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RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 401k Plan overview

Plan NameRETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES
Plan identification number 001

RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE ARC OF CUMBERLAND AND PERRY COUNTIES has sponsored the creation of one or more 401k plans.

Company Name:THE ARC OF CUMBERLAND AND PERRY COUNTIES
Employer identification number (EIN):231489837
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ANNE M COULDRIDGE2023-09-26 ANNE M COULDRIDGE2023-09-26
0012021-01-01ANNE M COULDRIDGE2022-10-04 ANNE M COULDRIDGE2022-10-04
0012020-01-01ANNE M COULDRIDGE2021-09-21 ANNE M COULDRIDGE2021-09-21
0012019-01-01ANNE M COULDRIDGE2020-09-27 ANNE M COULDRIDGE2020-09-27
0012018-01-01ANNE M COULDRIDGE2019-09-24 ANNE M COULDRIDGE2019-09-24
0012017-01-01
0012016-01-01JOHN J REARDON
0012015-01-01JOHN REARDON
0012014-01-01JOHN REARDON
0012013-01-01VINCENT C GURRERI
0012012-01-01VINCENT C GURRERI
0012011-01-01VINCENT C GURRERI
0012009-01-01VICKI S DARR VICKI S DARR2010-10-07

Plan Statistics for RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES

401k plan membership statisitcs for RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES

Measure Date Value
2022: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2022 401k membership
Total participants, beginning-of-year2022-01-01253
Total number of active participants reported on line 7a of the Form 55002022-01-01158
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0161
Total of all active and inactive participants2022-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01221
Number of participants with account balances2022-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0126
2021: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2021 401k membership
Total participants, beginning-of-year2021-01-01281
Total number of active participants reported on line 7a of the Form 55002021-01-01182
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0163
Total of all active and inactive participants2021-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01247
Number of participants with account balances2021-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0143
2020: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2020 401k membership
Total participants, beginning-of-year2020-01-01277
Total number of active participants reported on line 7a of the Form 55002020-01-01220
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0159
Total of all active and inactive participants2020-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01281
Number of participants with account balances2020-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0133
2019: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2019 401k membership
Total participants, beginning-of-year2019-01-01276
Total number of active participants reported on line 7a of the Form 55002019-01-01229
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0146
Total of all active and inactive participants2019-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01277
Number of participants with account balances2019-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2018 401k membership
Total participants, beginning-of-year2018-01-01278
Total number of active participants reported on line 7a of the Form 55002018-01-01222
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0151
Total of all active and inactive participants2018-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01276
Number of participants with account balances2018-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0134
2017: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2017 401k membership
Total participants, beginning-of-year2017-01-01274
Total number of active participants reported on line 7a of the Form 55002017-01-01235
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0140
Total of all active and inactive participants2017-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01278
Number of participants with account balances2017-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0129
2016: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2016 401k membership
Total participants, beginning-of-year2016-01-01257
Total number of active participants reported on line 7a of the Form 55002016-01-01245
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0127
Total of all active and inactive participants2016-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01274
Number of participants with account balances2016-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0134
2015: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2015 401k membership
Total participants, beginning-of-year2015-01-01253
Total number of active participants reported on line 7a of the Form 55002015-01-01223
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0132
Total of all active and inactive participants2015-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01256
Number of participants with account balances2015-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2014 401k membership
Total participants, beginning-of-year2014-01-01253
Total number of active participants reported on line 7a of the Form 55002014-01-01219
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01253
Number of participants with account balances2014-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0128
2013: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2013 401k membership
Total participants, beginning-of-year2013-01-01244
Total number of active participants reported on line 7a of the Form 55002013-01-01227
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01253
Number of participants with account balances2013-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0122
2012: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2012 401k membership
Total participants, beginning-of-year2012-01-01273
Total number of active participants reported on line 7a of the Form 55002012-01-01219
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01244
Number of participants with account balances2012-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0132
2011: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2011 401k membership
Total participants, beginning-of-year2011-01-01260
Total number of active participants reported on line 7a of the Form 55002011-01-01251
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01275
Number of participants with account balances2011-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118
2009: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2009 401k membership
Total participants, beginning-of-year2009-01-01249
Total number of active participants reported on line 7a of the Form 55002009-01-01225
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01253
Number of participants with account balances2009-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0122

