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HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 401k Plan overview

Plan NameHENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN
Plan identification number 001

HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HENRY H. OTTENS MANUFACTURING CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:HENRY H. OTTENS MANUFACTURING CO., INC.
Employer identification number (EIN):231404595
NAIC Classification:311900
NAIC Description: Other Food Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01ROBBIN NEJAD2015-11-12
0012014-01-01ROBBIN NEJAD
0012013-01-01ROBBIN NEJAD ROBBIN NEJAD2014-10-15
0012012-01-01ROBBIN NEJAD ROBBIN NEJAD2013-10-14
0012011-01-01ROBBIN NEJAD ROBBIN NEJAD2012-09-25
0012009-01-01ROBBIN NEJAD
0012009-01-01ROBBIN NEJAD
0012009-01-01ROBBIN NEJAD

Plan Statistics for HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN

401k plan membership statisitcs for HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN

Measure Date Value
2014: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01129
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01129
Total number of active participants reported on line 7a of the Form 55002013-01-0159
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01130
Total number of active participants reported on line 7a of the Form 55002012-01-0168
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-0148
Total of all active and inactive participants2012-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01133
Total number of active participants reported on line 7a of the Form 55002011-01-0177
Number of retired or separated participants receiving benefits2011-01-017
Number of other retired or separated participants entitled to future benefits2011-01-0142
Total of all active and inactive participants2011-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01131
Total number of active participants reported on line 7a of the Form 55002009-01-0184
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-0132
Total of all active and inactive participants2009-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN

