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403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 401k Plan overview

Plan Name403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY
Plan identification number 003

403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

HMS SCHOOL FOR CHILDREN WITH CEREBR AL PALSY has sponsored the creation of one or more 401k plans.

Company Name:HMS SCHOOL FOR CHILDREN WITH CEREBR AL PALSY
Employer identification number (EIN):231352327
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-07-01
0032020-07-01
0032019-07-01
0032018-07-01
0032017-07-01
0032017-07-01
0032016-07-01ALVIN M WADLER
0032015-07-01ALVIN WADLER
0032014-07-01ALVIN WADLER
0032013-07-01ALVIN WADLER ALVIN WADLER2015-04-15
0032012-07-01ALVIN WADLER DIANE GALLAGHER2014-01-13
0032011-07-01ALVIN WADLER
0032010-07-01DIANE GALLAGHER, PH.D. EXEC DIR
0032009-07-01ALVIN M WADLER DIANE L GALLAGHER, PH.D.2011-04-12

Plan Statistics for 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY

401k plan membership statisitcs for 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY

Measure Date Value
2021: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2021 401k membership
Total participants, beginning-of-year2021-07-01176
Total number of active participants reported on line 7a of the Form 55002021-07-01117
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0150
Total of all active and inactive participants2021-07-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01167
Number of participants with account balances2021-07-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-013
2020: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2020 401k membership
Total participants, beginning-of-year2020-07-01176
Total number of active participants reported on line 7a of the Form 55002020-07-01125
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0151
Total of all active and inactive participants2020-07-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01176
Number of participants with account balances2020-07-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-013
2019: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2019 401k membership
Total participants, beginning-of-year2019-07-01173
Total number of active participants reported on line 7a of the Form 55002019-07-01129
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0147
Total of all active and inactive participants2019-07-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01176
Number of participants with account balances2019-07-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-015
2018: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2018 401k membership
Total participants, beginning-of-year2018-07-01169
Total number of active participants reported on line 7a of the Form 55002018-07-01128
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0145
Total of all active and inactive participants2018-07-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01173
Number of participants with account balances2018-07-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-016
2017: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2017 401k membership
Total participants, beginning-of-year2017-07-01153
Total number of active participants reported on line 7a of the Form 55002017-07-01127
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0142
Total of all active and inactive participants2017-07-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01169
Number of participants with account balances2017-07-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-011
2016: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2016 401k membership
Total participants, beginning-of-year2016-07-01146
Total number of active participants reported on line 7a of the Form 55002016-07-01121
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0132
Total of all active and inactive participants2016-07-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01153
Number of participants with account balances2016-07-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-017
2015: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2015 401k membership
Total participants, beginning-of-year2015-07-01147
Total number of active participants reported on line 7a of the Form 55002015-07-01115
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0131
Total of all active and inactive participants2015-07-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01146
Number of participants with account balances2015-07-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0116
2014: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2014 401k membership
Total participants, beginning-of-year2014-07-01132
Total number of active participants reported on line 7a of the Form 55002014-07-01127
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0120
Total of all active and inactive participants2014-07-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01147
Number of participants with account balances2014-07-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-011
2013: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2013 401k membership
Total participants, beginning-of-year2013-07-01127
Total number of active participants reported on line 7a of the Form 55002013-07-01112
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0120
Total of all active and inactive participants2013-07-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01132
Number of participants with account balances2013-07-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2012 401k membership
Total participants, beginning-of-year2012-07-01111
Total number of active participants reported on line 7a of the Form 55002012-07-01104
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0110
Total of all active and inactive participants2012-07-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01114
Number of participants with account balances2012-07-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-012
2011: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2011 401k membership
Total participants, beginning-of-year2011-07-01113
Total number of active participants reported on line 7a of the Form 55002011-07-01105
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-016
Total of all active and inactive participants2011-07-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01111
Number of participants with account balances2011-07-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-013
2010: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2010 401k membership
Total participants, beginning-of-year2010-07-01101
Total number of active participants reported on line 7a of the Form 55002010-07-0194
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-0119
Total of all active and inactive participants2010-07-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01113
Number of participants with account balances2010-07-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-011
2009: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2009 401k membership
Total participants, beginning-of-year2009-07-0195
Total number of active participants reported on line 7a of the Form 55002009-07-0198
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-012
Total of all active and inactive participants2009-07-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01100
Number of participants with account balances2009-07-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-011

