401k Plan data: STEWART & TATE 401K PLAN plan

STEWART & TATE 401K PLAN 401k Plan overview

Plan Name	STEWART & TATE 401K PLAN
Plan identification number	003

STEWART & TATE 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STEWART & TATE, INC. has sponsored the creation of one or more 401k plans.

Company Name: STEWART & TATE, INC.

Employer identification number (EIN): 231624612

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEWART & TATE 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 KAREN DEGENHART 2017-07-17
003 2015-01-01 KAREN DEGENHART
003 2014-01-01 KAREN DEGENHART
003 2013-01-01 MARK HARROLD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2016-01-01	KAREN DEGENHART	2017-07-17
003	2015-01-01	KAREN DEGENHART
003	2014-01-01	KAREN DEGENHART
003	2013-01-01	MARK HARROLD

Plan Statistics for STEWART & TATE 401K PLAN

401k plan membership statisitcs for STEWART & TATE 401K PLAN

Measure Date Value
2015: STEWART & TATE 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 192
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 13
Total of all active and inactive participants 2015-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 208
Number of participants with account balances 2015-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STEWART & TATE 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 166
Number of retired or separated participants receiving benefits 2014-01-01 5
Number of other retired or separated participants entitled to future benefits 2014-01-01 12
Total of all active and inactive participants 2014-01-01 183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 183
Number of participants with account balances 2014-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STEWART & TATE 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 211
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 177
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 195
Number of participants with account balances 2013-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1

Measure	Date	Value
2015: STEWART & TATE 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	192
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	13
Total of all active and inactive participants	2015-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	208
Number of participants with account balances	2015-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STEWART & TATE 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	166
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	12
Total of all active and inactive participants	2014-01-01	183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	183
Number of participants with account balances	2014-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STEWART & TATE 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	211
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	177
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	195
Number of participants with account balances	2013-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1

Financial Data on STEWART & TATE 401K PLAN

Measure	Date	Value
2015 : STEWART & TATE 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$242,395
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$480,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$453,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$248,436
Value of total assets at end of year	2015-12-31	$2,324,788
Value of total assets at beginning of year	2015-12-31	$2,562,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$26,519
Total interest from all sources	2015-12-31	$2,232
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$41,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$41,613
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$275,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$240,033
Participant contributions at end of year	2015-12-31	$15,071
Participant contributions at beginning of year	2015-12-31	$22,695
Participant contributions at end of year	2015-12-31	$5,504
Participant contributions at beginning of year	2015-12-31	$1,700
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$8,403
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$957
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-238,038
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,324,788
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,562,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$26,519
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,303,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,538,167
Interest on participant loans	2015-12-31	$2,232
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-49,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$453,914
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	REINSEL KUNTZ LESHER LLP
Accountancy firm EIN	2015-12-31	232108173
2014 : STEWART & TATE 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$2,056
Total income from all sources (including contributions)	2014-12-31	$353,962
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$511,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$452,926
Expenses. Certain deemed distributions of participant loans	2014-12-31	$25,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$205,014
Value of total assets at end of year	2014-12-31	$2,562,826
Value of total assets at beginning of year	2014-12-31	$2,722,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$33,783
Total interest from all sources	2014-12-31	$2,902
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$41,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$41,941
Administrative expenses professional fees incurred	2014-12-31	$11,238
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$275,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$201,158
Participant contributions at end of year	2014-12-31	$22,695
Participant contributions at beginning of year	2014-12-31	$54,478
Participant contributions at end of year	2014-12-31	$1,700
Participant contributions at beginning of year	2014-12-31	$3,778
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,856
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$2,056
Administrative expenses (other) incurred	2014-12-31	$356
Total non interest bearing cash at end of year	2014-12-31	$264
Total non interest bearing cash at beginning of year	2014-12-31	$5,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-157,817
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,562,826
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,720,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$22,189
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,538,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,658,906
Interest on participant loans	2014-12-31	$2,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$104,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$452,926
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BOYER & RITTER, CPA'S
Accountancy firm EIN	2014-12-31	231311005
2013 : STEWART & TATE 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,056
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$956
Total income from all sources (including contributions)	2013-12-31	$738,811
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$150,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$124,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$369,254
Value of total assets at end of year	2013-12-31	$2,722,699
Value of total assets at beginning of year	2013-12-31	$2,133,690
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$25,990
Total interest from all sources	2013-12-31	$4,207
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$194,254
Participant contributions at end of year	2013-12-31	$54,478
Participant contributions at beginning of year	2013-12-31	$73,594
Participant contributions at end of year	2013-12-31	$3,778
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$175,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$2,056
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$956
Total non interest bearing cash at end of year	2013-12-31	$5,537
Total non interest bearing cash at beginning of year	2013-12-31	$6,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$587,909
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,720,643
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,132,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$25,990
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,658,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,013,210
Interest on participant loans	2013-12-31	$4,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$39,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$39,605
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$35
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$365,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Employer contributions (assets) at beginning of year	2013-12-31	$481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$124,912
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BOYER & RITTER, CPA'S
Accountancy firm EIN	2013-12-31	231311005

Form 5500 Responses for STEWART & TATE 401K PLAN

2015: STEWART & TATE 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STEWART & TATE 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STEWART & TATE 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STEWART & TATE, INC.
Employer identification number (EIN):	231624612
NAIC Classification:	238900