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THE PHILADELPHIA BOURSE, INC. 401(K) PLAN 401k Plan overview

Plan NameTHE PHILADELPHIA BOURSE, INC. 401(K) PLAN
Plan identification number 002

THE PHILADELPHIA BOURSE, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE PHILADELPHIA BOURSE, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE PHILADELPHIA BOURSE, INC.
Employer identification number (EIN):230968750
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PHILADELPHIA BOURSE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01KATHY HARRINGTON2024-06-18
0022022-01-01KATHY HARRINGTON2023-07-18
0022021-01-01KATHY HARRINGTON2022-05-31
0022020-01-01KATHY HARRINGTON2021-06-29
0022019-01-01KATHY HARRINGTON2020-06-25
0022018-01-01KATHY HARRINGTON2019-06-24
0022017-01-01KATHY HARRINGTON2018-07-12
0022016-01-01KATHY HARRINGTON2017-06-27
0022015-01-01KATHY HARRINGTON2016-06-23
0022014-01-01KATHY HARRINGTON2015-07-15
0022013-01-01KATHY HARRINGTON2014-06-12
0022012-01-01KATHY HARRINGTON2013-06-18
0022011-01-01KATHY HARRINGTON2012-06-07
0022010-01-01JOY TOEWS

Financial Data on THE PHILADELPHIA BOURSE, INC. 401(K) PLAN

Measure Date Value
2025 : THE PHILADELPHIA BOURSE, INC. 401(K) PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-06-2454012
Net assets as of the end of the plan year2025-06-241314499
Total assets as of the beginning of the plan year2025-06-241193684
Value of plan covered by a fidelity bond2025-06-24500000
Participant contributions to plan in this plan year2025-06-2450557
Value of participant loans at end of plan year2025-06-2423511
Other income to plan in this plan year2025-06-24124270
Plan net income in this plan year2025-06-24120815
Net assets as of the end of the plan year2025-06-241314499
Net assets as of the beginning of the plan year2025-06-241193684
Fees paid to broker by Benefit Provider2025-06-24636
Expensese paid to adminstrative service provicers from plan in this plan year2025-06-24774
2024 : THE PHILADELPHIA BOURSE, INC. 401(K) PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-06-18327181
Net assets as of the end of the plan year2024-06-181193684
Total assets as of the beginning of the plan year2024-06-181304538
Value of plan covered by a fidelity bond2024-06-18500000
Participant contributions to plan in this plan year2024-06-1859892
Value of participant loans at end of plan year2024-06-1822253
Other income to plan in this plan year2024-06-18156435
Plan net income in this plan year2024-06-18-110854
Net assets as of the end of the plan year2024-06-181193684
Net assets as of the beginning of the plan year2024-06-181304538
Fees paid to broker by Benefit Provider2024-06-18561
Expensese paid to adminstrative service provicers from plan in this plan year2024-06-18264
2022 : THE PHILADELPHIA BOURSE, INC. 401(K) PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-06-01403593
Net assets as of the end of the plan year2022-06-011534056
Total assets as of the beginning of the plan year2022-06-011719899
Value of plan covered by a fidelity bond2022-06-01500000
Participant contributions to plan in this plan year2022-06-0130503
Value of participant loans at end of plan year2022-06-0122812
Other income to plan in this plan year2022-06-01187247
Plan net income in this plan year2022-06-01-185843
Net assets as of the end of the plan year2022-06-011534056
Net assets as of the beginning of the plan year2022-06-011719899
Fees paid to broker by Benefit Provider2022-06-01848
Expensese paid to adminstrative service provicers from plan in this plan year2022-06-01334
2010 : THE PHILADELPHIA BOURSE, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$148,599
Expenses. Total of all expenses incurred2010-12-31$52,887
Benefits paid (including direct rollovers)2010-12-31$37,508
Total plan assets at end of year2010-12-31$980,984
Total plan assets at beginning of year2010-12-31$885,272
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$72,625
Other income received2010-12-31$75,974
Net income (gross income less expenses)2010-12-31$95,712
Net plan assets at end of year (total assets less liabilities)2010-12-31$980,984
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$885,272
Assets. Value of participant loans2010-12-31$32,610
Value of corrective distributions2010-12-31$14,685
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$694

Form 5500 Responses for THE PHILADELPHIA BOURSE, INC. 401(K) PLAN

2010: THE PHILADELPHIA BOURSE, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99389
Policy instance 1

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