Financial Data on 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY

Measure Date Value
2022 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-743,021
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$452,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$450,972
Expenses. Certain deemed distributions of participant loans2022-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$993,904
Value of total assets at end of year2022-06-30$16,462,264
Value of total assets at beginning of year2022-06-30$17,658,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$1,805
Total interest from all sources2022-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$392,282
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$110,036
Other income not declared elsewhere2022-06-30$0
Administrative expenses (other) incurred2022-06-30$1,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,195,798
Value of net assets at end of year (total assets less liabilities)2022-06-30$16,462,264
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$17,658,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$11,871,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$13,174,822
Interest on participant loans2022-06-30$0
Interest earned on other investments2022-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$4,590,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$4,483,240
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from pooled separate accounts2022-06-30$-1,736,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$491,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$450,972
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30BAKER TILLY US, LLP
Accountancy firm EIN2022-06-30390859910
2021 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$4,090,343
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$375,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$373,545
Expenses. Certain deemed distributions of participant loans2021-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,019,949
Value of total assets at end of year2021-06-30$17,658,062
Value of total assets at beginning of year2021-06-30$13,943,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$2,261
Total interest from all sources2021-06-30$118,991
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$392,070
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$141,119
Other income not declared elsewhere2021-06-30$0
Administrative expenses (other) incurred2021-06-30$2,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$3,714,537
Value of net assets at end of year (total assets less liabilities)2021-06-30$17,658,062
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$13,943,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$13,174,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$9,573,350
Interest on participant loans2021-06-30$0
Interest earned on other investments2021-06-30$118,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$4,483,240
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$4,370,175
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from pooled separate accounts2021-06-30$2,951,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$486,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$373,545
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30BALER TILLY US, LLP
Accountancy firm EIN2021-06-30390859910
2020 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,744,852
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$911,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$908,789
Expenses. Certain deemed distributions of participant loans2020-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,275,009
Value of total assets at end of year2020-06-30$13,943,525
Value of total assets at beginning of year2020-06-30$13,109,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$2,313
Total interest from all sources2020-06-30$120,858
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$380,381
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$396,098
Other income not declared elsewhere2020-06-30$0
Administrative expenses (other) incurred2020-06-30$2,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$833,750
Value of net assets at end of year (total assets less liabilities)2020-06-30$13,943,525
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$13,109,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$9,573,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$8,894,446
Interest on participant loans2020-06-30$0
Interest earned on other investments2020-06-30$120,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$4,370,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$4,215,329
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from pooled separate accounts2020-06-30$348,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30Yes
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$498,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$908,789
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30BAKER TILLY US, LLP
Accountancy firm EIN2020-06-30390859910
2019 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$1,512,919
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$402,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$400,485
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,000,929
Value of total assets at end of year2019-06-30$13,109,775
Value of total assets at beginning of year2019-06-30$11,999,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$2,187
Total interest from all sources2019-06-30$110,441
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$351,969
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$153,597
Other income not declared elsewhere2019-06-30$0
Administrative expenses (other) incurred2019-06-30$2,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$1,110,247
Value of net assets at end of year (total assets less liabilities)2019-06-30$13,109,775
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$11,999,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$8,894,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$8,034,376
Interest on participant loans2019-06-30$0
Interest earned on other investments2019-06-30$110,441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$4,215,329
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$3,965,152
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from pooled separate accounts2019-06-30$401,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$495,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$400,485
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-06-30390859910
2018 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,926,378
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$600,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$598,457
Expenses. Certain deemed distributions of participant loans2018-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,148,766
Value of total assets at end of year2018-06-30$11,999,528
Value of total assets at beginning of year2018-06-30$10,673,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$1,968
Total interest from all sources2018-06-30$94,123
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$303,989
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$394,638
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$1,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,325,953
Value of net assets at end of year (total assets less liabilities)2018-06-30$11,999,528
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$10,673,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$8,034,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$7,240,121
