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NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 401k Plan overview

Plan NameNATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION
Plan identification number 001

NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL PENN BANCSHARES, INC. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL PENN BANCSHARES, INC.
Employer identification number (EIN):232215075
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01STEVE REEDER
0012016-01-01
0012015-01-01STEVE REEDER
0012014-01-01PAUL FISTNER PAUL FISTNER2015-10-01
0012013-01-01PAUL FISTNER PAUL FISTNER2014-12-01
0012012-01-01PAUL FISTNER PAUL FISTNER2013-07-23
0012011-01-01PAUL FISTNER PAUL FISTNER2012-07-25
0012009-01-01PAUL FISTNER PAUL FISTNER2010-09-29

Plan Statistics for NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION

401k plan membership statisitcs for NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION

Measure Date Value
2016: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2016 401k membership
Total participants, beginning-of-year2016-01-011,978
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2015 401k membership
Total participants, beginning-of-year2015-01-012,171
Total number of active participants reported on line 7a of the Form 55002015-01-011,602
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-01371
Total of all active and inactive participants2015-01-011,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,978
Number of participants with account balances2015-01-011,946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0150
2014: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2014 401k membership
Total participants, beginning-of-year2014-01-012,080
Total number of active participants reported on line 7a of the Form 55002014-01-011,802
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01343
Total of all active and inactive participants2014-01-012,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,149
Number of participants with account balances2014-01-012,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0184
2013: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2013 401k membership
Total participants, beginning-of-year2013-01-012,071
Total number of active participants reported on line 7a of the Form 55002013-01-011,730
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01318
Total of all active and inactive participants2013-01-012,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,052
Number of participants with account balances2013-01-012,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0181
2012: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2012 401k membership
Total participants, beginning-of-year2012-01-012,072
Total number of active participants reported on line 7a of the Form 55002012-01-011,770
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01279
Total of all active and inactive participants2012-01-012,053
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,053
Number of participants with account balances2012-01-011,992
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0187
2011: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2011 401k membership
Total participants, beginning-of-year2011-01-012,522
Total number of active participants reported on line 7a of the Form 55002011-01-011,799
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-01251
Total of all active and inactive participants2011-01-012,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012,055
Number of participants with account balances2011-01-012,006
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01119
2009: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2009 401k membership
Total participants, beginning-of-year2009-01-011,954
Total number of active participants reported on line 7a of the Form 55002009-01-012,127
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01186
Total of all active and inactive participants2009-01-012,315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-012,319
Number of participants with account balances2009-01-012,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0198