Financial Data on RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES

Measure Date Value
2022 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,633
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,516
Total income from all sources (including contributions)2022-12-31$-1,306,509
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,600,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,583,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$341,951
Value of total assets at end of year2022-12-31$7,399,869
Value of total assets at beginning of year2022-12-31$10,307,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$16,792
Total interest from all sources2022-12-31$34,735
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$2,633
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$2,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,907,262
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,397,236
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,304,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,124,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$8,549,774
Interest earned on other investments2022-12-31$34,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,274,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,755,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,683,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$341,951
Employer contributions (assets) at beginning of year2022-12-31$1,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,583,961
Contract administrator fees2022-12-31$16,792
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SMITH ELLIOTT KEARNS & COMPANY LLC
Accountancy firm EIN2022-12-31520783935
2021 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$5,710
Total income from all sources (including contributions)2021-12-31$1,723,782
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$733,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$724,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$377,145
Value of total assets at end of year2021-12-31$10,307,014
Value of total assets at beginning of year2021-12-31$9,319,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,066
Total interest from all sources2021-12-31$44,572
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$376,529
Amount contributed by the employer to the plan for this plan year2021-12-31$376,529
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$616
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$2,516
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$5,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$990,311
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,304,498
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,314,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$8,549,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,607,897
Interest earned on other investments2021-12-31$44,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,755,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,711,442
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,302,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$376,529
Employer contributions (assets) at end of year2021-12-31$1,545
Employer contributions (assets) at beginning of year2021-12-31$558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$724,405
Contract administrator fees2021-12-31$9,066
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SMITH ELLIOTT KEARNS & COMPANY, LLC
Accountancy firm EIN2021-12-31520783935
2020 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,710
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,892,356
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$714,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$707,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$407,660
Value of total assets at end of year2020-12-31$9,319,897
Value of total assets at beginning of year2020-12-31$8,136,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$7,916
Total interest from all sources2020-12-31$47,061
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$407,660
Amount contributed by the employer to the plan for this plan year2020-12-31$407,660
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$5,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,177,369
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,314,187
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,136,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,607,897
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,250,268
Interest earned on other investments2020-12-31$47,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,711,442
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,883,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,437,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$407,660
Employer contributions (assets) at end of year2020-12-31$558
Employer contributions (assets) at beginning of year2020-12-31$2,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$707,071
Contract administrator fees2020-12-31$7,916
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SMITH ELLIOTT KEARNS & COMPANY, LLC
Accountancy firm EIN2020-12-31520783935
2019 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$384
Total income from all sources (including contributions)2019-12-31$1,922,214
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,142,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,141,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$474,798
Value of total assets at end of year2019-12-31$8,136,818
Value of total assets at beginning of year2019-12-31$7,357,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,737
Total interest from all sources2019-12-31$53,493
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$425,182
Amount contributed by the employer to the plan for this plan year2019-12-31$425,182
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$49,616
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$779,466
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,136,818
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,357,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,250,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,424,371
Interest earned on other investments2019-12-31$53,493
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,883,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,931,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,393,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$425,182
Employer contributions (assets) at end of year2019-12-31$2,575
Employer contributions (assets) at beginning of year2019-12-31$1,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,141,011
Contract administrator fees2019-12-31$1,737
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SMITH ELLIOTT KEARNS & COMPANY, LLC
Accountancy firm EIN2019-12-31520783935
2018 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$384
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$15,300
Total income from all sources (including contributions)2018-12-31$161,669
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,060,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,055,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$410,856
Value of total assets at end of year2018-12-31$7,357,736
Value of total assets at beginning of year2018-12-31$8,271,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,491
Total interest from all sources2018-12-31$57,037
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$409,809
Amount contributed by the employer to the plan for this plan year2018-12-31$409,809
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,047
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$15,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-899,226
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,357,352
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,256,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,424,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,122,680
Interest earned on other investments2018-12-31$57,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,931,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,148,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-306,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$409,809
Employer contributions (assets) at end of year2018-12-31$1,730
Employer contributions (assets) at beginning of year2018-12-31$403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,055,404
Contract administrator fees2018-12-31$5,491
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SMITH ELLIOTT KEARNS & COMPANY, LLC
Accountancy firm EIN2018-12-31520783935
2017 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$15,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$488
Total income from all sources (including contributions)2017-12-31$1,579,868
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$346,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$345,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$469,502
Value of total assets at end of year2017-12-31$8,271,878
Value of total assets at beginning of year2017-12-31$7,024,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$821
Total interest from all sources2017-12-31$60,961
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$450,882
Amount contributed by the employer to the plan for this plan year2017-12-31$450,882
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,620
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$15,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,233,058
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,256,578
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,023,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,122,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,019,482
Interest earned on other investments2017-12-31$60,961
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,148,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,004,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,049,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$450,882
Employer contributions (assets) at end of year2017-12-31$403
Employer contributions (assets) at beginning of year2017-12-31$177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$345,989
Contract administrator fees2017-12-31$821
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SMITH ELLIOTT KEARNS & CO LLC
