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DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 401k Plan overview

Plan NameDORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN
Plan identification number 004

DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DORMA DOOR CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name:DORMA DOOR CONTROLS, INC.
Employer identification number (EIN):231252644
NAIC Classification:332700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042012-01-01VICTORIA WALLACE
0042011-01-01VICKY WALLACE
0042009-01-01THERESA DOHNER, SPHR

Plan Statistics for DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN

401k plan membership statisitcs for DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN

Measure Date Value
2012: DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01202
Total number of active participants reported on line 7a of the Form 55002012-01-01176
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01214
Number of participants with account balances2012-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01206
Total number of active participants reported on line 7a of the Form 55002011-01-01174
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01201
Number of participants with account balances2011-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01234
Total number of active participants reported on line 7a of the Form 55002009-01-01214
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01233
Number of participants with account balances2009-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN

Measure Date Value
2012 : DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,721,149
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,089,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,080,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,094,613
Value of total assets at end of year2012-12-31$14,335,713
Value of total assets at beginning of year2012-12-31$12,703,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,803
Total interest from all sources2012-12-31$20,083
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$411,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$411,786
Administrative expenses professional fees incurred2012-12-31$8,803
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$584,232
Participant contributions at end of year2012-12-31$412,052
Participant contributions at beginning of year2012-12-31$451,381
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$97,862
Other income not declared elsewhere2012-12-31$8,833
Total non interest bearing cash at end of year2012-12-31$25,631
Total non interest bearing cash at beginning of year2012-12-31$21,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,631,979
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,335,713
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,703,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,201,875
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,448,494
Interest on participant loans2012-12-31$20,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$696,155
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$782,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$782,788
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,185,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$412,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,080,367
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31REINSEL KUNTZ LESHER LLP
Accountancy firm EIN2012-12-31232108173
2011 : DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$727,438
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,076,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,074,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,092,241
Value of total assets at end of year2011-12-31$12,703,734
Value of total assets at beginning of year2011-12-31$13,053,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,100
Total interest from all sources2011-12-31$21,748
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$328,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$328,380
Administrative expenses professional fees incurred2011-12-31$2,100
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$579,782
Participant contributions at end of year2011-12-31$451,381
Participant contributions at beginning of year2011-12-31$489,987
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$76,176
Other income not declared elsewhere2011-12-31$6,780
Total non interest bearing cash at end of year2011-12-31$21,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-349,505
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,703,734
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,053,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,448,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,691,074
Interest on participant loans2011-12-31$21,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$782,788
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$872,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$872,178
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$77
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-721,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$436,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,074,843
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31REINSEL KUNTZ LESHER LLP
Accountancy firm EIN2011-12-31232108173
2010 : DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$27,548
Total income from all sources (including contributions)2010-12-31$2,605,006
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$752,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$731,752
Expenses. Certain deemed distributions of participant loans2010-12-31$17,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,052,951
Value of total assets at end of year2010-12-31$13,053,239
Value of total assets at beginning of year2010-12-31$11,228,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,000
Total interest from all sources2010-12-31$27,055
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$269,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$269,659
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$4,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$602,428
Participant contributions at end of year2010-12-31$489,987
Participant contributions at beginning of year2010-12-31$447,000
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$27,548
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$50,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,852,224
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,053,239
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,201,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,691,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,754,741
Interest on participant loans2010-12-31$26,961
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$872,178
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$975,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$975,958
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$94
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,255,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$450,523
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$731,752
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31REINSEL KUNTZ LESHER LLP
Accountancy firm EIN2010-12-31232108173

Form 5500 Responses for DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN

2012: DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DORMA DOOR CONTROLS, INC. EMPLOYEE SAVINGS AND PROTECTION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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