Financial Data on NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION

Measure Date Value
2016 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-05-31$-1,724,072
Total unrealized appreciation/depreciation of assets2016-05-31$-1,724,072
Total transfer of assets from this plan2016-05-31$112,699,888
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$1,741
Total income from all sources (including contributions)2016-05-31$4,707,865
Total loss/gain on sale of assets2016-05-31$659,216
Total of all expenses incurred2016-05-31$17,009,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$17,017,319
Expenses. Certain deemed distributions of participant loans2016-05-31$-12,415
Value of total corrective distributions2016-05-31$1,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$2,727,997
Value of total assets at end of year2016-05-31$0
Value of total assets at beginning of year2016-05-31$125,003,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$2,650
Total interest from all sources2016-05-31$218,029
Total dividends received (eg from common stock, registered investment company shares)2016-05-31$566,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-05-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-05-31$377,066
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$30,000,000
If this is an individual account plan, was there a blackout period2016-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-31$113,886
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Contributions received from participants2016-05-31$1,667,752
Participant contributions at end of year2016-05-31$0
Participant contributions at beginning of year2016-05-31$2,491,486
Assets. Other investments not covered elsewhere at end of year2016-05-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-05-31$2,044,856
Income. Received or receivable in cash from other sources (including rollovers)2016-05-31$52,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-05-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-05-31$1,741
Other income not declared elsewhere2016-05-31$-17,132
Administrative expenses (other) incurred2016-05-31$2,650
Total non interest bearing cash at end of year2016-05-31$0
Total non interest bearing cash at beginning of year2016-05-31$417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$-12,301,430
Value of net assets at end of year (total assets less liabilities)2016-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$125,001,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Assets. partnership/joint venture interests at end of year2016-05-31$0
Assets. partnership/joint venture interests at beginning of year2016-05-31$63,984
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-31$70,947,218
Value of interest in pooled separate accounts at end of year2016-05-31$0
Value of interest in pooled separate accounts at beginning of year2016-05-31$14,140,585
Interest on participant loans2016-05-31$44,487
Interest earned on other investments2016-05-31$173,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-05-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-05-31$19,213,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-31$1,733,825
Net investment gain/loss from pooled separate accounts2016-05-31$543,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31No
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Assets. Invements in employer securities at end of year2016-05-31$0
Assets. Invements in employer securities at beginning of year2016-05-31$14,458,425
Contributions received in cash from employer2016-05-31$1,008,152
Employer contributions (assets) at end of year2016-05-31$0
Employer contributions (assets) at beginning of year2016-05-31$1,642,495
Income. Dividends from common stock2016-05-31$189,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$17,017,319
Did the plan have assets held for investment2016-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31Yes
Aggregate proceeds on sale of assets2016-05-31$21,305,142
Aggregate carrying amount (costs) on sale of assets2016-05-31$20,645,926
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31No
Opinion of an independent qualified public accountant for this plan2016-05-31Unqualified
Accountancy firm name2016-05-31BDO USA LLP
Accountancy firm EIN2016-05-31135381590
2015 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,066,899
Total unrealized appreciation/depreciation of assets2015-12-31$2,066,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,741
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$90,422
Total income from all sources (including contributions)2015-12-31$12,361,645
Total loss/gain on sale of assets2015-12-31$30,073
Total of all expenses incurred2015-12-31$11,432,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,240,500
Expenses. Certain deemed distributions of participant loans2015-12-31$755
Value of total corrective distributions2015-12-31$1,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$10,717,872
Value of total assets at end of year2015-12-31$125,003,059
Value of total assets at beginning of year2015-12-31$124,162,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$189,341
Total interest from all sources2015-12-31$529,253
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,739,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,236,249
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$30,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$198,853
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,033,226
Participant contributions at end of year2015-12-31$2,491,486
Participant contributions at beginning of year2015-12-31$2,571,707
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,044,856
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,100,421
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$758,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,741
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$90,422
Other income not declared elsewhere2015-12-31$-38,653
Administrative expenses (other) incurred2015-12-31$189,341
Total non interest bearing cash at end of year2015-12-31$417
Total non interest bearing cash at beginning of year2015-12-31$171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$929,308
Value of net assets at end of year (total assets less liabilities)2015-12-31$125,001,318
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$124,072,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$63,984
Assets. partnership/joint venture interests at beginning of year2015-12-31$16,662
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$70,947,218
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$72,794,562
Value of interest in pooled separate accounts at end of year2015-12-31$14,140,585
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,198,478
Interest on participant loans2015-12-31$133,084
Interest earned on other investments2015-12-31$396,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$19,213,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$18,320,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,812,900
Net investment gain/loss from pooled separate accounts2015-12-31$129,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$14,458,425
Assets. Invements in employer securities at beginning of year2015-12-31$12,493,863
Contributions received in cash from employer2015-12-31$3,926,482
Employer contributions (assets) at end of year2015-12-31$1,642,495
Employer contributions (assets) at beginning of year2015-12-31$1,666,259
Income. Dividends from common stock2015-12-31$503,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,240,500
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$2,952,185
Aggregate carrying amount (costs) on sale of assets2015-12-31$2,922,112
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BDO USA LLP
Accountancy firm EIN2015-12-31135381590
2014 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-830,112
Total unrealized appreciation/depreciation of assets2014-12-31$-830,112
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$90,422
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$118,636
Total income from all sources (including contributions)2014-12-31$16,433,106
Total loss/gain on sale of assets2014-12-31$-24,476
Total of all expenses incurred2014-12-31$11,154,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,023,781
Expenses. Certain deemed distributions of participant loans2014-12-31$11,898
Value of total corrective distributions2014-12-31$90,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,241,580
Value of total assets at end of year2014-12-31$124,162,432
Value of total assets at beginning of year2014-12-31$118,911,579
