31$185,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$182,433
Expenses. Certain deemed distributions of participant loans2011-12-31$2,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$773,706
Value of total assets at end of year2011-12-31$6,383,947
Value of total assets at beginning of year2011-12-31$5,754,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$470
Total interest from all sources2011-12-31$3,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$470
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$547,958
Participant contributions at end of year2011-12-31$98,169
Participant contributions at beginning of year2011-12-31$77,963
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$133,598
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,595
Total non interest bearing cash at end of year2011-12-31$11,938
Total non interest bearing cash at beginning of year2011-12-31$40,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$631,084
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,383,947
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,752,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,272,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,432,497
Interest on participant loans2011-12-31$3,166
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$203,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$203,952
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$39,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$92,150
Employer contributions (assets) at end of year2011-12-31$1,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$182,433
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2011-12-31223271252
2010 : THE MERCADIEN GROUP, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,595
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,315,297
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$131,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$131,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$609,813
Value of total assets at end of year2010-12-31$5,754,458
Value of total assets at beginning of year2010-12-31$4,569,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$77,710
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$521,787
Participant contributions at end of year2010-12-31$77,963
Participant contributions at beginning of year2010-12-31$88,962
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$40,046
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,183,730
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,752,863
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,569,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,432,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,090,678
Interest on participant loans2010-12-31$3,358
Interest earned on other investments2010-12-31$74,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$203,952
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$389,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$389,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$627,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$88,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$131,567
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROSENBERG RICH BAKER BERMAN & CO.
Accountancy firm EIN2010-12-31223271252

Form 5500 Responses for THE MERCADIEN GROUP, LLC 401(K) PLAN

2022: THE MERCADIEN GROUP, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE MERCADIEN GROUP, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE MERCADIEN GROUP, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE MERCADIEN GROUP, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE MERCADIEN GROUP, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE MERCADIEN GROUP, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE MERCADIEN GROUP, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE MERCADIEN GROUP, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE MERCADIEN GROUP, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE MERCADIEN GROUP, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE MERCADIEN GROUP, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE MERCADIEN GROUP, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE MERCADIEN GROUP, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered176
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of fees paid to insurance companyUSD $6,415
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6415
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered173
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of fees paid to insurance companyUSD $14,905
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4905
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered169
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of fees paid to insurance companyUSD $13,715
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5215
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered168
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of fees paid to insurance companyUSD $13,445
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8000
Additional information about fees paid to insurance brokerACCOUNTING/AUDITING
Insurance broker organization code?0
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered152
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $12,245
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8000
Additional information about fees paid to insurance brokerACCOUNTING/AUDITING
Insurance broker organization code?0
Insurance broker nameROSENBERG RICH BAKER BERMA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered129
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of fees paid to insurance companyUSD $12,357
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2
Additional information about fees paid to insurance brokerREDEMPTION FEES
Insurance broker organization code?5
Insurance broker nameRED BANK PENSION SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered126
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of fees paid to insurance companyUSD $10,593
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2593
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
Insurance broker nameROSENBERG RICH BAKER BERMA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered115
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of fees paid to insurance companyUSD $11,229
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8000
Additional information about fees paid to insurance brokerACCOUNTING/AUDITING
Insurance broker organization code?0
Insurance broker nameRED BANK PENSION SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered103
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $20,145
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3145
Additional information about fees paid to insurance brokerSERVICING FEES
Insurance broker organization code?5
Insurance broker nameROSENBERG RICH BAKER BERMA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102490
Policy instance 1
Insurance contract or identification number102490
Number of Individuals Covered97
Insurance policy start date2011-09-16
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $1,360
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3