Accountancy firm EIN2017-12-31520783935
2016 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$488
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$692,958
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$145,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$144,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$421,768
Value of total assets at end of year2016-12-31$7,024,008
Value of total assets at beginning of year2016-12-31$6,476,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$775
Total interest from all sources2016-12-31$50,858
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$421,768
Amount contributed by the employer to the plan for this plan year2016-12-31$421,768
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$547,389
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,023,520
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,476,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,019,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,951,681
Interest earned on other investments2016-12-31$50,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,004,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,523,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$220,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$421,768
Employer contributions (assets) at end of year2016-12-31$177
Employer contributions (assets) at beginning of year2016-12-31$1,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$144,794
Contract administrator fees2016-12-31$775
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SMITH ELLIOTT KEARNS & CO LLC
Accountancy firm EIN2016-12-31520783935
2015 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,890
Total income from all sources (including contributions)2015-12-31$501,563
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$474,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$473,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$412,117
Value of total assets at end of year2015-12-31$6,476,131
Value of total assets at beginning of year2015-12-31$6,450,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$975
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$411,029
Amount contributed by the employer to the plan for this plan year2015-12-31$411,029
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$27,420
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,476,131
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,448,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,951,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,872,877
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,523,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,576,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$89,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$411,029
Employer contributions (assets) at end of year2015-12-31$1,115
Employer contributions (assets) at beginning of year2015-12-31$868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$473,168
Contract administrator fees2015-12-31$975
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SMITH ELLIOTT KEARNS & CO LLC
Accountancy firm EIN2015-12-31520783935
2014 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,890
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$766,127
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$142,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$141,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$406,069
Value of total assets at end of year2014-12-31$6,450,601
Value of total assets at beginning of year2014-12-31$5,824,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$725
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$406,069
Amount contributed by the employer to the plan for this plan year2014-12-31$406,069
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$623,890
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,448,711
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,824,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,872,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,366,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,576,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,458,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$360,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$406,069
Employer contributions (assets) at end of year2014-12-31$868
Employer contributions (assets) at beginning of year2014-12-31$36
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$141,512
Contract administrator fees2014-12-31$725
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SMITH ELLIOTT KEARNS & CO LLC
Accountancy firm EIN2014-12-31520783935
2013 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,018
Total income from all sources (including contributions)2013-12-31$1,175,221
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$268,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$268,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$400,932
Value of total assets at end of year2013-12-31$5,824,821
Value of total assets at beginning of year2013-12-31$4,920,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$225
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$396,902
Amount contributed by the employer to the plan for this plan year2013-12-31$396,902
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,031
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$906,529
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,824,821
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,918,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,366,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,542,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,458,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,377,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$774,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$396,901
Employer contributions (assets) at end of year2013-12-31$36
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$268,467
Contract administrator fees2013-12-31$225
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SMITH ELLIOTT KEARNS & CO LLC
Accountancy firm EIN2013-12-31520783935
2012 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,018
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$685
Total income from all sources (including contributions)2012-12-31$805,896
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$559,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$559,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$377,729
Value of total assets at end of year2012-12-31$4,920,310
Value of total assets at beginning of year2012-12-31$4,672,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$377,729
Amount contributed by the employer to the plan for this plan year2012-12-31$377,729
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,018
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$246,464
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,918,292
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,671,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,542,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,229,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,377,409
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,442,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$428,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$377,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$559,432
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SMITH ELLIOTT KEARNS AND CO LLC
Accountancy firm EIN2012-12-31520783935
2011 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$685
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$400,110
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$255,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$255,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$422,365
Value of total assets at end of year2011-12-31$4,672,513
Value of total assets at beginning of year2011-12-31$4,526,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$422,365
Amount contributed by the employer to the plan for this plan year2011-12-31$422,365
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$144,904
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,671,828
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,526,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,229,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,175,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,442,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,351,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-22,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$422,365
Employer contributions (assets) at beginning of year2011-12-31$66
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$255,206
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SMITH ELLIOTT KEARNS AND CO LLC
Accountancy firm EIN2011-12-31520783935
2010 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$773,092
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$296,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$296,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$365,919
Value of total assets at end of year2010-12-31$4,526,924
Value of total assets at beginning of year2010-12-31$4,049,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$365,919
Amount contributed by the employer to the plan for this plan year2010-12-31$365,919
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$477,025
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,526,924
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,049,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,175,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,842,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,351,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,205,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$407,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$365,919
Employer contributions (assets) at end of year2010-12-31$66
Employer contributions (assets) at beginning of year2010-12-31$2,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$296,067
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SMITH ELLIOTT KEARNS AND CO LLC
Accountancy firm EIN2010-12-31520783935
2009 : RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$357,478
Amount contributed by the employer to the plan for this plan year2009-12-31$357,478