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$27,938
Total interest from all sources2014-12-31$535,532
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,541,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,046,268
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$30,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$23,465
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,834,916
Participant contributions at end of year2014-12-31$2,571,707
Participant contributions at beginning of year2014-12-31$2,729,475
Participant contributions at beginning of year2014-12-31$215,234
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,100,421
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,970,985
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$495,884
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$90,422
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$118,636
Other income not declared elsewhere2014-12-31$138,920
Administrative expenses (other) incurred2014-12-31$27,938
Total non interest bearing cash at end of year2014-12-31$171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,279,067
Value of net assets at end of year (total assets less liabilities)2014-12-31$124,072,010
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$118,792,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$16,662
Assets. partnership/joint venture interests at beginning of year2014-12-31$8,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$72,794,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$68,153,597
Value of interest in pooled separate accounts at end of year2014-12-31$14,198,478
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,479,624
Interest on participant loans2014-12-31$143,656
Interest earned on other investments2014-12-31$391,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$611
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$18,320,309
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$18,738,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,352,851
Net investment gain/loss from pooled separate accounts2014-12-31$1,477,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$12,493,863
Assets. Invements in employer securities at beginning of year2014-12-31$12,863,869
Contributions received in cash from employer2014-12-31$3,910,780
Employer contributions (assets) at end of year2014-12-31$1,666,259
Employer contributions (assets) at beginning of year2014-12-31$1,751,074
Income. Dividends from common stock2014-12-31$495,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,023,781
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,702,467
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,726,943
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG
Accountancy firm EIN2014-12-31135565207
2013 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,244,669
Total unrealized appreciation/depreciation of assets2013-12-31$2,244,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$118,636
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$41,217
Total income from all sources (including contributions)2013-12-31$28,796,161
Total loss/gain on sale of assets2013-12-31$127,223
Total of all expenses incurred2013-12-31$9,758,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,646,287
Expenses. Certain deemed distributions of participant loans2013-12-31$15,561
Value of total corrective distributions2013-12-31$41,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,137,753
Value of total assets at end of year2013-12-31$118,911,579
Value of total assets at beginning of year2013-12-31$99,796,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,310
Total interest from all sources2013-12-31$570,807
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,316,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$971,713
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$30,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$44,316
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,835,896
Participant contributions at end of year2013-12-31$2,729,475
Participant contributions at beginning of year2013-12-31$2,482,610
Participant contributions at end of year2013-12-31$215,234
Participant contributions at beginning of year2013-12-31$204,961
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,970,985
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,366,154
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$455,001
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$-54,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$118,636
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$41,217
Other income not declared elsewhere2013-12-31$280,310
Administrative expenses (other) incurred2013-12-31$55,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,037,786
Value of net assets at end of year (total assets less liabilities)2013-12-31$118,792,943
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$99,755,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$8,870
Assets. partnership/joint venture interests at beginning of year2013-12-31$6,611
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$68,153,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$53,449,954
Value of interest in pooled separate accounts at end of year2013-12-31$12,479,624
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,765,263
Interest on participant loans2013-12-31$132,689
Interest earned on other investments2013-12-31$438,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$18,738,851
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$17,399,897
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,850,115
Net investment gain/loss from pooled separate accounts2013-12-31$3,268,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$12,863,869
Assets. Invements in employer securities at beginning of year2013-12-31$11,326,313
Contributions received in cash from employer2013-12-31$3,846,856
Employer contributions (assets) at end of year2013-12-31$1,751,074
Employer contributions (assets) at beginning of year2013-12-31$1,794,611
Income. Dividends from common stock2013-12-31$345,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,700,865
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,756,303
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,629,080
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG
Accountancy firm EIN2013-12-31135565207
2012 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,349,141
Total unrealized appreciation/depreciation of assets2012-12-31$1,349,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$41,217
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$22,716
Total income from all sources (including contributions)2012-12-31$22,296,535
Total loss/gain on sale of assets2012-12-31$-146,888
Total of all expenses incurred2012-12-31$7,721,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,615,804
Expenses. Certain deemed distributions of participant loans2012-12-31$29,450
Value of total corrective distributions2012-12-31$22,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,194,629
Value of total assets at end of year2012-12-31$99,796,374
Value of total assets at beginning of year2012-12-31$85,202,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$53,386
Total interest from all sources2012-12-31$595,392
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,509,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,021,153
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$30,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$436,342
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,783,969
Participant contributions at end of year2012-12-31$2,482,610
Participant contributions at end of year2012-12-31$204,961
Participant contributions at beginning of year2012-12-31$220,472
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,366,154
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$617,054
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,269,758
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$101,141
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,514,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$41,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$22,716
Other income not declared elsewhere2012-12-31$98,527
Administrative expenses (other) incurred2012-12-31$53,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,575,179
Value of net assets at end of year (total assets less liabilities)2012-12-31$99,755,157
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$85,179,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$6,611
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$53,449,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$44,619,731