Interest on participant loans2018-06-30$0
Interest earned on other investments2018-06-30$94,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$3,965,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$3,433,454
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from pooled separate accounts2018-06-30$683,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$450,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$598,457
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-06-30390859910
2017 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,992,693
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$258,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$256,528
Expenses. Certain deemed distributions of participant loans2017-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$1,046,873
Value of total assets at end of year2017-06-30$10,673,575
Value of total assets at beginning of year2017-06-30$8,939,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,865
Total interest from all sources2017-06-30$89,830
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$256,619
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$356,252
Other income not declared elsewhere2017-06-30$0
Administrative expenses (other) incurred2017-06-30$1,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,734,300
Value of net assets at end of year (total assets less liabilities)2017-06-30$10,673,575
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$8,939,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$7,240,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$5,608,576
Interest on participant loans2017-06-30$0
Interest earned on other investments2017-06-30$89,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$3,433,454
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$3,330,699
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from pooled separate accounts2017-06-30$855,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$434,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$256,528
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-06-30390859910
2016 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$1,517,827
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$621,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$619,307
Expenses. Certain deemed distributions of participant loans2016-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$1,428,492
Value of total assets at end of year2016-06-30$8,939,275
Value of total assets at beginning of year2016-06-30$8,042,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$1,770
Total interest from all sources2016-06-30$78,711
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$245,954
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$759,820
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$1,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$896,750
Value of net assets at end of year (total assets less liabilities)2016-06-30$8,939,275
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$8,042,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$5,608,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$5,080,018
Interest on participant loans2016-06-30$0
Interest earned on other investments2016-06-30$78,711
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$3,330,699
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$2,962,507
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from pooled separate accounts2016-06-30$10,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$422,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$619,307
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-06-30390859910
2015 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$2,732,265
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$406,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$406,356
Expenses. Certain deemed distributions of participant loans2015-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$2,492,253
Value of total assets at end of year2015-06-30$8,042,525
Value of total assets at beginning of year2015-06-30$5,716,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$100
Total interest from all sources2015-06-30$30,685
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$222,818
Participant contributions at beginning of year2015-06-30$9,368
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$1,849,013
Other income not declared elsewhere2015-06-30$3
Administrative expenses (other) incurred2015-06-30$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$2,325,809
Value of net assets at end of year (total assets less liabilities)2015-06-30$8,042,525
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$5,716,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$5,080,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$4,991,079
Interest on participant loans2015-06-30$0
Interest earned on other investments2015-06-30$30,685
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$2,962,507
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$700,333
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$0
Net investment gain/loss from pooled separate accounts2015-06-30$209,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$420,422
Employer contributions (assets) at beginning of year2015-06-30$15,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$406,356
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-06-30390859910
2014 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,466,389
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$98,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$97,525
Expenses. Certain deemed distributions of participant loans2014-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$688,305
Value of total assets at end of year2014-06-30$5,716,716
Value of total assets at beginning of year2014-06-30$4,348,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$651
Total interest from all sources2014-06-30$10,481
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$243,284
Participant contributions at end of year2014-06-30$9,368
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$8,682
Other income not declared elsewhere2014-06-30$0
Administrative expenses (other) incurred2014-06-30$651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,368,213
Value of net assets at end of year (total assets less liabilities)2014-06-30$5,716,716
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$4,348,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$4,991,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$3,752,139
Interest on participant loans2014-06-30$0
Interest earned on other investments2014-06-30$10,481
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$700,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$596,364
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$0
Net investment gain/loss from pooled separate accounts2014-06-30$767,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$436,339
Employer contributions (assets) at end of year2014-06-30$15,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$97,525
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-06-30390859910
2013 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2013 401k financial data
Total income from all sources2013-06-30$1,073,993
Expenses. Total of all expenses incurred2013-06-30$135,928
Benefits paid (including direct rollovers)2013-06-30$134,030
Total plan assets at end of year2013-06-30$4,348,503
Total plan assets at beginning of year2013-06-30$3,410,438
Value of fidelity bond covering the plan2013-06-30$500,000