Measure Date Value
2014 : HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,822,097
Total loss/gain on sale of assets2014-12-31$292,439
Total of all expenses incurred2014-12-31$8,864,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,810,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,405,017
Value of total assets at end of year2014-12-31$2,365,947
Value of total assets at beginning of year2014-12-31$9,407,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$53,531
Total interest from all sources2014-12-31$37,675
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$86,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$80,517
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$2,495
Administrative expenses (other) incurred2014-12-31$5,414
Total non interest bearing cash at beginning of year2014-12-31$1,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-7,041,917
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,365,947
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,407,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$48,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,807,834
Income. Interest from US Government securities2014-12-31$18,200
Income. Interest from corporate debt instruments2014-12-31$19,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$958,435
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$723,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$723,165
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Asset value of US Government securities at beginning of year2014-12-31$771,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,405,017
Employer contributions (assets) at end of year2014-12-31$1,405,017
Income. Dividends from common stock2014-12-31$6,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,810,483
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$753,585
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$350,037
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$11,682,166
Aggregate carrying amount (costs) on sale of assets2014-12-31$11,389,727
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ZOOK DINON, PA
Accountancy firm EIN2014-12-31222746484
2013 : HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$563,436
Total unrealized appreciation/depreciation of assets2013-12-31$563,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,390,121
Total loss/gain on sale of assets2013-12-31$11,630
Total of all expenses incurred2013-12-31$372,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$302,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$550,000
Value of total assets at end of year2013-12-31$9,407,864
Value of total assets at beginning of year2013-12-31$8,390,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$70,935
Total interest from all sources2013-12-31$51,166
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$213,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$207,744
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$731
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,363
Administrative expenses (other) incurred2013-12-31$894
Total non interest bearing cash at end of year2013-12-31$1,380
Total non interest bearing cash at beginning of year2013-12-31$3,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,017,160
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,407,864
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,390,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$70,041
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,807,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,623,330
Income. Interest from US Government securities2013-12-31$20,604
Income. Interest from corporate debt instruments2013-12-31$27,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$723,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$446,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$446,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,680
Asset value of US Government securities at end of year2013-12-31$771,863
Asset value of US Government securities at beginning of year2013-12-31$831,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$550,000
Employer contributions (assets) at beginning of year2013-12-31$300,484
Income. Dividends from common stock2013-12-31$6,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$302,026
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$753,585
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$734,313
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$350,037
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$448,297
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$5,875,651
Aggregate carrying amount (costs) on sale of assets2013-12-31$5,864,021
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ZOOK DINON, PA
Accountancy firm EIN2013-12-31222746484
2012 : HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$304,829
Total unrealized appreciation/depreciation of assets2012-12-31$304,829
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,271,264
Total loss/gain on sale of assets2012-12-31$60,006
Total of all expenses incurred2012-12-31$365,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$296,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$684,484
Value of total assets at end of year2012-12-31$8,390,704
Value of total assets at beginning of year2012-12-31$7,485,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$69,562
Total interest from all sources2012-12-31$50,634
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$171,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$140,278
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$731
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$742
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,363
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,045
Other income not declared elsewhere2012-12-31$23
Administrative expenses (other) incurred2012-12-31$834
Total non interest bearing cash at end of year2012-12-31$3,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$905,517
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,390,704
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,485,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$68,728
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,623,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,250,649
Income. Interest from US Government securities2012-12-31$23,469
Income. Interest from corporate debt instruments2012-12-31$27,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$446,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$264,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$264,939
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-1
Asset value of US Government securities at end of year2012-12-31$831,878
Asset value of US Government securities at beginning of year2012-12-31$1,003,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$684,484
Employer contributions (assets) at end of year2012-12-31$300,484
Income. Dividends from preferred stock2012-12-31$1,219
Income. Dividends from common stock2012-12-31$29,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$296,185
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$734,313
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$502,131
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$448,297
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$457,852
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$9,976,695
Aggregate carrying amount (costs) on sale of assets2012-12-31$9,916,689
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ZOOK DINON, PA
Accountancy firm EIN2012-12-31222746484
2011 : HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-114,692
Total unrealized appreciation/depreciation of assets2011-12-31$-114,692
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$275,160
Total loss/gain on sale of assets2011-12-31$-266,159
Total of all expenses incurred2011-12-31$355,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$285,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$425,000
Value of total assets at end of year2011-12-31$7,485,187
Value of total assets at beginning of year2011-12-31$7,565,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$69,662
Total interest from all sources2011-12-31$29,428
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$201,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$194,151
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$742
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$3,989
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,045
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$18,426
Administrative expenses (other) incurred2011-12-31$756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-80,177
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,485,187
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,565,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$68,906
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,250,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,047,975
Income. Interest from US Government securities2011-12-31$29,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$264,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$474,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$474,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-43
Asset value of US Government securities at end of year2011-12-31$1,003,829
Asset value of US Government securities at beginning of year2011-12-31$808,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$425,000
Employer contributions (assets) at beginning of year2011-12-31$334,534
Income. Dividends from preferred stock2011-12-31$213
Income. Dividends from common stock2011-12-31$7,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$285,675
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$502,131
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$524,356
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$457,852
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$353,129
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$17,222,541
Aggregate carrying amount (costs) on sale of assets2011-12-31$17,488,700
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ZOOK DINON, PA
Accountancy firm EIN2011-12-31222746484
2010 : HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$51,003
Total unrealized appreciation/depreciation of assets2010-12-31$51,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$972,465
Total loss/gain on sale of assets2010-12-31$413,427
Total of all expenses incurred2010-12-31$298,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$286,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$334,534
Value of total assets at end of year2010-12-31$7,565,364
Value of total assets at beginning of year2010-12-31$6,891,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,895
Total interest from all sources2010-12-31$13,238
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$160,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$126,121
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$3,989
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$18,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$673,485
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,565,364
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,891,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$12,895
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,047,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,467,879
Interest earned on other investments2010-12-31$2,363
Income. Interest from US Government securities2010-12-31$10,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$474,438
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$24,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$24,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$723
Asset value of US Government securities at end of year2010-12-31$808,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$334,534
Employer contributions (assets) at end of year2010-12-31$334,534
Employer contributions (assets) at beginning of year2010-12-31$400,000
Income. Dividends from preferred stock2010-12-31$34
Income. Dividends from common stock2010-12-31$34,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$286,085
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$524,356
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$353,129
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$9,650,958
Aggregate carrying amount (costs) on sale of assets2010-12-31$9,237,531
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ZOOK DINON PA
Accountancy firm EIN2010-12-31222746484

Form 5500 Responses for HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN

2014: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HENRY H. OTTENS MANUFACTURING CO., INC., EMPLOYEES' PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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