Form 5500 Responses for RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES

2022: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: RETIREMENT PROGRAM FOR THE EMPLOYEES OF THE ARC OF CUMBERLAND AND PERRY COUNTIES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 2
Insurance contract or identification numberPHQ922
Number of Individuals Covered262
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $13,429
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,429
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664T6M
Policy instance 1
Insurance contract or identification number664T6M
Number of Individuals Covered222
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $657
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $657
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered247
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $19,600
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,600
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered280
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $16,051
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,051
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered273
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $15,692
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,692
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered278
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $28,243
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,243
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered277
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $30,588
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,588
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS INSURANCE E
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered297
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $26,089
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,089
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS INSURANCE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered287
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $24,321
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,321
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS INSURANCE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered286
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $21,228
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,228
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS INSURANCE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered302
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $19,477
Total amount of fees paid to insurance companyUSD $583
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,115
Insurance broker organization code?3
Amount paid for insurance broker fees583
Additional information about fees paid to insurance broker5500 PREPARATION AND COMPLIANCE TESTING
Insurance broker nameSMITH ELLIOTT KEARNS AND CO LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered305
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $18,601
Total amount of fees paid to insurance companyUSD $2,293
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHQ922
Policy instance 1
Insurance contract or identification numberPHQ922
Number of Individuals Covered294
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $16,295
Total amount of fees paid to insurance companyUSD $1,999
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16,295
Insurance broker organization code?3
Amount paid for insurance broker fees1999
Additional information about fees paid to insurance broker5500 PREPARATION AND COMPLIANCE TESTING
Insurance broker nameSMITH ELLIOTT KEARNS AND CO LLC

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