Value of interest in pooled separate accounts at end of year2012-12-31$11,765,263
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,732,991
Interest on participant loans2012-12-31$134,366
Interest earned on other investments2012-12-31$461,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$17,399,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$15,814,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,052,903
Net investment gain/loss from pooled separate accounts2012-12-31$1,643,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$11,326,313
Assets. Invements in employer securities at beginning of year2012-12-31$10,053,271
Contributions received in cash from employer2012-12-31$4,140,902
Employer contributions (assets) at end of year2012-12-31$1,794,611
Employer contributions (assets) at beginning of year2012-12-31$1,630,193
Income. Dividends from common stock2012-12-31$488,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,514,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$5,206,750
Aggregate carrying amount (costs) on sale of assets2012-12-31$5,353,638
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31KPMG
Accountancy firm EIN2012-12-31135565207
2011 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,054,382
Total unrealized appreciation/depreciation of assets2011-12-31$1,054,382
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$22,716
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$85,678
Total income from all sources (including contributions)2011-12-31$9,879,638
Total loss/gain on sale of assets2011-12-31$-478,891
Total of all expenses incurred2011-12-31$9,661,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,646,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,963,082
Value of total assets at end of year2011-12-31$85,202,694
Value of total assets at beginning of year2011-12-31$85,047,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,293
Total interest from all sources2011-12-31$564,736
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,078,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$963,368
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$30,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$487,058
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,655,370
Participant contributions at end of year2011-12-31$220,472
Participant contributions at beginning of year2011-12-31$240,321
Assets. Other investments not covered elsewhere at end of year2011-12-31$617,054
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$460,331
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$636,488
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$183,764
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,514,614
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,308,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$22,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$85,678
Other income not declared elsewhere2011-12-31$73,033
Administrative expenses (other) incurred2011-12-31$15,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$218,002
Value of net assets at end of year (total assets less liabilities)2011-12-31$85,179,978
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$84,961,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$44,619,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$47,188,614
Value of interest in pooled separate accounts at end of year2011-12-31$9,732,991
Value of interest in pooled separate accounts at beginning of year2011-12-31$10,397,208
Interest on participant loans2011-12-31$137,083
Interest earned on other investments2011-12-31$427,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$15,814,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$12,283,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,330,602
Net investment gain/loss from pooled separate accounts2011-12-31$-44,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$10,053,271
Assets. Invements in employer securities at beginning of year2011-12-31$10,565,076
Contributions received in cash from employer2011-12-31$3,671,224
Employer contributions (assets) at end of year2011-12-31$1,630,193
Employer contributions (assets) at beginning of year2011-12-31$1,604,085
Income. Dividends from common stock2011-12-31$115,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,462,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,856,698
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,335,589
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG
Accountancy firm EIN2011-12-31135565207
2010 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,022,626
Total unrealized appreciation/depreciation of assets2010-12-31$4,022,626
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$85,678
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$64,145
Total income from all sources (including contributions)2010-12-31$20,172,833
Total loss/gain on sale of assets2010-12-31$-1,001,133
Total of all expenses incurred2010-12-31$7,390,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,367,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,641,285
Value of total assets at end of year2010-12-31$85,047,654
Value of total assets at beginning of year2010-12-31$72,244,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,920
Total interest from all sources2010-12-31$544,622
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$979,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$928,456
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$30,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$647,891
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,951,078
Participant contributions at end of year2010-12-31$240,321
Participant contributions at beginning of year2010-12-31$222,717
Assets. Other investments not covered elsewhere at end of year2010-12-31$460,331
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$555,472
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$566,001
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$148,694
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,308,196
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,184,153
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$85,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$64,145
Other income not declared elsewhere2010-12-31$68,153
Administrative expenses (other) incurred2010-12-31$22,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$12,781,969
Value of net assets at end of year (total assets less liabilities)2010-12-31$84,961,976
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$72,180,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$47,188,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$40,913,519
Value of interest in pooled separate accounts at end of year2010-12-31$10,397,208
Value of interest in pooled separate accounts at beginning of year2010-12-31$9,070,518
Interest on participant loans2010-12-31$143,262
Interest earned on other investments2010-12-31$401,360
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$12,283,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$11,611,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,498,576
Net investment gain/loss from pooled separate accounts2010-12-31$1,418,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$10,565,076
Assets. Invements in employer securities at beginning of year2010-12-31$7,583,087
Contributions received in cash from employer2010-12-31$3,124,206
Employer contributions (assets) at end of year2010-12-31$1,604,085
Employer contributions (assets) at beginning of year2010-12-31$103,103
Income. Dividends from common stock2010-12-31$51,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,219,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,744,430
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,745,563
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG
Accountancy firm EIN2010-12-31135565207
2009 : NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION

2016: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL PENN BANCSHARES, INC. CAPITAL ACCUMULATION 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered1978
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered2149
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered2052
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered2053
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered2055
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040006
Policy instance 1
Insurance contract or identification number040006
Number of Individuals Covered2522
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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