Total contributions received or receivable from participants2013-06-30$206,788
Contributions received from other sources (not participants or employers)2013-06-30$14,092
Other income received2013-06-30$444,091
Net income (gross income less expenses)2013-06-30$938,065
Net plan assets at end of year (total assets less liabilities)2013-06-30$4,348,503
Net plan assets at beginning of year (total assets less liabilities)2013-06-30$3,410,438
Total contributions received or receivable from employer(s)2013-06-30$409,022
Expenses. Administrative service providers (salaries,fees and commissions)2013-06-30$1,898
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
2012 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$842,506
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$101,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$99,227
Expenses. Certain deemed distributions of participant loans2012-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$822,273
Value of total assets at end of year2012-06-30$3,410,438
Value of total assets at beginning of year2012-06-30$2,668,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,773
Total interest from all sources2012-06-30$10,834
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Total income from all sources2012-06-30$842,506
Expenses. Total of all expenses incurred2012-06-30$101,000
Benefits paid (including direct rollovers)2012-06-30$99,227
Total plan assets at end of year2012-06-30$3,410,438
Total plan assets at beginning of year2012-06-30$2,668,932
Value of fidelity bond covering the plan2012-06-30$500,000
Total contributions received or receivable from participants2012-06-30$185,693
Expenses. Other expenses not covered elsewhere2012-06-30$1,773
Contributions received from other sources (not participants or employers)2012-06-30$233,043
Other income received2012-06-30$20,233
Net income (gross income less expenses)2012-06-30$741,506
Net plan assets at end of year (total assets less liabilities)2012-06-30$3,410,438
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$2,668,932
Total contributions received or receivable from employer(s)2012-06-30$403,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$185,693
Participant contributions at beginning of year2012-06-30$3,983
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$233,043
Other income not declared elsewhere2012-06-30$0
Administrative expenses (other) incurred2012-06-30$1,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$741,506
Value of net assets at end of year (total assets less liabilities)2012-06-30$3,410,438
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$2,668,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$2,845,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$2,272,864
Interest on participant loans2012-06-30$0
Interest earned on other investments2012-06-30$10,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$564,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$392,085
Expenses. Payments to insurance carriers foe the provision of benefits2012-06-30$0
Net investment gain/loss from pooled separate accounts2012-06-30$9,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$403,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$99,227
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
2011 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2011 401k financial data
Total income from all sources2011-06-30$996,185
Expenses. Total of all expenses incurred2011-06-30$189,736
Benefits paid (including direct rollovers)2011-06-30$157,247
Total plan assets at end of year2011-06-30$2,668,932
Total plan assets at beginning of year2011-06-30$1,862,483
Value of fidelity bond covering the plan2011-06-30$200,000
Total contributions received or receivable from participants2011-06-30$176,893
Expenses. Other expenses not covered elsewhere2011-06-30$32,489
Contributions received from other sources (not participants or employers)2011-06-30$6,902
Other income received2011-06-30$448,810
Net income (gross income less expenses)2011-06-30$806,449
Net plan assets at end of year (total assets less liabilities)2011-06-30$2,668,932
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$1,862,483
Assets. Value of participant loans2011-06-30$3,983
Total contributions received or receivable from employer(s)2011-06-30$363,580
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
2010 : 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY

2021: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedYes
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan benefit arrangement – InsuranceYes
2020: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan benefit arrangement – InsuranceYes
2019: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan benefit arrangement – InsuranceYes
2018: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan benefit arrangement – InsuranceYes
2017: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedYes
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01First time form 5500 has been submittedYes
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedYes
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2010: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan benefit arrangement – InsuranceYes
2009: 403(B) THRIFT PLAN OF HMS SCHOOL FOR CHILDREN WITH CEREBRAL PALSY 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered165
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,068
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees4068
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered176
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,068
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees4068
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered176
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $999
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees999
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered173
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,364
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3364
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered169
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,071
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered146
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $786
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees786
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker namePHILADELPHIA REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered147
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,619
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2619
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker namePHILADELPHIA REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered132
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $964
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees964
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker namePHILADELPHIA REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered114
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $979
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees62
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameCHARLES BAGLEY
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered111
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $581
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number089014E
Policy instance 1
Insurance contract or identification number089014E
Number of Individuals Covered113
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,192
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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